CLOSED
United States District Court
District of Massachusetts (Worcester)
CIVIL DOCKET FOR CASE #: 4:92-cv-40076-NMG
Barrett v. Pappas Date Filed: 06/02/1992
Assigned to: Judge Nathaniel M. Gorton Date Terminated: 10/27/1995
Demand: $15,000,000 Jury Demand: Both
Cause: 28:1332 Diversity-Medical Malpractice Nature of Suit: 362 Personal Inj. Med.
Malpractice
Jurisdiction: Diversity
Plaintiff
Martin G. Barrett represented by Alan S. Geismer , Jr.
Sugarman, Rogers, Barshak & Cohen, P.C.
101 Merrimac Street
9th Floor
Boston, MA 02114
617-227-3030
Fax: 617-523-4001
Email: geismer@srbc.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Donald A. Shapiro
180 North LaSalle St.
Suite 2401
Chicago, IL 60601
312-263-3443
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
V.
Defendant
M.D. Arthur M. Pappas represented by Raymond J. Kenney
Martin, Magnuson, McCarthy and Kenney
101 Merrimac St.
7th Floor
Boston, MA 02114
617/227-3240
Fax: 617-227-3346
Email: rkenney@mmmk.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Date Filed # Docket Text
06/02/1992 1 Complaint filed (dfs) (Entered: 06/02/1992)
06/02/1992 Filing Fee Paid. Receipt #: 400781 Amount: $120.00. (dfs) (Entered: 06/02/1992)
06/02/1992 Summons, CFI, R4.1, 18A issued for Arthur M. Pappas (dfs) (Entered: 06/02/1992)
09/25/1992 3 Judge Douglas P. Woodlock. CONDITIONAL Order of Dismissal; It is hereby ordered
pursuant to Rule 4(j) of the Fed. R. of Civ. Procedure that the above-entitled action be
dismissed without prejudice in twenty (20) days from the date of this Order unless proof of
service is filed or good cause shown why service has not been made. (bah) (Entered:
09/30/1992)
09/28/1992 2 Return of service executed as to Arthur M. Pappas 9/10/92 filed. Answer due on 9/30/92
for Arthur M. Pappas (dfs) (Entered: 09/28/1992)
10/01/1992 4 Notice of attorney appearance for Arthur M. Pappas by Raymond J. Kenney (bah)
(Entered: 10/02/1992)
10/01/1992 5 Motion by Arthur M. Pappas to strike ad damnum [1-1] complaint (bah) (Entered:
10/02/1992)
10/01/1992 6 Answer to Complaint by Arthur M. Pappas; jury demand (bah) (Entered: 10/02/1992)
10/01/1992 7 Motion by Arthur M. Pappas for Medical Malpractice Tribunal hearing (bah) (Entered:
10/02/1992)
10/08/1992 8 Plaintiff's Counsel's Notice of Change of Address (bah) (Entered: 10/08/1992)
11/09/1992 Case reassigned from Judge Woodlock to Judge Nathaniel M. Gorton . Notice sent to
counsel. (fmr) (Entered: 11/10/1992)
12/17/1992 9 Judge Nathaniel M. Gorton. Order of Reference to Medical Malpractice Tribunal,
ENTERED, cc:cl. (bah) (Entered: 12/18/1992)
12/17/1992 Judge Nathaniel M. Gorton. Endorsed Order granting [7-1] motion for Medical
Malpractice Tribunal hearing issued. "Motion allowed." cc/cl. (dfs) (Entered: 01/04/1993)
01/04/1993 Case forwarded to Worc. Superior Court for medical tribunal. (dfs) (Entered: 01/04/1993)
01/25/1993 10 Motion by Martin G. Barrett for leave to file First Amended Complaint , filed. (bah)
(Entered: 01/29/1993)
02/17/1993 Judge Nathaniel M. Gorton. Endorsed Order granting [10-1] motion for leave to file First
Amended Complaint issued. "Motion allowed." cc/cl. (dfs) (Entered: 02/19/1993)
02/17/1993 11 Amended complaint by Martin G. Barrett , (Answer due 2/27/93 for Arthur M. Pappas )
amending [1-1] complaint filed. (dfs) (Entered: 02/19/1993)
04/05/1993 12 Answer by Arthur M. Pappas to amended complaint; jury demand filed, c/s. (bah)
(Entered: 04/05/1993)
04/20/1993 13 Motion by Arthur M. Pappas to authorize additional depositions by the defendant filed c/s,
cert/consl. (bah) (Entered: 04/22/1993)
04/20/1993 14 Certificate of Consultation Re: [13-1] motion to authorize additional depositions by the
defendant filed, c/s. (bah) (Entered: 04/22/1993)
04/20/1993 15 Memorandum by Arthur M. Pappas in support of [13-1] motion to authorize additional
depositions by the defendant filed, c/s. (bah) (Entered: 04/22/1993)
05/17/1993 Terminated document(s) mooting [5-1] motion to strike ad damnum [1-1] complaint
Requested by dfs. (dfs) (Entered: 05/17/1993)
05/21/1993 Judge Nathaniel M. Gorton. Endorsed Order granting [13-1] motion to authorize additional
depositions by the defendant, ENTERED, cc:cl. (bah) (Entered: 05/21/1993)
05/26/1994 Certified copies of document # 10-15 sent to Worcester Superior Court for the Medical
Malpractice Tribunal. (bah) (Entered: 05/26/1994)
09/30/1994 16 Motion by Martin G. Barrett for Donald A. Shapiro to appear pro hac vice , filed. (bah)
(Entered: 10/03/1994)
09/30/1994 17 Certificate of Good Standing by Attorney Donald A. Shapiro, filed. (bah) (Entered:
10/03/1994)
10/31/1994 Judge Nathaniel M. Gorton. Endorsed Order granting [16-1] motion for Donald A. Shapiro
to appear pro hac vice, ENTERED, cc:cl. "Motion allowed." (bah) (Entered: 11/01/1994)
02/21/1995 18 Opinion received from Medical Malpractice Tribunal. (fmr) (Entered: 02/22/1995)
02/22/1995 19 Judge Nathaniel M. Gorton. Notice of Hearing/conference: set scheduling conference for
10:00 3/15/95 . (fmr) (Entered: 02/22/1995)
03/10/1995 20 Joint Pre-Trial statement by Arthur M. Pappas, Martin G. Barrett, filed. (fmr) (Entered:
03/10/1995)
03/13/1995 22 Letter by Donald A. Shapiro To: Judge Gorton dated: March 10, 1995 re: scheduling
conference, filed. (fmr) (Entered: 03/17/1995)
03/15/1995 23 Joint pre-trial statement by Arthur M. Pappas, Martin G. Barrett, filed. (fmr) (Entered:
03/21/1995)
03/17/1995 21 Judge Nathaniel M. Gorton. Notice of Hearing/conference: set scheduling conference for
3:30 4/11/95 . cc:cl (fmr) (Entered: 03/17/1995)
03/23/1995 24 Rule 16.1 Certification filed by Martin G. Barrett. (fmr) (Entered: 03/23/1995)
04/11/1995 Scheduling conference held. (fmr) (Entered: 04/13/1995)
04/11/1995 25 Judge Nathaniel M. Gorton. Clerk's Notes: re: scheduling conference. Counsel appear for
scheduling conference. Discussion regarding length of trial. Counsel advise Ct. trial will be
7-8 days. Trial to commence Tuesday Oct. 3, 1995 at 9:00 a.m. Scheduling Order to issue.
Deft. to file brief re: statute of limitations & jurisdictional issue on or before May 31, 1995;
response due June 30, 1995. (fmr) (Entered: 04/13/1995)
04/13/1995 26 Judge Nathaniel M. Gorton. Scheduling Order entered setting Expert witness list due on
4/30/95 Discovery cutoff 8/15/95 Pretrial conference on 3:30 9/8/95. (fmr) (Entered:
04/13/1995)
08/15/1995 27 Joint statement regarding alternative dispute resolution by Arthur M. Pappas, Martin G.
Barrett, filed. (fmr) (Entered: 08/15/1995)
08/18/1995 28 Judge Nathaniel M. Gorton. Procedural Order entered re: Pretrial/Trial; Pretrial Conference
set for 3:30 9/8/95. cc:cl (fmr) (Entered: 08/18/1995)
09/01/1995 29 Pretrial memorandum by Martin G. Barrett, filed. (fmr) (Entered: 09/01/1995)
09/05/1995 30 Pre-trial submittal by Arthur M. Pappas, filed. c/s (fmr) (Entered: 09/05/1995)
09/08/1995 Pre-trial conference held. (fmr) (Entered: 09/11/1995)
09/08/1995 31 Judge Nathaniel M. Gorton. Clerk's Notes: re: pretrial conference, set Jury trial for 9:00
10/17/95 Court Reporter: C. Dahlstrom. Counsel appear for PTC. Case set for trial on
10/17/95 at 9:00 a.m. Motions in Limine & Objections to exhibits and/or witnesses to be
filed on or before 9/26/95; Resp. to Motions in Limine, Proposed Voir Dire, Requests for
instructions & proposed verdict questions to be filed on or before 10/3/95. Ct. offers that
case may be referred for mediation. Deft's counsel objects to settlement because of
ramifications. (fmr) (Entered: 09/11/1995)
09/08/1995 32 Amended Pretrial memoranda by Martin G. Barrett, filed. (fmr) (Entered: 09/11/1995)
09/08/1995 33 Motion by Martin G. Barrett for leave to file a first amended complaint , filed. (fmr)
(Entered: 09/11/1995)
09/14/1995 Judge Nathaniel M. Gorton. Endorsed Order entered granting [33-1] motion for leave to
file a first amended complaint. "Motion allowed." cc:cl (fmr) (Entered: 09/15/1995)
09/26/1995 34 Motion by Arthur M. Pappas in limine , filed. (fmr) (Entered: 09/26/1995)
09/26/1995 35 Objection of the defendant, filed. (fmr) (Entered: 09/26/1995)
10/03/1995 36 Suggested voir dire questions by Arthur M. Pappas, filed. (fmr) (Entered: 10/03/1995)
10/03/1995 37 Proposed Special Questions to the Jury filed by Arthur M. Pappas. (fmr) (Entered:
10/03/1995)
10/03/1995 38 Requests for instructions to the Jury by Arthur M. Pappas, filed. (fmr) (Entered:
10/03/1995)
10/03/1995 39 Trial brief by Martin G. Barrett, filed. (fmr) (Entered: 10/03/1995)
10/03/1995 40 Motion by Martin G. Barrett in limine , filed. (fmr) (Entered: 10/03/1995)
10/03/1995 41 Motion by Martin G. Barrett in limine , filed. (fmr) (Entered: 10/03/1995)
10/03/1995 42 Proposed voir dire questions by Martin G. Barrett, filed. (fmr) (Entered: 10/03/1995)
10/03/1995 43 Objection to defendant's proposed exhibit by Martin G. Barrett. filed. (fmr) (Entered:
10/03/1995)
10/03/1995 44 Motion by Martin G. Barrett to amend [32-1] final pretrial memorandum , filed. (fmr)
(Entered: 10/03/1995)
10/03/1995 45 Request for Jury instructions by Martin G. Barrett, filed. (fmr) (Entered: 10/03/1995)
10/11/1995 46 Objection by Arthur M. Pappas re: [42-1] voir dire jury, filed. (fmr) (Entered: 10/11/1995)
10/11/1995 47 Objection by Arthur M. Pappas to plaintiff's motion in limine to limit expert testimony,
filed. (fmr) (Entered: 10/11/1995)
10/11/1995 48 Motion by Arthur M. Pappas to amend [30-1] memorandum , filed. (fmr) (Entered:
10/11/1995)
10/11/1995 49 Motion by Arthur M. Pappas for pre-charge , filed. (fmr) (Entered: 10/11/1995)
10/12/1995 50 Objection by Arthur M. Pappas re: [44-1] motion to amend [32-1] final pretrial
memorandum, filed. (fmr) (Entered: 10/12/1995)
10/12/1995 51 Supplemental Witness list by Arthur M. Pappas, filed. (fmr) (Entered: 10/12/1995)
10/12/1995 52 Letter by Donald A. Shapiro dated: October 11, 1995 to: Judge Gorton re: withdrawing
objection to exhibit #16, filed. (fmr) (Entered: 10/12/1995)
10/12/1995 53 Motion by Martin G. Barrett in limine , filed. c/s. (fmr) (Entered: 10/12/1995)
10/12/1995 54 Motion by Martin G. Barrett to amend [32-1] memorandum , filed. (fmr) (Entered:
10/12/1995)
10/12/1995 55 Affidavit of Donald A. Shapiro, re: [54-1] motion to amend [32-1] memorandum, filed. c/s.
(fmr) (Entered: 10/12/1995)
10/13/1995 56 Objection by Martin G. Barrett to defendant's proferred deposition testimony, filed. (fmr)
(Entered: 10/13/1995)
10/13/1995 57 Memorandum by Martin G. Barrett in opposition to [34-1] motion in limine, filed. (fmr)
(Entered: 10/13/1995)
10/13/1995 58 Reply by Martin G. Barrett to objection to [44-1] motion to amend [32-1] final pretrial
memorandum, filed. (fmr) (Entered: 10/13/1995)
10/13/1995 59 Letter by Donald A. Shapiro dated: October 12, 1995 to: Judge Gorton re: requesting
permission to set up a television in Court, filed. (fmr) (Entered: 10/13/1995)
10/13/1995 60 Supplemented Witness list by Martin G. Barrett, filed. (fmr) (Entered: 10/13/1995)
10/13/1995 Terminated document granting [54-1] motion to amend [32-1] memorandum, granting [53-
1] motion in limine, denying [49-1] motion for pre-charge, granting [48-1] motion to
amend [30-1] memorandum, granting [44-1] motion to amend [32-1] final pretrial
memorandum, denying [41-1] motion in limine, granting [40-1] motion in limine, denying
[34-1] motion in limine (Counsel notified by telephone this date) Requested by dfs. (dfs)
(Entered: 10/27/1995)
10/17/1995 Jury trial held. (fmr) (Entered: 10/27/1995)
10/17/1995 62 Judge Nathaniel M. Gorton. Clerk's Notes: re: jury trial - day one Court Reporter: C.
Dahlstrom. Case called for civil jury trial - Day One. Jury of 8 empanelled. Conference
w/counsel. Discussion re: depositions (video & written). Taping of Dr. Pappas' Press
Conference & exhibits. Jury is sworn & Timothy O'Brien named foreman. Judge gives
preliminary statement to the jury. Pltff's opening statement. Deft's opening statement.
Pltff's evidence begins with testimony of Martin Glen Barrett. Ct. recessed at 3:30 p.m.
(fmr) (Entered: 10/27/1995)
10/18/1995 63 Judge Nathaniel M. Gorton. Clerk's Notes: re: jury trial day two Court Reporter: C.
Dahlstrom. Case called for jury trial - Day Two. Conference with counsel regarding
objections to depositions. Various exhibits marked & admitted into evidence. Pltff's
evidence continues with testimony of Martin G. Barrett. Ct. dismissed jury at 3:10 p.m.
Conference w/counsel. Ct. recessed at 3:15 p.m. (fmr) (Entered: 10/27/1995)
10/19/1995 61 Objection by Martin G. Barrett to: defendant's [38-1] jury instructions, filed. (fmr)
(Entered: 10/19/1995)
10/19/1995 64 Judge Nathaniel M. Gorton. Clerk's Notes: re: jury trial day three Court Reporter: C.
Dahlstrom. Case called for jury trial - Day Three. Pltff's evidence continues with testimony
of Dr. Harrington. Jury excused at 3:15 p.m. Conference w/counsel. Ct in recess at 3:20
p.m. (fmr) (Entered: 10/27/1995)
10/19/1995 65 Supplemental requests for Jury instructions by Arthur M. Pappas, filed. (fmr) (Entered:
10/27/1995)
10/19/1995 66 Defendant's waiver of requests for instructions. (fmr) (Entered: 10/27/1995)
10/20/1995 67 Motion by Arthur M. Pappas for directed verdict , filed. (fmr) (Entered: 10/27/1995)
10/20/1995 68 Judge Nathaniel M. Gorton. Clerk's Notes: re: jury trial day four denying [67-1] motion for
directed verdict Court Reporter: C. Dahlstrom. Case called for jury trial - Day Four. Pltff's
evidence continues w/video testimony of Dr. Steadman. Pltff. RESTS. D's M. for Directed
verdict FILED; motion DENIED. Deft's evidence begins w/testimony of James Lou
Gorman. (fmr) (Entered: 10/27/1995)
10/23/1995 69 Judge Nathaniel M. Gorton. Clerk's Notes: re: jury trial day five Court Reporter: C.
Dahlstrom. Case called for jury rial - Day Five. Deft's evidence continues w/testimony of
Dr. John Richmond. Jury excused at 3:35 p.m. Further conference w/counsel. Ct. recessed
at 3:45 p.m. (fmr) (Entered: 10/27/1995)
10/23/1995 70 Further supplemental request for Jury instructions by Arthur M. Pappas, filed. (fmr)
(Entered: 10/27/1995)
10/24/1995 71 Judge Nathaniel M. Gorton. Clerk's Notes: re: jury trial day six Court Reporter: C.
Dahlstrom. Case called for jury trial - Day six. Deft's evidence continues w/testimony of
Talbot Smith; suspending Dr. Pappas' testimony because of logistics. Dr. Pappas resumes
his testimony. Deft RESTS. Jury excused at 1:20 p.m. Chg. conference w/counsel. Deft.
renews M. for Directed Verdict, Motion DENIED. Ct is recessed at 4:00 p.m. (fmr)
(Entered: 10/27/1995)
10/25/1995 72 Judge Nathaniel M. Gorton. Clerk's Notes: re: jury trial day seven Court Reporter: C.
Dahlstrom. Case called for jury trial - Day Seven. Further chg. conference w/counsel.
Deft's closing argument. Pltff's closing argument. Court's chg. to the jury begins at 11:39
a.m. and ends at 12:20 p.m. Questions rec's from jury att 3:05 p.m. Ct. further instructs jury
regarding questions at 3:25 p.m. Verdict is recorded at 3:57 p.m. Judgment in favor of
plaintiff in the amount of 1.7 million dollars. Ct. is adjourned at 4:00 p.m. (fmr) (Entered:
10/27/1995)
10/27/1995 73 Judge Nathaniel M. Gorton. Judgment entered for Martin G. Barrett against Arthur M.
Pappas. Principal: $ 2,394,153.80 cc:cl (fmr) (Entered: 10/27/1995)
10/27/1995 Case closed. (fmr) (Entered: 10/27/1995)
11/06/1995 74 Motion by Arthur M. Pappas for judgment as a matter of law under Fed.R.Civ.P. 50(b) ,
filed. (fmr) (Entered: 11/06/1995)
11/06/1995 75 Motion by Arthur M. Pappas in the alternative for a new trial pursuant to Fed.R.Civ.P.
50(b) and 59 , filed. (fmr) (Entered: 11/06/1995)
11/06/1995 76 Memorandum by Arthur M. Pappas in support of [74-1] motion for judgment as a matter of
law under Fed.R.Civ.P. 50(b), [75-1] motion in the alternative for a new trial pursuant to
Fed.R.Civ.P. 50(b) and 59, filed. (fmr) (Entered: 11/06/1995)
11/20/1995 77 Memorandum by Martin G. Barrett in opposition to [74-1] motion for judgment as a matter
of law under Fed.R.Civ.P. 50(b), [75-1] motion in the alternative for a new trial pursuant to
Fed.R.Civ.P. 50(b) and 59, filed. (fmr) (Entered: 11/20/1995)
11/24/1995 78 Notice of appeal by Arthur M. Pappas filed. Fee Status: pd Fee Amount: $ 105 Receipt #:
401706 Appeal record due on 12/24/95. (fmr) (Entered: 11/29/1995)
12/07/1995 Judge Nathaniel M. Gorton. Endorsed Order entered denying [74-1] motion for judgment
as a matter of law under Fed.R.Civ.P. 50(b). "Motion denied." cc:cl (fmr) (Entered:
12/08/1995)
12/07/1995 Judge Nathaniel M. Gorton. Endorsed Order entered denying [75-1] motion in the
alternative for a new trial pursuant Fed.R.Civ.P. 50(b) and 59. "Motion denied." cc:cl (fmr)
(Entered: 12/08/1995)
12/15/1995 79 Motion by Arthur M. Pappas for reconsideration of [0-0] endorsed order, [0-0] endorsed
order , filed. c/s. (fmr) (Entered: 12/15/1995)
12/18/1995 Certified copy of docket and record on appeal forwarded to U.S. Court of Appeals re: [78-
1] appeal . (fmr) (Entered: 12/18/1995)
01/03/1996 80 Notice of appeal by Arthur M. Pappas filed. Fee Status: pd Fee Amount: $ 105 Receipt #:
401732 Appeal record due on 2/2/96 (fmr) (Entered: 01/03/1996)
01/03/1996 81 Letter by Donald A. Shapiro dated: 12/22/95 to: Judge Gorton re: Objection to M. for
Reconsideration filed. (dfs) (Entered: 01/05/1996)
01/05/1996 Judge Nathaniel M. Gorton. Endorsed Order entered denying [79-1] motion for
reconsideration of [0-0] endorsed order, [0-0] endorsed order. "Motion denied." cc/cl. (dfs)
(Entered: 01/05/1996)
01/23/1996 Certified copy of docket and record on appeal forwarded to U.S. Court of Appeals re: [80-
1] appeal . (fmr) (Entered: 01/24/1996)
01/24/1996 82 Transcript of proceedings for held on proceeding date: September 8, 1995 before Judge:
Gorton. Court Reporter: Dahlstrom (fmr) (Entered: 01/24/1996)
01/24/1996 83 Transcript of proceedings for held on proceeding date: October 17, 1995 before Judge:
Gorton. Court Reporter: C. Dahlstrom (fmr) (Entered: 01/24/1996)
01/24/1996 84 Transcript of proceedings for held on proceeding date: October 18, 1995 before Judge:
Gorton. Court Reporter: C. Dahlstrom (fmr) (Entered: 01/24/1996)
01/24/1996 85 Transcript of proceedings for held on proceeding date: October 19, 1995 before Judge:
Gorton. Court Reporter: C. Dahlstrom (fmr) (Entered: 01/24/1996)
01/24/1996 86 Transcript of proceedings for held on proceeding date: Octber 20, 1995 before Judge:
Gorton. Court Reporter: C. Dahlstrom (fmr) (Entered: 01/24/1996)
01/24/1996 87 Transcript of proceedings for held on proceeding date: October 23, 1995 before Judge:
Gorton. Court Reporter: C. Dahlstrom (fmr) (Entered: 01/24/1996)
01/24/1996 88 Transcript of proceedings for held on proceeding date: October 24, 1995 before Judge:
Gorton. Court Reporter: C. Dahlstrom (fmr) (Entered: 01/24/1996)
01/24/1996 89 Transcript of proceedings for held on proceeding date: October 24, 1995 before Judge:
Gorton. Court Reporter: C. Dahlstrom (fmr) (Entered: 01/24/1996)
01/24/1996 90 Transcript of proceedings for held on proceeding date: October 25, 1995 before Judge:
Gorton. Court Reporter: C. Dahlstrom (fmr) (Entered: 01/24/1996)
01/24/1996 Notice of Docketing Record on Appeal from USCA re: , received. USCA NUMBER: 96-
1072 (fmr) (Entered: 01/29/1996)
01/26/1996 Transmitted supplemental record on appeal: re: . (fmr) (Entered: 01/30/1996)
06/12/1996 91 Stipulation of Satisfaction of judgment, filed. (fmr) (Entered: 06/12/1996)
06/13/1996 92 Mandate of US Court of Appeals re: dismissing [0-0] case . (fmr) (Entered: 06/14/1996)
06/13/1996 Record on appeal returned from U.S. Court of Appeals, re: . (fmr) (Entered: 06/14/1996)
06/13/1996 Closed flag. (fmr) (Entered: 06/14/1996)
06/13/1996 Closed flag. (fmr) (Entered: 11/14/1997)
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