Dementia Assessment Scales Overview
Dementia Assessment Scales Overview
2012
TAN561756285612455733Therapeutic Advances in Neurological DisordersB Sheehan
DOI: 10.1177/
1756285612455733
Bart Sheehan
© The Author(s), 2012.
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Abstract: Dementia involves progressive and often remorseless decline in cognition, function, journalsPermissions.nav
behaviour and care needs. Assessment in dementia relies on collateral as well as patient-
derived information. Many assessment scales have been developed over decades for use
in dementia research and care. These scales are used to reduce uncertainty in decision
making, for example in screening for cognitive impairment, making diagnoses of dementia
and monitoring change. Ideal scales used in dementia should demonstrate face validity and
concurrent validity against gold standard assessments, should be reliable, practical, and
should rely on objective rather than subjective information. Assessment scales in the domains
of cognition, function, behaviour, quality of life, depression in dementia, carer burden and
overall dementia severity are reviewed in this article. The practical use of these scales in
clinical practice and in research is discussed.
of behaviour disturbance at some point in the ity and increasing objectivity; for example, using
illness. Care burden, for family carers as well as a cognitive screening test score to screen for
state/other care funders, increases as the condition underlying dementia, to distinguish impairment
progresses. The syndrome is caused by many dis- due to dementia from normal age-related cogni-
eases, with Alzheimer’s disease, vascular dementia tive change or to monitor the effects of treatment
and dementia with Lewy bodies together account- of dementia in a clinic or controlled trial. The
ing for around 90% of cases. Incidence and preva- properties of an ideal assessment scale would be
lence of dementia are strongly age dependent. With that it is valid, that is, it has face validity (experts
global aging of populations, dementia prevalence is like clinicians, patients and carers would agree
rising and is projected to continue to do so for that the questions are relevant and important),
much of the present century. The collateral dam- that it has construct validity (it measures the con-
age in dementia is vast. Carer burden in terms of struct it was designed to measure), concurrent
physical work, psychological distress and financial validity (when used alongside a gold standard
obligations is great. Many nonspecialist branches assessment like a very well validated scale or an
of medicine now operate some system for screen- expert clinical assessment, it performs well), that
ing for and diagnosing dementia – for example, it shows reliability – typically inter-rater reliability
primary care, neurology or general hospital inpa- (two or more raters using the scale in the same
tient services. Rating scales are often advocated for subjects and conditions come up with the same
use in influential guidelines [NICE, 2006]. result) and test–retest reliability (the same rater
using the scale on another occasion in the same
subject comes up with the same result). Impor
Assessment scales in dementia tantly, it should be practical to use – in practice,
A vast industry in generation, validation and this often depends on it being short (so it can be
reporting of properties/utility of rating scales in used in busy clinical practice or as an outcome
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Therapeutic Advances in Neurological Disorders 5 (6)
measure in a trial such that participants are not and carers have very different ratings of QOL.
overburdened by long interviews) and accepta- Scales for measuring QOL include patient and
ble – so it does not upset, exhaust or embarrass proxy versions, and generic and dementia-specific
the patient or assessor. The key task in using scales. Depression is common in dementia; rating
assessment scales in dementia (as in any field) is this fundamentally subjective experience is espe-
clarifying what they are to be used for, and by cially challenging in patients with cognitive impair-
whom. Scales are frequently misunderstood and ment. Carer burden is a major issue in dementia;
misused, wasting patients’, carers’ and assessors’ service- and research-level interventions may look
time. Another aspect of dementia which distin- to measure effects on carers using generic meas-
guishes it from other progressive neurological dis- ures of psychological distress or measures desig
orders is the increased reliance on others to assess ned specifically to measure carer burden. Overall
clinical and practical problems. Dementia may dementia severity assessments are designed to assign
from its earliest stages affect judgement, speech a level of severity to a patient’s condition, and are
and memory, making patient judgements less reli- especially useful in assorting cases in research or
able. Proxies such as family or professional carers service development. This paper considers scales
need to be consulted at all stages in the care jour- used for each of these areas.
ney, altering the traditional assessment method to
a shared patient/carer encounter (for example, the
combination of a patient-facing cognitive assess- Cognition: screening for dementia
ment with a structured or unstructured informant Scales in this section are included as they are
interview in diagnosing dementia). This is directly used in clinical or research settings to screen for
relevant to the choice of assessment scales to be dementia, are brief (under 30 min), involve pro-
used in dementia care and research. In particular, fessionals interacting with patients and have been
judgements about functional impairment, quality either recommended in reviews or guidelines
of life and behaviour problems may have to be [Brodaty et al. 2006; Holsinger et al. 2007; Milne
mainly, or entirely, derived from proxy reports. et al. 2008; Appels and Scherder, 2010], or widely
reported. Psychometric properties for each scale
are summarized in Table 1. It should be noted
An overview of assessment scales that single cutoffs are never clearly best on any
in dementia screening scale – those quoted have good combi-
In clinical practice and in research, cognition is nations of sensitivity and specificity.
considered the key change we want to observe
in people with dementia. Diagnostic criteria for Abbreviated Mental Test Score
dementia depend on the presence of cognitive The Abbreviated Mental Test Score (AMTS)
impairment [APA, 2000], and other aspects of [Qureshi and Hodkinson, 1974] is a 10-item scale
the clinical picture in dementia (behaviour, derived from a longer scale introduced previously
impairment in function, increased costs, carer [Hodkinson, 1972]. Any clinician can use this,
stress) ultimately derive from impaired cognition. and it takes only 3–4 min. It assesses orientation,
Function refers to abilities to carry out activities of registration, recall and concentration, and scores
daily living, a direct consideration at the point of of 6 or below (from maximum of 10) have been
diagnosis of dementia [APA, 2000] and also in shown to screen effectively for dementia, though
assessing change and planning care interventions. as with many brief screens, low positive predictive
Behaviour changes seen in dementia, often referred values mean a second-stage assessment is always
to as Behavioural and Psychological Symptoms in necessary [Antonelli Incalze et al. 2003]. Its brev-
Dementia (BPSD) are of special importance in ity and ease of use have made it popular as a
influencing prescribing (often hazardous), institu- screening test in primary and secondary care
tionalization of patients and carer stress. Proper nonspecialist settings.
evaluation of interventions for BPSD can only be
carried out using reliable scales. Quality of life Clock drawing
(QOL) is a multidimensional concept which Numerous versions of the clock-drawing test have
reflects the patient’s perception of the effect of been devised, with many scoring algorithms
their illness on their everyday physical and [Brodaty and Moore, 1997]. Patients are typically
emotional functioning. Measurement of QOL is asked to draw a clock face with numbers and
increasingly popular. In dementia, subjective eval- hands (indicating a dictated time). It was designed
uations are frequently impossible, and patients as a quick and acceptable screening test for
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B Sheehan
Table 1. Short dementia screening tests suitable for primary and secondary care.
dementia. It is fast, requires no training and most designed to be self-administered under medical
scoring methods are fairly simple. It shows fairly supervision. The maximum score is 50; at a score
good sensitivity and specificity as a screening test. of 30 or below, the test has good specificity and
It assesses only a very narrow part of cognitive sensitivity [comparable to MMSE and Adden
dysfunction seen in dementia, and many other brookes Cognitive Assessment – Revised (ACE-
conditions (e.g. stroke) will affect it directly. R)] in distinguishing dementia from nondementia
cases [Hancock and Larner, 2011]. This form of
Mini-Cog test may be attractive for time-limited clinicians
The Mini-Cog [Borson et al. 2000] is a very short wanting to screen for dementia, especially in
test (3 min) suitable for primary care screening primary care.
for dementia. It incorporates the clock-drawing
test, adding a three-item delayed word recall General Practitioner assessment of Cognition
task. It showed comparable sensitivity and speci- The General Practitioner assessment of Cognition
ficity to the Mini-Mental State Examination (GPCOG) [Brodaty et al. 2002] was designed for
(MMSE) in classifying community cases of demen- use in primary care and includes nine direct patient
tia [Borson et al. 2003]. cognitive items, and six informant questions assess-
ing change over several years. In total, it takes about
6-CIT 6 min. It has strong performance on sensitivity and
The 6-CIT [Brooke and Bullock, 1999] was specificity versus MMSE in detecting dementia in a
designed for screening in a primary care setting. It typical primary care population [Ismail et al. 2009].
takes 3–4 min to administer, and scoring is between
0 and 28, with cutoffs of 7/8 showing good screen- Memory Impairment Screen
ing sensitivity and specificity. It is easy to adminis- The Memory Impairment Screen is a very brief
ter, though scoring is less intuitive than AMTS. four-item scale taking under 5 min to administer,
and showing good sensitivity and specificity in
Test Your Memory classifying dementia [Buschke et al. 1999]. It
The Test Your Memory [Brown et al. 2009] test lacks executive function or visuospatial items. Its
is a recently developed 10-item cognitive test use is likely to be confined to primary care, as an
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Therapeutic Advances in Neurological Disorders 5 (6)
with five dimensions, and a rating on a visual ana- a popular 15-item version (GDS-15) [Sheikh and
logue thermometer scale. It takes 2 min to com- Yesavage, 1986]. GDS-15 is usually self rated
plete. Like many quality of life instruments, carer though can be rated by an assessor. It is sensitive to
and proxy ratings diverge widely, many patients change and is reliable in older people in institu-
with dementia cannot fill out the instrument, tional care. It takes about 5–10 min to administer.
and the chief use of EuroQoL in dementia is as Its major drawback in dementia is that it has been
a health utility measure for measuring the eco- validated for people with mild dementia, but not
nomic impact of interventions in trials. for those with moderate to severe dementia (among
whom completion rates may be low due to diffi-
Short Form-36. The Short Form-36 (SF-36) culty comprehending questions).
[Ware and Sherbourne, 1992] and its shorter
descendant the SF-12 [Ware et al. 1996] are Cornell Scale for depression in dementia
examples of generic measures of quality of life The Cornell Scale [Alexopoulos et al. 1988a] is a
which use recall over particular periods of time 19-item scale in which questions are asked of the
(typically 1 or 4 weeks) and are used to estimate patient and the carer, meaning that the patient
health burden in large populations. These instru- does not need to be able to answer questions for it
ments have been shown to have high rates of non- to be used. The maximum score is 38. It has been
completion among frail older people and especially validated patients with and without dementia
among those with moderate to severe dementia. [Alexopoulos et al. 1988b]. In patients with
They may have limited use for carers of people dementia, it is considered the gold standard for
with dementia, but probably cannot routinely be quantifying depressive symptoms.
used in practice with patients.
The Montgomery Asberg Depression
Dementia-specific quality of life instruments Rating Scale
Alzheimer’s Disease-related Quality of Life scale. The Montgomery Asberg Depression Rating
The Alzheimer’s Disease-related Quality of Life Scale (MADRS) [Montgomery and Asberg, 1979]
scale (QoL-AD) [Logsdon et al. 1999] is a 13-item takes about 15–20 min for a trained assessor to
scale which has been extensively validated, is dis- complete. It is useful among older patients in that
ease specific, can be completed by patient or carer mainly psychological rather than confounding
and is suitable for use across the range of severity physical symptoms are assessed. It is particularly
of dementia [Hoe et al. 2005]. It takes 10–15 min sensitive to change and often used in interven-
to administer. Patient and proxy versions are tional research but the same issues as with GDS
available. In a controversial area, its disease- will limit its usefulness outside mild dementia.
specific properties, along with those of the health-
related quality of life in dementia instrument The Hamilton Depression Rating Scale
(DEMQOL), make it a leading choice if quality of The Hamilton Depression Rating Scale [Hamilton,
life is to be assessed [Moniz-Cook et al. 2008]. 1960] is one of the most commonly used depres-
sion rating scales. It requires 20–30 min of ques-
DEMQOL. DEMQOL [Smith et al. 2007] is a tions in a semi-structured interview by a trained
31-item, disease-specific instrument for evalu- interviewer, and is therefore unlikely to be used in
ating health-related quality of life in dementia, people with dementia. It is commonly used in
which shows comparable psychometric properties antidepressant drug trials, and like MADRS,
to the best available instruments and has been has a preponderance of psychological rather than
validated in a UK population. It has both patient- physical items.
completed and proxy forms. Like QoL-AD, it is
primarily likely to be used in research studies. The Hospital Anxiety and Depression Scale
The Hospital Anxiety and Depression Scale
[Zigmond and Snaith, 1983] is a popular screen-
Depression in dementia ing test for depression and anxiety which was
originally aimed at patients in hospital, though it
The Geriatric Depression Scale has been used much more widely in recent years.
The Geriatric Depression Scale (GDS) [Yesavage It takes 3–5 min and is self-reported. Though easy
et al. 1983] is the most commonly used assessment to use and accurate at detecting depression, it has
of depressed mood among older people, and has little practical use for older patients with signifi-
been shortened to numerous versions, including cant cognitive impairment.
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Therapeutic Advances in Neurological Disorders 5 (6)
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