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PWC Internal Audit Dashboard Example 1 PDF

The document provides a quarterly audit dashboard with statistics on internal audit plan status, observations from audits, time spent on high risk areas and audit report cycle times. Key highlights include that 7 past due observations were noted, with 1 being highly risky and 2 remediated but pending testing.

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Denilson Madaugy
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723 views1 page

PWC Internal Audit Dashboard Example 1 PDF

The document provides a quarterly audit dashboard with statistics on internal audit plan status, observations from audits, time spent on high risk areas and audit report cycle times. Key highlights include that 7 past due observations were noted, with 1 being highly risky and 2 remediated but pending testing.

Uploaded by

Denilson Madaugy
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd
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IA quarterly dashboard example 1

Qx audit FYXX internal Internal audit


observations audit plan status people activities
Observations noted during the quarter Staff Forecasted
ended MM/DD/YYYY are as follows: X hours (US)
3 60k
(13%) Completed Contractors
Significant 8 X
9
(39%) In progress Open roles
Moderate 12 X
11
(48%) Not started
Low 16
Unstaffed hours/
skillset gap?
0 10 20 No

Refer to page X for details of key Describe any delays, cancellations, No issues to note for the AC.
observations noted during the quarter. additions and rationale.

Audit time spent on Audit report cycle


Target
high risk areas time (weeks) –
8
End of fieldwork
100% 80% to final report 0 5 10 15
85% 85% 87%
80% 75%
80%
78% Average time Target
60% 68% (weeks) to obtain
management 16
40% response
0 5 10 15 20

20%
Target
Average time
0%
(days) to 60
Q1 Q2 Q3 Q4 remediation date
Target Actual 0 30 60 90 120

Use this area to direct audience attention to key message (open positions, challenge with closing reports, etc.)

Open observations

Aging of observations

> 1 year 2 3
- 7
On track Past due
< 1 year 2

0 2 4 6 8
Finance IT and Security Offshore • 1 of 7 is past due with high risk observations
• 2 of 7 are remediated but pending IA testing
Audit committee
action needed? • 4 of 7 past due observations have revised remediation
Yes dates and are progressing towards completion

Provide key highlight for audience on why the issue is overdue, any progress made and indicate if action from audience is needed.

© 2021 PwC. All rights reserved. PwC refers to the US member firm or one of its subsidiaries or affiliates, and may sometimes refer to the PwC network.
Each member firm is a separate legal entity. Please see www.pwc.com/structure for further details. This content is for general information purposes only,
PwC
and should not be used as a substitute for consultation with professional advisors.

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