including promoters.

1
 S. No. Name of the Document Brief Significance of the Document Page No
MANDATORY DOCUMENTS AS PRESCRIBED BY SEBI & EXCHANGES
A. KYC form - Document captures the basic information about 3–4
the constituent and an instruction/checklist.
1 Account Opening Form
B. Document captures the additional information about the 5–8
Constituent relevant to trading account and an instruction /check list.

2 Tariff Sheet Document detailing the rate/amount of brokerage and other charges
9
levied on the client for trading on the stock exchange(s).
Document stating the Rights & Obligations of stock broker /trading
3 Rights and Obligations member and client for trading on exchanges (including additional rights Annexure
& obligations in case of internet/wireless technology based trading). A

Risk Disclosure Document Document detailing risks associated with dealing in the securities Annexure
4 (RDD) market. B
Document detailing do’s and dont’s for trading on exchange for Annexure
5 Guidance note
education of investors C

6 Policies and Procedures Document describing significant policies and procedures of Annexure
Stock Broker. D
VOLUNTARY AND OPTIONAL DOCUMENTS AS PROVIDED BY THE STOCK BROKER

Undertaking Contains voluntary undertakings by the client with respect to Zerodha's

7 10 – 11
internal operations during the course of the relationship with Zerodha.
Running Account Authorization Letter of Authorization for maintaining a Running Account with Zerodha
8 12
and Mobile Declaration and Client consent letter for receiving SMS from Zerodha
Client Defaulter Declaration Client declaration stating that he is not a defaulter and Client
9 13
and Client Acknowledgment acknowledgment that he has read all the rules & regulations.

Name of the Trading Member Zerodha Broking Limited (hereinafter referred to as "Zerodha")
Name of the Clearing Member Zerodha Broking Limited
Cash Segment NSE, BSE : Zerodha Broking Limited
NSE: F&O: Zerodha Broking Limited SEBI Registration No. INZ000031633
CDS: Zerodha Broking Limited SEBI Registration No. INZ000031633
Derivatives
COM: Zerodha Broking Limited SEBI Registration No. INZ000031633
BSE: F&O: Zerodha Broking Limited SEBI Registration No. INZ000031633
CDS: Zerodha Broking Limited SEBI Registration No. INZ000031633
COM: Zerodha Broking Limited SEBI Registration No. INZ000031633
SEBI Registration Number:
Zerodha Broking Limited: Member of NSE & BSE – INZ000031633
CDSL: Depository services through Zerodha Securities Pvt. Ltd. – IN-DP-431-2019
Zerodha’s Registered Office:
153/154, 4th Cross, Dollars Colony, Opp. Clarence Public School, J.P. Nagar, 4th Phase Bangalore
- 560078. Ph : 91-8047181888
Correspondence Address : Same as above

Compliance Officer: Pankathi H Jain, Phone No. & Email ID: 91-8047181888, compliance@zerodha.com
CEO: Nithin Kamath, Phone No. & Email ID: 91-8047181888, ceo@zerodha.com
For any grievance please contact Zerodha at the above address or email complaints@zerodha.com &
Phone no. 91-8047181888.
In case not satisfied with the response, please contact the concerned exchange at:
1.NSE: ignse@nse.co.in or contact at 022-26598100 | 2. BSE: is@bseindia.com or contact at 022-22728097
2 Sign wherever you see
 - For Non Individuals

FPI - Category I FPI - Category II

FPI - Category III

( )

2a. DIN of whole time directors :

2b.Aadhar number of Promoters/Partners/Karta :

I/We declare that the details furnished above are true and correct to the best of my knowledge and undertake all liabilities
w.r.t any incorrect information, I also confirm to inform Zerodha w.r.t any changes in the future. I/We are also aware that
for Aadhaar OVD based KYC, my KYC shall be validated against my Aadhaar. I/We hereby consent to sharing my/our
masked Aadhaar with readable QR code or my Aadhaar XML/Digilocker XML file, along with passcode and as
applicable, with KRA and other Intermediaries with whom I/We or Zerodha have a business relationship for KYC
purposes only. I/We hereby consent to receiving information from CVL KRA & C-KYC Registry through SMS/Email on
the above registered number/Email ID.

Name of the organisation: Zerodha Broking Limited

Originals Verified and Self Attested Document copies received

Name and

3
 3b. DIN
3c. Aadhar (UID) Number

3b. DIN
3c. Aadhar (UID) Number

3b. DIN
3c. Aadhar (UID) Number

3b. DIN
3c. Aadhar (UID) Number

3b. DIN
3c. Aadhar (UID) Number

4
TRADING ACCOUNT RELATED DETAILS
A. BANK ACCOUNT DETAILS
Bank Name
Branch Address
Account Number
MICR Number IFSC Code

Account Type: Savings Current Others | In case of NRI Account: NRE NRO

B. OTHER DETAILS
Gross Annual Income Details (please specify): Income Range per annum

Below Rs 1 Lakh 1-5 Lakh 5-10 Lakh 10-25 Lakh 25 Lakh to 1 Crore >1 Crore
Net-worth as on (date)________________ (___________________) (Net worth should not be older than 1year)

Mode in which you wish to receive the RDD, Rights & Obligations, and Guidance Note: Physical Electronic

In case of non-individuals, for any of your Authorized Signatories / Promoters / Partners / Karta/Trustees / Whole time Directors
Please tick, if applicable: Politically Exposed Person (PEP) Related to a Politically Exposed Person (PEP)

C. DEPOSITORY ACCOUNT(S) DETAILS

Depository Participant Name
Beneficiary Name

DP ID BO ID

Depository Name: NSDL CDSL

D. PAST ACTIONS
Details of any action/proceedings initiated/pending/ taken by SEBI/ Stock exchange/any other authority against the applicant/constituent or its Partners
promoters/whole time directors/authorized persons in charge of dealing in securities during the last 3 years______________________________________

E. DEALINGS THROUGH SUBBROKERS AND OTHER STOCK BROKERS

If client is dealing through the sub-broker, provide the following details:

Sub-broker's Name SEBI Registration number

Registered Office Address
Phone Fax Website

Whether dealing with any other stock broker/sub-broker (if case dealing with multiple stock brokers/sub-brokers, provide details of all)

Name of Stock Broker Name of Sub Broker, if any

Client Code Exchange

Details of disputes/dues pending from/to such stock broker/sub-broker: ________________________________________________________________

F. INTRODUCER DETAILS (optional)

Name of the Introducer
Status of the Introducer - Sub-broker/Remisier/Authorized Person/Existing Client/Others (please specify):
Address of the Introducer
Phone Number Signature

5
 G. TRADING PREFERENCES / EXPERIENCE
No Prior Experience

Years in Equities _______/ Years in Derivatives _______/ Years in other Investment Related Field _______

*Please sign in the relevant boxes where you wish to trade. The segment not chosen should be struck off by the client.

Exchanges BSE & NSE

Segments Cash/Mutual funds F&O Currency Debt Commodity derivatives

F3 (a) F3 (b) F3 (c) F3 (d) F3 (e)

If you do not wish to trade in any segment/mutual fund, please mention here _____________________________________

# If, in future, the client wants to trade on any new segment, a separate authorization/letter should be taken from the client by the broker.

H. ADDITIONAL DETAILS
(I) Whether you wish to receive (a) Physical contract note (b) Electronic Contract Note (ECN)
If ECN Specify your Email id: _______________________________________________________________________________________________
(ii) Whether you wish to avail the facility of internet trading/wireless technology/mobile trading YES NO

In case of non-individuals, name, designation, PAN, UID, signature, residential address and photographs of person/s
authorized to deal in securities on behalf of the company/firm/others:

________________________________________________________________________________________________

________________________________________________________________________________________________

________________________________________________________________________________________________

Any Other Information: ______________________________________________________________________________

6
 DECLARATION

1. I/We hereby declare that the details furnished above are true and correct to the best of my/our knowledge and belief and I/we
undertake to inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or
misleading or misrepresenting, I am/we are aware that I/we may be held liable for it.

2. I/We confirm having read/been explained and understood the contents of the document on policy and procedures of the stock
broker and the tariff sheet.

3. I/We further confirm having read and understood the contents of the 'Rights and Obligations' document(s) and 'Risk Disclosure
Document'. I/We do hereby agree to be bound by such provisions as outlined in these documents. I/We have also been informed
that the standard set of documents has been displayed for Information on stock broker's designated website, if any.

Place ________________________________________________________

Date _____________________________
F4
Signature of all Authorized Signatory(ies)
Instructions/Checklist - As mentioned in the Circular NSE/INSP/18677 dated August 22, 2011 (Annexure 3)

FOR OFFICE USE ONLY

UCC Code allotted to the Client: ________________________________________

Documents verified Client Interviewed By In-Person

with Originals Verification done by
Name of the Employee

Employee Code

Designation of employee

Date

Signature

I / We undertake that we have made the client aware of 'Policy and Procedures', tariff sheet and all the non-mandatory documents.
I/We have also made the client aware of 'Rights and Obligations' document (s), RDD and Guidance Note. I/We have given/sent him
a copy of all the KYC documents. I/We undertake that any change in the 'Policy and Procedures', tariff sheet and all the non-
mandatory documents would be duly intimated to the clients. I/We also undertake that any change in the 'Rights and
Obligations' and RDD would be made available on my/our website, if any, for the information of the clients.

Signature of the Authorised Signatory Seal/Stamp of the stock broker

Date__________________________

7 Sign wherever you see

Internet & wireless technology based trading facility provided by stock broker to the client
(All the clauses mentioned in the “Rights and Obligations”document(s) shall be applicable.
Additionally, the clauses mentioned herein shall also be applicable.)
1. Stock broker is eligible for providing Internet Based trading (IBT) and securities trading through the use of wireless technology
that shall include the use of devices such as mobile phone, laptop with datacard, etc. which use Internet Protocol (IP). The stock
broker shall comply with all requirements applicable to internet based trading/securities trading using wireless technology as
may be specified by SEBI & the Exchanges from time to time.
2. The client is desirous of investing/trading in securities and for this purpose, the client is desirous of using either the internet
based trading facility or the facility for securities trading through use of wireless technology. The Stock broker shall provide the
Stock broker’s IBT Service to the Client, and the Client shall avail of the Stock broker’s IBT Service, on and subject to
SEBI/Exchanges Provisions and the terms and conditions specified on the Stock broker’s IBT website provided that they are in
line with the norms prescribed by Exchanges/SEBI.
3. The stock broker shall bring to the notice of client the features, risks, responsibilities, obligations and liabilities associated with
securities trading through wireless technology/internet/smart order routing or any other technology should be brought to the
notice of the client by the stock broker.
4. The stock broker shall make the client aware that the Stock Broker’s IBT system itself generates the initial password and its
password policy is as stipulated in line with norms prescribed by Exchanges/SEBI.
5. The Client shall be responsible for keeping the Username and Password confidential and secure and shall be solely responsible
for all orders entered and transactions done by any person whosoever through the Stock broker’s IBT System using the Client’s
Username and/or Password whether or not such a person was authorized to do so. Also the client is aware that authentication
technologies and strict security measures are required for the internet trading/securities trading through wireless technology
through order routed system and undertakes to ensure that the password of the client and/or his authorized representative are not
revealed to any third party including employees and dealers of the stock broker.
6. The Client shall immediately notify the Stock broker in writing if he forgets his password, discovers security flaw in Stock
Broker’s IBT System, discovers/suspects discrepancies/unauthorized access through his username/password/account with full
details of such unauthorized use, the date, the manner and the transactions effected pursuant to such unauthorized use,etc.
7. The Client is fully aware of and understands the risks associated with availing of a service for routing orders over the
internet/securities trading through wireless technology and Client shall be fully liable and responsible for any and all acts done in
the Client’s Username/password in any manner whatsoever.
8. The stock broker shall send the order/trade confirmation through email to the client at his request. The client is aware that the
order/trade confirmation is also provided on the web portal. In case client is trading using wireless technology, the stock broker
shall send the order/trade confirmation on the device of the client.
9. The client is aware that trading over the internet involves many uncertain factors and complex hardware, software, systems,
communication lines, peripherals, etc. are susceptible to interruptions and dislocations. The Stock broker and the Exchange do
not make any representation or warranty that the Stock broker’s IBT Service will be available to the Client at all times without any
interruption.
10. The Client shall not have any claim against the Exchange or the Stockbroker on account of any suspension, interruption, non-
availability or malfunctioning of the Stock broker’s IBT System or Service or the Exchange’s service or systems or nonexecution
of his orders due to any link / system failure at the Client/Stock brokers/Exchange end for any reason beyond the control of the
stockbroker/Exchanges.

Declaration
1. I/We hereby declare that the details furnished above are true and correct to the best of my/our knowledge and belief and I/we
undertake to inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or
misleading or misrepresenting, I am/we are aware that I/we may be held liable for it.
2. I/We confirm having read/been explained and understood the contents of the document on policy and procedures of the stock
broker and the tariff sheet.
3. I/We further confirm having read and understood the contents of the 'Rights and Obligations' document(s) and 'Risk Disclosure
Document'. I/We do hereby agree to be bound by such provisions as outlined in these documents. I/We have also been informed
that the standard set of documents has been displayed for Information on stock broker's designated website, if any.

Client Name ___________________________________________

Place ___________________________
Date : D D M M Y Y Y Y F5 Client Signature

8 Sign wherever you see

TARIFF SHEET
To
ZERODHA BROKING LIMITED
153/154, 4th Cross, Dollars Colony, Opp. Clarence Public
School, J.P. Nagar, 4th Phase Bangalore - 560078

Charges for Zerodha Trading Services

I/ We agree to pay the charges as per following charges structure for our Trading account with Zerodha effective
___________________.
Client ID: _______________________

Charge Head Brokerage / Charges

Equity Intraday Rs 20 per executed order or 0.03% of Turnover whichever is lower

Equity Delivery Rs 20 per executed order or 0.1% of Turnover whichever is lower

Futures Rs 20 per executed order or 0.03% of Turnover whichever is lower

Options Rs 20 per executed order

Currency Futures Rs 20 per executed order or 0.03% of Turnover whichever is lower

Currency Options Rs 20 per executed order

Call & Trade Services Rs 50 per order placed through a Dealer at Zerodha

Disclaimer: Clients who opt to receive physicalcontract notes will be charged Rs. 20 per contract note plus courier charges. A
brokerage of 0.5% of the contract value will be charged for contracts where physical delivery happens. In addition to the
brokerage charge the following charges will also be levied.

Schedule of Charges:
1. Exchange transaction charges | 2. Clearing charges | 3. Securities Transaction Tax | 4. Goods & Services Tax | 5. SEBI
Turnover fees | 6. Stamp Duty
Note :
Brokerage will not exceed the rates specified by SEBI and the Exchanges
All Statutory and Regulatory charges will be levied at actuals
Brokerage is also charged on expired, exercised, and assigned Options contracts

Charges for other value added services will be applicable at the time of availing such
service, upon your consent. Detailed explanation of all charges is available online at :
https://zerodha.com/charge-list

Date:__________________

F6 Client Signature
9 Sign wherever you see
ZERODHA
153/154, 4th Cross, Dollars Colony, Opp. Clarence Public
School, J.P. Nagar, 4th Phase Bangalore - 560078

SUB: VOLUNTARY UNDERTAKING / AUTHORISATION

With respect to Member-Constituent Relationship and Mandatory and Voluntary (optional) Documents executed
between us, I / We do hereby authorize ZERODHA to do the following:
1.ORDER PLACEMENT INSTRUCTIONS
I understand that you require written instructions from me for placing / modifying / cancelling orders. However, since it is not practical for me to
give written instructions for placing/modifying/cancelling order. Even If I have facility to trade online through Internet and wireless technology, I
may have to place orders by physically visiting /calling/ Emailing the Call centre / branch specified for the said purpose by ZERODHA in case of
breakdown of internet connectivity or other similar reasons.
I hereby request you to kindly accept my verbal orders/instructions, in person or over phone and execute the same. I understand the risk
associated with placement of verbal orders and accept the same. I shall not disown orders under the plea that the same were not placed
by me provided I am sent ECN/Physical contract notes or trade confirmations through SMS and other modes. I indemnify ZERODHA and
its employees against all trade related losses, damages, actions which you may suffer or face, as a consequence of adhering to and
carrying out my instructions for orders placed verbally.
2.ERRORS AND OMMISSIONS
I understand and agree that inadvertent errors may occur, while executing orders placed by me. In such circumstances ZERODHA shall make
all reasonable efforts to rectify the same and ensure that I am not put to any monetary loss. I understand and agree that I shall not hold
ZERODHA responsible beyond this and claim additional damages/loss.I understand and agree that my request to modify or cancel the order
shall not be deemed to have been executed unless and until the same is confirmed by ZERODHA.
3.NO MARKET MANIPULATION
I undertake not to execute transactions, either singly or in concert with other clients, which may be viewed as manipulative trades viz. artificially
raising, depressing or maintaining the price, creation of artificial volume, synchronized trades, cross trades, self trades, etc or which could be
termed as manipulative or fraudulent trades by SEBI/Exchanges. In case I am found to be indulging in such activities, ZERODHA has every right
to inform the Exchange/SEBI/other regulatory authority of the same and suspend/close my trading account.
4.NOT TO ACT AS UNREGISTERED SUB BROKER
I undertake not to act as unregistered Sub-broker and deal only for myself and not on behalf of other clients In case I wish to deal for other
clients also, I undertake to apply to SEBI through ZERODHA to obtain a sub broker registration. In case ZERODHA perceives that I am acting as
an unregistered sub broker, ZERODHA has the right to immediately suspend my trading account and close all open positions and adjust the
credits (across all segments) against the dues owed by me to ZERODHA without the requirement of any notice from ZERODHA. Further,
ZERODHA has the right to inform the concerned regulatory authorities about the same. In aforesaid eventuality, I agree and undertake to
indemnify ZERODHA from any loss/ damage/claim arising out of such activity.
5.NOT DEBARRED BY ANY REGULATOR
I confirm and declare that there is no bar on me imposed by any Exchange or any Regulatory and/or Statutory authority to deal in securities
directly or indirectly. I agree to inform ZERODHA, in writing, of any regulatory action taken by any Exchange or Regulatory/ Statutory authority
on me in future. In case I fail to inform the same and ZERODHA on its own comes to know of such action, ZERODHA has the right to
suspend/close my trading account and refuse to deal with me.Also, ZERODHA can at its sole discretion, close all the open positions and
liquidate collaterals to the extent of trade related debit balances, without any notice to me.
6. PMLA DECLARATION
I declare that I have read and understood the contents and the provisions of the PMLA Act, 2002, which were also explained to me by ZERODHA
officials. I further declare that I shall adhere to all the provisions of PMLA Act, 2002.
I further undertake and confirm that;
a. I do not have any links with any known criminal
b. I am a genuine person and not involved or indulge knowingly or assisted, directly or indirectly, in any process or activity connected
with the proceeds of crime nor I am a party to it. The investment money is derived from proper means and does not involve any black or Hawala
money in any manner.
7.INDEMNIFICATION I hereby indemnify and hold ZERODHA, its Directors and employees harmless from and against all trade related
claims, demands, actions, proceedings, losses, damages, liabilities, charges and/or expenses that are occasioned or may be occasioned
to the ZERODHA directly or indirectly, relating to bad delivery of shares/ securities and/ or third party delivery, whether authorized or
unauthorized and fake/forged/stolen shares/ securities/transfer documents introduced or that may be introduced by or through me during
the course of my dealings/ operations on the Exchange(s) and/ or proof of address, identity and other supporting/ documents provided by
me at the time of registration and/ or subsequently.

10
INDEMNITY OF JOINT HOLDINGS
I hereby agree to indemnify and hold ZERODHA harmless from any trade related claims, demands, actions, proceedings, losses, damages,
liabilities, charges and/or expenses arising from transactions in securities held jointly by me with any other person or persons, if any.
8. BSE StAR MUTUAL FUND FACILITY
I am interested in availing the StAR Mutual Fund facility of the Exchange for the purpose of dealing in the units of Mutual Funds
Schemes permitted to be dealt with on the StAR platform of the Exchange. For the purpose of availing the StAR Mutual Fund
facility, I state that “Know Your Client” details as submitted by me for the opening of Trading Account may be considered for the
purpose of StAR and I/we further confirm that the details contained in same remain unchanged as on date. I am willing to abide by
the terms and conditions as has been specified and as may be specified by the Exchange from time to time in this regard. I shall
ensure also compliance with the requirements as may be specified from time to time by Securities and Exchange Board of India
and Association of Mutual Funds of India (AMFI). I shall read and understand the contents of the Scheme Information Document
and Key Information Memorandum, addenda issued regarding each Mutual Fund Schemes with respect to which I choose to
subscribe/redeem. I further agree to abide by the terms and conditions, rules and regulations of the respective Mutual Fund
Schemes subscribed by me.
9.DELAYED PAYMENT CHARGES
I understand that in case my account is in debit balance and/or if I have insufficient funds to manage my trading positions, I will be
charged an interest of 0.05% per day as delayed payment charges. I confirm having read the rules & regulations pertaining to the levy of
such interest under the policies & procedures page on Zerodha's website.
10. NRI DECLARATION
I understand that if the sole/first applicant has or attains NRI Status, investments in scheme of mutual funds can be made only upon
providing Foreign Inward Remittance Certificate (FIRC) to ZERODHA every time the investment is made.
A. THIRD-PARTY PAYMENTS
ZERODHA shall have the prerogative to refuse payments received from any bank account where the client is not the first holder or which
is not mentioned in the KYC or which the client has not got updated subsequently by submitting a written request along with adequate
proof thereof as per proforma prescribed by ZERODHA. ZERODHA shall not be responsible for any loss or damage arising out of such
refusal of acceptance of payments in the situations mentioned above.
However, due to oversight, if any such third-party payment has been accepted by ZERODHA and the credit for the same has been given in
the client's ledger, ZERODHA shall have the right to immediately reverse such credit entries on noticing or becoming aware of the same.
In such a case, ZERODHA reserves the right to liquidate any of the open positions and/or any of the collaterals received/ held on behalf of
the client. ZERODHA, its Directors and employees shall not be responsible for any consequential damages or losses.
B. NO DEALINGS IN CASH
ZERODHA as a policy neither accepts any funds for pay-in/margin in cash nor makes any payment or allows withdrawal of funds in cash.
No claim will be entertained where the client states to have made any cash payment or deposited cash with any Branch/Sub- Broker/
Remisier/Employee/Authorised Person of ZERODHA.
C. DISCLOSURE OF PROPRIETARY TRADING BY ZERODHA
Pursuant to SEBI Circular Number SEBI/MRD/SEC/Cir-42/2003 dated November 19, 2003, ZERODHA discloses to its clients about its
policies on proprietarytrades. ZERODHAdoesproprietarytrades in the cash and derivatives segment at NSE, BSE, and MSEI.
D. DELIVERIES
The client shall ensure that the shares are properly transferred to the designated demat account of ZERODHA, for effecting delivery to the
Exchange against the sale position of the client. Such transfers shall be entered by the client within the time specified by SEBI/
Exchanges/ZERODHA. In case the client fails to transfer the shares on time to ZERODHA, ZERODHA shall not be responsible for any
loss/damages arising out of such delayed transfers.

E. SQUARING OFF OF POSITIONS & SALE /LIQUIDATION OF COLLATERAL MARGINS (to the extent of Settlement Margin obligation)
The client shall settle the transactions, within the Exchange specified settlement time, by making the requisite payment of funds and/or
delivery of the shares. In case the client fails to settle the transactions within the settlement date, then ZERODHA has the right to square
off the open and/or unpaid positions, at an appropriate time, as it deems fit, without any notice to the client. The client shall not have any
right or say to decide on the timing of closure of the open positions that needs to be closed. ZERODHA, its Directors and Employees
shall not be responsible for any trade related loss or damages arising out of such square offs. All such square off transactions shall have
implied consent and authorization of the client in favour of ZERODHA.
After such square off of open positions by ZERODHA, as mentioned in above clauses, if there is a debit balance, the client shall pay the
same immediately. However, if the client does not clear off the debit balance, ZERODHA shall have the right to liquidate the shares and
other securities of the client (kept as collateral/margin) to the extent of the debit balance, without any intimation to the client. The client
shall not have the right to decide on the timing of liquidation of shares and securities held in collateral/margin and the shares and
securities that needs to be sold or liquidated. ZERODHA, its Directors and employees shall not be responsible for any trade related loss
or damages arising out of such selling.

F7 Client Signature
11 Sign wherever you see
 RUNNING ACCOUNT AUTHORIZATION VOLUNTARY
I/We are dealing through you as a client in Capital Market and/or Future & Option segment and/or Currency segment
and/or Interest Rate future Segment & in order to facilitate ease of operations and upfront requirement of margin for trade.
I/We authorize you as under:
1. I/We request you to maintain running balance in my account & retain the credit balance in any of my/our account and to use the
unused funds towards my/our margin/pay-in/other future obligation(s) of any segment(s) of any or all the
Exchange(s)/Clearing corporation unless I/We instruct you otherwise.
2. I/We request you to retain securities with you for my/our margin/pay-in/other future obligation(s) at any segment(s) of any or
all the Exchange(s)/Clearing Corporation, unless I/We instruct you to transfer the same to my/our account.
3. I/We request you to settle my fund and securities account (Choose one Option)
Once in a calendar Month
Once in every calendar Quarter except the funds given towards collaterals / margin in form of
Bank Guarantee and /or Fixed Deposit Receipt
4. In case I/We have an outstanding obligation on the settlement date, you may retain the requisite securities/funds
towards such obligations and may also retain the funds expected to be required to meet margin obligation for next 5 trading days,
calculated in the manner specified by the exchanges.
5. I/We confirm you that I will bring to your notice any dispute arising from the statement of account or settlement so made in
writing preferably within 7 working days from the date of receipt of funds/securities or statement of account or statement
related to it, as the case may be at your registered office.
6. I/We confirm you that I can revoke the above mentioned authority at any time.
7. This running account authorization would continue until it is revoked by me.

Yours faithfully,

F8 Client Signature Date: ______________________

MOBILE DECLARATION VOLUNTARY

The entity_______________________________ having PAN_____________________ do hereby declare that my

mobile no. is __________________________ Further, I authorize ZERODHA that the same may be used for
giving me any information/ alert/SMS.
I further declare the above mentioned statement is true and correct.

F9 Client Signature
12 Sign wherever you see
 CLIENT DEFAULTER DECLARATION VOLUNTARY

Date:___________________

The entity ______________________________ having PAN_______________________do hereby declare that we

have not been involved in any terrorist activities and we have not been declared a defaulter or my name is not
appearing in any defaulter database as per SEBI/ Various Exchange/ Regulatory bodies, etc.
I further declare that the above mentioned declaration/ statement is true and correct.

F10 Client Signature

To
Zerodha Broking Limited
153/154, 4th Cross, Dollars Colony, Opp. Clarence Public School, J.P. Nagar, 4th Phase Bangalore - 560078
This is to acknowledge the receipt of following documents. I further state and confirm that I have read and understood
all the clauses of aforesaid documents.
Sub: Acknowledgement

Sl. No Brief significance of the Document

1 Duly Executed Copy of KYC
2 Rights and Obligations
3 Risk Disclosure document (RDD) for Capital, Derivatives, and Currencies Segments
4 Guidance Note - Do's and Dont's for trading on the Exchange(s) for investors
5 Zerodha Tariff Sheet
6 Policies and Procedures Document pursuant to the SEBI circular dated December 03, 2009
7 General Terms & Conditions governing securities trading and broking services of Zerodha
8 Running Account Authorization, Defaulter Declaration, & Mobile Declaration

I also confirm that I have received the relevant clarifications, if any, wherever required from the officials of ZERODHA

Yours faithfully,

Client Name: ____________________________

F11 Client Signature

13 Sign wherever you see
 Zerodha Broking Ltd.
153/154, 4th Cross, 4th Phase, JP Nagar, Dollars Colony,
Opp. Clarence School, Bangalore - 560078
Additional KYC Form for Opening a Demat Account

(To be filled by the Depository Participant)

Application No Date DP Internal Reference No
DP ID Exchange NSE/BSE UCC Client ID
(To be filled by the applicant in BLOCK LETTERS in English)
I/We request you to open a demat account in my/ our name as per following details:-
Holder Details
Sole / First Holder’s Name
PAN UID
Second Holder’s Name
PAN UID
Third Holder’s Name
PAN UID
*In case of Firms, Association of Persons (AOP), Partnership Firm, Unregistered Trust, etc., although the account is opened in the
name of the natural persons, the name of the Firm, Association of Persons (AOP), Partnership Firm, Unregistered Trust, etc.,
should be mentioned above.
Type of Account (Please tick whichever is applicable)
Status Sub – Status
Individual Individual Resident Individual-Director
Individual Director’s Relative Individual HUF / AOP
Individual Promoter Minor
Individual Margin Trading A/c (MANTRA) Others(specify)

NRI NRI Repatriable NRI Non-Repatriable

NRI Repatriable Promoter NRI Non-Repatriable Promoter
NRI – Depository Receipts Others (specify)
Foreign National Foreign National Foreign National - Depository Receipts Others (specify)

Details of Guardian (in case the account holder is minor)

Guardian’s Name PAN
Relationship with the applicant
I / We instruct the DP to receive each and every credit in my / our account [Automatic Credit] Yes No
(If not marked, the default option would be ‘Yes’)
I / We would like to instruct the DP to accept all the pledge instructions in my /our account without Yes No
any other further instruction from my/our end (If not marked, the default option would be ‘No’)

Account Statement Requirement As per SEBI Regulation Daily Weekly Monthly Fortnightly
I / We request you to send electronic transaction-cum-holding statement at the following Yes No
Email ID
I / We would like to share the email ID with the RTA Yes No
I / We would like to receive the Annual Report Physical Electronic Both Physical and Electronic
(Tick the applicable box. If not marked the default option would be in Physical)

12 Sign wherever you see

I/We would wish to avail the following facility:
Basic Service Demat Account facility (BSDA)
Yes No

Nomination details (Please tick the appropriate options)

I / We do wish to nominate (Fill Annexure 1A)
I / We do not wish to nominate

I/We wish to receive dividend/interest directly in to my bank account as given below through ECS. Yes No
(If not marked, the default option would be ‘Yes’) [ECS is mandatory for locations notified by SEBI from time to time ]
Bank Details [Dividend Bank Details]
Account type Saving Current Others (specify)
Bank Code (9 digit MICR code) IFS Code (11 character)
Account number
Bank Name
Branch Name
Bank Branch Address
City State
Country PIN code
(I) Photocopy of the cancelled cheque having the name of the account holder where the cheque book is issued, (or)
(ii) Photocopy of the bank statement having name and address of the BO
(iii) Photocopy of the passbook having name and address of the BO, (or) (iv) Letter from the Bank.
*In case of options (ii), (iii) and (iv) above, MICR code of the branch should be present/mentioned on the document.

Other Details
Gross Annual Income Details (please specify): Income Range per annum
Below Rs 1 Lakh 1-5 Lakh 5-10 Lakh 10-25 Lakh >25 Lacs
Or Net-worth as on ________________date___________________ (Net worth should not be older than 1year)
Occupation :_______________________________________________________________________________________
Please tick, if applicable: Politically Exposed Person (PEP) Related to Politically Exposed Person (RPEP)
Any other information:________________________________________________________________________________

SMS Alert Facility

MOBILE NO. +91 _____________________________
Refer to Terms &
Conditions given in [Mandatory, if you are giving Demat Debit and Pledge Instruction (DDPI)]
Annexure - 2.4 (if DDPI is not granted & you do not wish to avail of this facility, cancel this option).

Transactions Using I wish to avail the TRUST facility using the Mobile number registered for SMS Alert Facility. I have
Secured Texting Facility read and understood the Terms and Conditions prescribed by CDSL for the same.
(TRUST). Refer to Terms I/We wish to register the following clearing member IDs under my/our below mentioned BO ID
and Conditions registered for TRUST
Annexure – 2.6
Yes No
Stock Exchange Name/ID Clearing Member Name Clearing Member ID (Optional)

To register for easi, please visit our website www.cdslindia.com. Easi allows a BO to view his
ISIN balances, transactions and value of the portfolio online.

15 Sign wherever you see

 Zerodha Broking Ltd.
153/154, 4th Cross, 4th Phase, JP Nagar, Dollars Colony,
Opp. Clarence School, Bangalore - 560078

Schedule-A Tariff Structure

For individuals/HUF/corporates
Details POA Clients
Option-1
Stamp charges payable upfront Rs.50/-
Annual Maintenance Charges (charged quarterly)
a. Individuals/Non Individual (except Corporate) Rs.300/- + GST
b. Non Individual - Corporate Rs.1000/- + GST
Transaction Charges : (Market Trades)
Buy(Receive) / Sell (Debit) Nil / Rs.8/- + Rs 5.50/- (CDSL Charges)
Transaction Charges : (Off-Market Trades)
Buy(Receive) / Sell (Debit) Nil / 0.03% or Rs.25/- whichever is higher
Demat (Per certificate) Rs. 150/- per certificate
Rs. 150/- per certificate
Remat (Per certificate)
+ CDSL Charges
Courier charges per Demat/Remat/Demat Rejn./CMR Rs. 100/-
Pledge Request Rs. 20/- + Rs. 12 per request (CDSL Charges)
Unpledge Request Rs. 20/- + Rs. 12 per request (CDSL Charges)
Pledge invocation Rs. 20/-
Margin Pledge Rs. 9 + Rs. 5 per request (CDSL Charges)
Margin Unpledge Rs. 9 + Rs. 5 per request (CDSL Charges)
Margin Repledge Rs. 2/- (CDSL charges)
Periodic Statement
By Email / Physical Free / Rs. 50/- (+Courier charges at actual)
Adhoc / Non Periodic Statement Requests
a. By Email Rs.10/- per request
Rs. 50 per request upto 10 pages. Every additional page
b. Physical
at Rs. 5 (+Courier charges at actual)
Delivery instruction
a. First Delivery Instruction Book Free (10 Leaves)
b. Every Addl Booklet (10 Leaves) Rs.100/-
Cheque Bounce Charges Rs. 350/-
Failed Transactions Rs. 50 per ISIN
Modification in CML Rs. 25/- per request
KRA Upload / Download Rs. 50/-
NOTE :
For all purposes the bill date shall be construed as the date demand and the bills will be considered as the bill cum notice for
payment and Zerodha Broking Ltd. reserves the right to freeze depository account for debit transaction in case of non
payment of charges after two days from the bill date.
Interest at 18% p.a will be charged on the outstanding bill amount if not paid within the due date. The above tariff is subject to
change. Changes if any will be intimated 30 days in advance Annual Maintenance Charge (AMC) is non refundable. GST is
applicable on all above charges except stamp charges.

First/Sole Holder
or Guardian
F12 (in case of Minor) S1 Second Holder T1 Third Holder

16 Sign wherever you see

Date : D D M M Y Y Y Y
To,
Zerodha Broking Ltd.
153/154, 4th Cross, Dollars Colony, 4th Phase, JP Nagar, Opp. Clarence Public School, Bangalore - 560078.

Dear Sir,
Sub : Requesting for bill/transaction/holding statement through email.

I/We request you to send me/us bill, transaction and holding statement of my CDSL Demat account no. __________________
________at following email address: ____________________________________________________________________
I/We fully agree and are aware of following Terms and Conditions mentioned below.
a) that I/We will not receive the bill, transaction and holding statements in paper form.
b) that I/We will take all the necessary steps to ensure confidentiality and secrecy of the login name and password of the
internet/email account.
c) that I/We am/are aware that the bill, transaction and holding statements may be accessed by other entities in case the
confidentiality /secrecy of the login name and password is compromised.
d) that I/We in case bill, transaction and holding statements are sent by email, I/We will immediately inform the Zerodha
Broking. about change in email address, if any.
In case, the Zerodha Broking is not able to provide bill/transaction statement to its Clients by email or on website due to any
reason (including bounced emails), Zerodha Broking Ltd. will ensure that the transaction statement is provided to me/us in
paper form as per the time schedule stipulated in the Bye Laws & Business Rules of CDSL.
I/We hereby request you to send the statements:
Daily Fortnightly Weekly Monthly
Mode of Operations for Demat Account
We would like to update mode of operation in the Demat account number _________________ held with Zerodha Broking
Ltd. as below:
Jointly Anyone of the holder or survivor(s)
We understand that If Mode of Operation for Joint Account is chosen as anyone of the holder or survivor(s), only specified
operations such as transfer of securities including Inter-Depository Transfer, pledge/hypothecation/margin pledge/margin
re-pledge (creation, closure and invocation and confirmation thereof as applicable) of securities and freeze/unfreeze of
account and/or securities and/or specific number of securities will be permitted.
Yours faithfully,

First/Sole Holder
or Guardian
F13(a) (in case of Minor) S2(a) Second Holder T2(a) Third Holder

I, the sole holder, or we, the Joint Holders confirm that we would like to designate the First Demat Account Holder (who
is a Resident Indian Individual) of our account to receive the CDSL TPIN (or any such other similar PIN as required by any
or all Depositories to transact as per the e-DIS facility offered by such Depository) on his/her mobile/email address for
execution/permission of all such transactions & ancillary facilities to be availed via such mechanism from any or all
Depositories.
Declaration
I/We have received and read the Rights and Obligations documents and terms & conditions and agree to abide by and be bound
by the same and the Bye Laws as are in force from time to time. I/We declare that the particulars given by me/us above are true
to the best of my/our knowledge as on the date of making this application.
I/We agree and undertake to intimate the DP of any change(s) in the details/particulars mentioned by me/us in this form.
I/We further agree that any false/misleading information given by me/us or suppression of any material information will render
my account liable for termination and suitable action.

First/Sole Holder
or Guardian
F13(b) (in case of Minor) S2(b) Second Holder T2(b) Third Holder

15 Sign wherever you see

Annexure E

Option form for issue of DIS booklet Voluntary

Date : D D M M Y Y Y Y
DP ID Client ID
First Holder Name
Second Holder Name
Third Holder Name

To,
Zerodha Broking Ltd.
153/154, 4th Cross, Dollars Colony, 4th Phase, JP Nagar, Opp. Clarence Public School, Bangalore - 560078.
Dear Sir,
I/We hereby state that: [select one of the option given below]
Option 1:
I/We require you to issue Delivery Instruction Slip (DIS) booklet to me / us immediately on opening my / our CDSL account
though I/ We have issued a Power of Attorney (POA)/Demat Debit and Pledge Instruction (DDPI) in favour of Zerodha
Broking Ltd. for executing delivery instructions for settling stock exchange trades (Settlement related transactions) effected
through such Clearing Member.
OR
Option 2:
I/We do not require the Delivery Instruction Slip(DIS)for the time being, Since I/We have issued a POA/DDPI in favour of
Zerodha Broking Ltd. for executing the delivery instructions for settling stock exchange trades [settlement related
transaction] effected through such Clearing Member. However, the Delivery Instruction Slip (DIS) booklet should be issued
to me / us immediately on my / our request at any later date.
I/We hereby select Option 1 Option 2

First/Sole Holder
or Guardian
F14 (in case of Minor) S5 Second Holder T5 Third Holder

Client E-mail ID Optional

Client Mobile Number

Declaration
I hereby declare that the mobile no./email ID mentioned in the Account opening form/ request for change in mobile no./email
ID is my own
Request letter for registration of mobile no./email ID of person belonging to the client's family

Please note that the mobile no./email id/both mentioned in the Account opening form/ request for change in mobile no./email ID
belongs to Mr/Mrs./Ms. ______________________________________________________________________ who is my
______________________________ [relationship with the client]

First/Sole Holder
or Guardian
F15 (in case of Minor)

[Only the mobile no./email id of your spouse, dependent children and dependent parents can be registered in your demat account]

18 Sign wherever you see

Voluntary Demat Debit and Pledge Instruction (“DDPI”)

I/We agree to the terms and purpose of this DDPI document between Mr./Ms.
__________________________________________ (First Holder) _______________________________
(Second holder) and _________________________________________________________ (Third
holder)________________________________________ an individual/body of individuals/a sole proprietary
concern/a partnership firm/a body corporate/trust, registered/incorporated, under the provisions of the Indian
Partnership Act, 1932/the Companies Act 2013, or any relevant Act or unregistered in nature; and Zerodha
Broking Limited (hereinafter referred to as “Zerodha”), a Company within the meaning of Companies Act, 2013
with its registered office at Zerodha Broking Ltd., #153/154, 4th Cross, Dollars Colony, Opp. Clarence Public
School, J.P Nagar 4th Phase, Bengaluru - 560078, Karnataka, India;
Whereas:

(a) I/We have established a business relationship with Zerodha to avail services w.r.t trading, investing &
other services offered by Zerodha, having a DP ID 12081600/12081601 & Client
ID_____________________________;
(b) This DDPI document shall be in line with SEBI Circular no. SEBI/HO/MIRSD/DoP/P/CIR/2022/44 dated
April 04, 2022, as may be updated from time to time, & I agree to the below points;
 Annexure B
Particulars DP ID Client ID Particulars DP ID Client ID
CDSL BSE Principal A/C 12081600 00013706 CDSL BSE Early Pay-in A/C 11000010 00023629
CDSL NSE Pool A/C 12081600 00000061 NSDL NSE Pool A/C IN304287 10000004
CDSL NSE-SLB Early Pay-in A/c 11000023 00000748 NSDL BSE Pool A/C IN304287 10000045
CDSL NSE Early Pay-in A/C 11000011 00019678 CDSL NSE-SLB Pool A/c 12081600 23213431

S.N Signature of Client

o Purpose
First Holder Coparcener
(for HUF only) Coparcener (for HUF only)

1. I/We agree and permit Zerodha to transfer any

securities held in my beneficial owner account
towards any Exchange (any SEBI Recognised
Exchanges where Zerodha is a member) related
deliveries / settlement obligations arising out of
trades executed by me/us on the Exchanges
through Zerodha;

2. I/We agree and confirm to allow pledging / re-

pledging of securities in favour of Zerodha and the
clearing member (CM) with whom Zerodha is a
member of, for the purpose of meeting my/our
margin requirements in connection with the trades
executed by me/us on the Exchanges.

3. I/We agree enabling Mutual Fund transactions (buy

or sell) to be executed via stock exchange operated
order entry platforms, such as BSEStar MF & NSE
NMF.

4. I/We agree to enable tendering of shares submitted

by me under any open offers via stock exchange
platforms

Dated at Bangalore on this_________________________________________day of__________________________________

First/Sole Holder
or Guardian Coparcener Coparcener
(in case of Minor) (for HUF only) (for HUF only)