Rel: February 16, 2024
Notice: This opinion is subject to formal revision before publication in the advance sheets of Southern
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SUPREME COURT OF ALABAMA
OCTOBER TERM, 2023-2024
_________________________
SC-2022-0515
_________________________
James LePage and Emily LePage, individually and as parents
and next friends of two deceased LePage embryos, Embryo A
and Embryo B; and William Tripp Fonde and Caroline Fonde,
individually and as parents and next friends of two deceased
Fonde embryos, Embryo C and Embryo D
v.
The Center for Reproductive Medicine, P.C., and
Mobile Infirmary Association d/b/a Mobile Infirmary Medical
Center
Appeal from Mobile Circuit Court
(CV-21-901607)
SC-2022-0515; SC-2022-0579
_________________________
SC-2022-0579
_________________________
Felicia Burdick-Aysenne and Scott Aysenne, in their individual
capacities and as parents and next friends of Baby Aysenne,
deceased embryo/minor
v.
The Center for Reproductive Medicine, P.C., and Mobile
Infirmary Association d/b/a Mobile Infirmary Medical Center
Appeal from Mobile Circuit Court
(CV-21-901640)
MITCHELL, Justice. 1
This Court has long held that unborn children are "children" for
purposes of Alabama's Wrongful Death of a Minor Act, § 6-5-391, Ala.
Code 1975, a statute that allows parents of a deceased child to recover
punitive damages for their child's death. The central question presented
in these consolidated appeals, which involve the death of embryos kept
1These consolidated appeals were originally assigned to another
Justice on this Court; they were reassigned to Justice Mitchell on
December 15, 2023.
2
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in a cryogenic nursery, is whether the Act contains an unwritten
exception to that rule for extrauterine children -- that is, unborn children
who are located outside of a biological uterus at the time they are killed.
Under existing black-letter law, the answer to that question is no: the
Wrongful Death of a Minor Act applies to all unborn children, regardless
of their location.
Facts and Procedural History
The plaintiffs in these consolidated appeals are the parents of
several embryonic children, each of whom was created through in vitro
fertilization ("IVF") and -- until the incident giving rise to these cases --
had been kept alive in a cryogenic nursery while they awaited
implantation. James LePage and Emily LePage are the parents of two
embryos whom they call "Embryo A" and "Embryo B"; William Tripp
Fonde and Caroline Fonde are the parents of two other embryos called
"Embryo C" and "Embryo D"; and Felicia Burdick-Aysenne and Scott
Aysenne are the parents of one embryo called "Baby Aysenne."
Between 2013 and 2016, each set of parents went to a fertility clinic
operated by the Center for Reproductive Medicine, P.C. ("the Center"), to
undergo IVF treatments. During those treatments, doctors were able to
3
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help the plaintiffs conceive children by joining the mother's eggs and the
father's sperm "in vitro" -- that is, outside the mother's body. The Center
artificially gestated each embryo to "a few days" of age and then placed
the embryos in the Center's "cryogenic nursery," which is a facility
designed to keep extrauterine embryos alive at a fixed stage of
development by preserving them at an extremely low temperature. The
parties agree that, if properly safeguarded, an embryo can remain alive
in a cryogenic nursery "indefinitely" -- several decades, perhaps longer.
The plaintiffs' IVF treatments led to the creation of several
embryos, some of which were implanted and resulted in the births of
healthy babies. The plaintiffs contracted to have their remaining
embryos kept in the Center's cryogenic nursery, which was located within
the same building as the local hospital, the Mobile Infirmary Medical
Center ("the Hospital"). The Hospital is owned and operated by the
Mobile Infirmary Association ("the Association").
The plaintiffs allege that the Center was obligated to keep the
cryogenic nursery secured and monitored at all times. But, in December
2020, a patient at the Hospital managed to wander into the Center's
fertility clinic through an unsecured doorway. The patient then entered
4
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the cryogenic nursery and removed several embryos. The subzero
temperatures at which the embryos had been stored freeze-burned the
patient's hand, causing the patient to drop the embryos on the floor,
killing them.
The plaintiffs brought two lawsuits against the Center and the
Association. The first suit was brought jointly by the LePages and the
Fondes; the second was brought by the Aysennes. Each set of plaintiffs
asserted claims under Alabama's Wrongful Death of a Minor Act, § 6-5-
391. In the alternative, each set of plaintiffs asserted common-law claims
of negligence (in the LePages and Fondes' case) or negligence and
wantonness (in the Aysennes' case), for which they sought compensatory
damages, including damages for mental anguish and emotional distress.
The plaintiffs specified, however, that their common-law claims were
pleaded "in the alternative, and only [apply] should the Courts of this
State or the United States Supreme Court ultimately rule that [an
extrauterine embryo] is not a minor child, but is instead property." In
addition to those claims, the Aysennes brought breach-of-contract and
bailment claims against the Center.
The Center and the Association filed joint motions in each case
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asking the trial court to dismiss the plaintiffs' wrongful-death and
negligence/wantonness claims against them in accordance with Rules
12(b)(1) and 12(b)(6), Ala. R. Civ. P. The trial court granted those
motions. In each of its judgments, the trial court explained its view that
"[t]he cryopreserved, in vitro embryos involved in this case do not fit
within the definition of a 'person' " or " 'child,' " and it therefore held that
their loss could not give rise to a wrongful-death claim.
The trial court also concluded that the plaintiffs' negligence and
wantonness claims could not proceed. Specifically, the court reasoned
that, to the extent those claims sought recovery for the value of embryonic
children, the claims were barred by Alabama's longstanding prohibition
on the recovery of compensatory damages for loss of human life. And to
the extent the claims sought emotional-distress damages, the trial court
said that they were barred by the traditional limits to Alabama's "zone of
danger test," which "limits recovery for emotional injury only to plaintiffs
who sustained a physical injury … or were placed in immediate risk of
physical harm …."
The trial court's judgments disposed entirely of the LePages' and
the Fondes' claims, and left the Aysennes with only their breach-of-
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contract and bailment claims. The Aysennes asked the trial court to
certify its judgment as final under Rule 54(b), Ala. R. Civ. P., which the
trial court did. Both sets of plaintiffs appealed.
Standard of Review
We review a trial court's judgment granting a motion to dismiss de
novo, without any presumption of correctness. Hawkins v. Ivey, 365 So.
3d 1058, 1060 (Ala. 2022).
Analysis
The parties to these cases have raised many difficult questions,
including ones about the ethical status of extrauterine children, the
application of the 14th Amendment to the United States Constitution to
such children, and the public-policy implications of treating extrauterine
children as human beings. But the Court today need not address these
questions because, as explained below, the relevant statutory text is
clear: the Wrongful Death of a Minor Act applies on its face to all unborn
children, without limitation. That language resolves the only issue on
appeal with respect to the plaintiffs' wrongful-death claims and renders
moot their common-law negligence and wantonness claims.
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A. Wrongful-Death Claims
Before analyzing the parties' disagreement about the scope of the
Wrongful Death of a Minor Act, we begin by explaining some background
points of agreement. All parties to these cases, like all members of this
Court, agree that an unborn child is a genetically unique human being
whose life begins at fertilization and ends at death. The parties further
agree that an unborn child usually qualifies as a "human life," "human
being," or "person," as those words are used in ordinary conversation and
in the text of Alabama's wrongful-death statutes. That is true, as
everyone acknowledges, throughout all stages of an unborn child's
development, regardless of viability.
The question on which the parties disagree is whether there exists
an unwritten exception to that rule for unborn children who are not
physically located "in utero" -- that is, inside a biological uterus -- at the
time they are killed. The defendants argue that this Court should
recognize such an exception because, they say, an unborn child ceases to
qualify as a "child or "person" if that child is not contained within a
biological womb.
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The plaintiffs, for their part, argue that the proposed exception for
extrauterine children would introduce discontinuity within Alabama law.
They contend, for example, that the defendants' proposed exception
would deprive parents of any civil remedy against someone who kills
their unborn child in a "partial-birth" posture -- that is, after the child
has left the uterus but before the child has been fully delivered from the
birth canal -- despite this State's longstanding criminal prohibition on
partial-birth abortion, see Ala. Code 1975, § 26-23-3.
The plaintiffs also argue that the defendants' proposed exception
would raise serious constitutional questions. For instance, one latent
implication of the defendants' position -- though not one that the
defendants seem to have anticipated -- is that, under the defendants' test,
even a full-term infant or toddler conceived through IVF and gestated to
term in an in vitro environment would not qualify as a "child" or "person,"
because such a child would both be (1) "unborn" (having never been
delivered from a biological womb) and (2) not "in utero."2 And if such
2Until recently, there had been a longstanding ethical norm against
artificially gestating human embryos past 14 days of development.
Henry T. Greely, The 14-Day Embryo Rule: A Modest Proposal, 22 Hous.
J. Health L. & Pol'y 147 (2022). But that norm is wavering, and there is
currently nothing stopping "researchers from allowing ex vivo [that is,
9
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children were not legal "children" or "persons," then their lives would be
unprotected by Alabama law. The plaintiffs argue that this sort of
unequal treatment would offend the Equal Protection Clause of the 14th
Amendment to the United States Constitution, which prohibits states
from withholding legal protection from people based on immutable
features of their birth or ancestry. See Students for Fair Admissions, Inc.
v. President & Fellows of Harvard Coll., 600 U.S. 181, 208 (2023)
(" 'Distinctions between citizens solely because of their ancestry are by
their very nature odious to a free people whose institutions are founded
upon the doctrine of equality.' " (citations omitted)). 3
extrauterine] human embryos to develop for eight or nine weeks post-
fertilization .... Or to viability .... Or, for that matter, to 38 weeks post-
fertilization and full term." Id. at 154-55; see also Kirstin R.W. Matthews
& Daniel Morali, National Human Embryo and Embryoid Research
Policies: A Survey of 22 Top Research-intensive Countries, 15
Regenerative Med. 1905 (2020) ("While the USA was the first to propose
the 14-day limit, the limit was never passed as a federal law."). There
are, of course, practical limitations on developing extrauterine embryos
to term, but those limitations are shrinking each year due to
"technological advances." See Matthews & Morali, 15 Regenerative Med.
at 1905.
3In his dissenting opinion, Justice Cook appears to concede that the
life of a fully developed child who was conceived and gestated in vitro
would not be protected under his and the defendants' reading of the
Wrongful Death of a Minor Act. See ___ So. 3d at ____ n.55 (arguing that
"the Legislature" would have to intervene to protect the lives of any
10
SC-2022-0515; SC-2022-0579
These are weighty concerns. But these cases do not require the
Court to resolve them because, as explained below, neither the text of the
Wrongful Death of a Minor Act nor this Court's precedents exclude
extrauterine children from the Act's coverage. Unborn children are
"children" under the Act, without exception based on developmental
stage, physical location, or any other ancillary characteristics.
1. The Text of the Wrongful Death of a Minor Act Applies to
All Children, Without Exception
First enacted in 1872, the Wrongful Death of a Minor Act allows the
parents of a deceased child to bring a claim seeking punitive damages
"[w]hen the death of a minor child is caused by the wrongful act,
omission, or negligence of any person," provided that they do so within
six months of the child's passing. § 6-5-391(a). The Act does not define
either "child" or "minor child," but this Court held in Mack v. Carmack,
79 So. 3d 597 (Ala. 2011), that an unborn child qualifies as a "minor child"
under the Act, regardless of that child's viability or stage of development.
Id. at 611. We reaffirmed that conclusion in Hamilton v. Scott, 97 So. 3d
728 (Ala. 2012), explaining that "Alabama's wrongful-death statute
children created with these "future technologies"). Justice Cook does not,
however, discuss the constitutional implications of that position.
11
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allows an action to be brought for the wrongful death of any unborn
child." Id. at 735.
None of the parties before us contest the holdings in Mack and
Hamilton,4 and for good reason: the ordinary meaning of "child" includes
children who have not yet been born. "This Court's most cited dictionary
defines 'child' as 'an unborn or recently born person,' " Ex parte Ankrom,
152 So. 3d 397, 431 (Ala. 2013) (Shaw, J., concurring in part and
concurring in the result) (citing Merriam-Webster's Collegiate Dictionary
4Justice Cook raises several novel arguments, none of which were
briefed or mentioned by the parties, in support of his view that "the public
meaning of 'minor child' as used in the Wrongful Death [of a Minor] Act
did not include an unborn infant." ___ So. 3d at ____ (Cook, J.,
dissenting). If Justice Cook were correct on that point, then it would
mean that Mack erred by interpreting the Act to protect unborn children.
For the reasons given in this section of the opinion, we are not persuaded
that the unborn were excluded from the original meaning of the term
"child." But even if Justice Cook were correct on that point, the Court
would still apply Mack's definition because, as Justice Cook himself
acknowledges, no party has challenged the Mack line of cases. See id. at
___ (Cook, J., dissenting) (emphasizing that this Court does not overrule
precedent unless asked to do so by the parties and explaining that "the
parties [here] have neither asserted that the holdings or reasoning in
either Mack or Stinnett [v. Kennedy, 232 So. 3d 202 (Ala. 2016),] are
wrong, nor have they asked us to overrule those decisions"). We are
perplexed by Justice Cook's insistence that we have not given Mack due
deference when the bulk of his dissent is animated by the view that Mack
was wrongly decided and that, contrary to its holding, unborn children
are not "children" under the Act after all.
12
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214 (11th ed. 2003)), and all other mainstream dictionaries are in accord.
See, e.g., 3 The Oxford English Dictionary 113 (2d ed. 1989) (defining
"child" as an "unborn or newly born human being; foetus, infant");
Webster's Third New International Dictionary 388 (2002) (defining
"child" as "an unborn or recently born human being"). There is simply no
"patent or latent ambiguity in the word 'child'; it is not a term of art and
contains no inherent uncertainty." Ankrom, 152 So. 3d at 431 (Shaw, J.,
concurring in part and concurring in the result).
The parties have given us no reason to doubt that the same was
true in 1872, when the Wrongful Death of a Minor Act first became law.
See Act No. 62, Ala. Acts 1871-72 (codified at § 2899, Ala. Code 1876).
Indeed, the leading dictionary of that time defined the word "child" as
"the immediate progeny of parents" and indicated that this term
encompassed children in the womb. Noah Webster et al., An American
Dictionary of the English Language 198 (1864) ("[t]o be with child
[means] to be pregnant"). 5 And Blackstone's Commentaries, the leading
5As Justice Cook points out, this entry goes on to explain that the
term "child" is "applied to infants from their birth; but the time when
they cease ordinarily to be so called, is not defined by custom." ___ So.
3d at ____ (Cook, J., dissenting). Justice Cook believes that this language
indicates that infants prior to birth were not considered "children." We
13
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authority on the common law, expressly grouped the rights of unborn
children with the "Rights of Persons," consistently described unborn
children as "infant[s]" or "child[ren]," and spoke of such children as
sharing in the same right to life that is "inherent by nature in every
individual." 1 William Blackstone, Commentaries on the Laws of
England 125-26. 6 Those expressions are in keeping with the United
disagree. The language quoted by Justice Cook contrasts newborns with
older children in order to make the point that there is no clear-cut time
at which a young person transitions from childhood to adulthood; it does
not indicate that infants were considered something other than children
prior to their birth, as the definition elsewhere makes clear when it
describes a pregnant woman as being "with child." Another definition on
that same page further drives home the point that unborn children are
"children" when it describes "childbearing" as the act of "bearing
children" in the womb.
6It is true, as Justice Cook emphasizes, that the common law spared
defendants from criminal-homicide liability for killing an unborn child
unless the prosecution could prove that the child had been "born alive"
before dying from its injuries. But the criminal law has always been "out
of step with the treatment of prenatal life in other areas of law," in that
it generally prioritizes lenity towards the accused over the otherwise
applicable " 'civil rights' " of unborn children. Dobbs v. Jackson Women's
Health Org., 597 U.S. 215, 247 (2022) (citation omitted). Accordingly, the
born-alive safe harbor appears to have operated primarily as an
evidentiary rule rather than as a substantive limitation on personhood.
Joanne Pedone, Filling the Void: Model Legislation for Fetal Homicide
Crimes, 43 Colum. J. L. & Soc. Probs. 77, 82 (2009) (explaining that the
function of the born-alive rule was "to make sure the government
established causation before obtaining a homicide conviction," during an
era in which " 'the state of medical science' " was primitive and in which
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States Supreme Court's recent observation that, even as far back as the
18th century, the unborn were widely recognized as living persons with
rights and interests. See Dobbs v. Jackson Women's Health Org., 597
U.S. 215, 246-48 (2022).
Courts interpreting statutes are required to give words their
" ' "natural, ordinary, commonly understood meaning," ' " unless there is
some textual indication that an unusual or technical meaning applies.
Swindle v. Remington, 291 So. 3d 439, 457 (Ala. 2019) (citations omitted).
Here, the parties have not pointed us to any such indication, which
reflects the overwhelming consensus in this State that an unborn child is
just as much a "child" under the law as he or she is a "child" in everyday
conversation.
Even if the word "child" were ambiguous, however, the Alabama
Constitution would require courts to resolve the ambiguity in favor of
proving causation for prenatal injuries was difficult (quoting Clarke D.
Forsythe, Homicide of the Unborn Child: The Born Alive Rule and Other
Legal Anachronisms, 21 Val. U. L. Rev. 563, 586 (1987))). Like the so-
called "quickening rule," the born-alive rule ensured that there was
" 'evidence of life,' " but did not provide a definition of life, and did not
mean that unborn children were considered to be something other than
living human beings. Dobbs, 597 U.S. at 246 (citation omitted); see also
Forsythe, supra, at 586 & n.105.
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protecting unborn life. Article I, § 36.06(b), of the Constitution of 2022
"acknowledges, declares, and affirms that it is the public policy of this
state to ensure the protection of the rights of the unborn child in all
manners and measures lawful and appropriate." That section, which is
titled "Sanctity of Unborn Life," operates in this context as a
constitutionally imposed canon of construction, directing courts to
construe ambiguous statutes in a way that "protect[s] … the rights of the
unborn child" equally with the rights of born children, whenever such
construction is "lawful and appropriate." Id.7 When it comes to the
Wrongful Death of a Minor Act, that means coming down on the side of
7Justice Cook argues that § 36.06 should not inform our analysis
because, he contends, that provision "cannot retroactively change the
meaning of words passed in 1872." ___ So. 3d at ___ (Cook, J., dissenting).
But as part of our Constitution, § 36.06 represents "the supreme law of
the state," meaning that all statutes "must yield" to it, whether or not
they were enacted prior to its adoption. Alexander v. State ex rel. Carver,
274 Ala. 441, 446, 150 So. 2d 204, 208 (1963). Further, the definition of
"child" that we apply here is in keeping with the definition that was
established by this Court's precedents at the time § 36.06 was adopted.
See Mack, 79 So. 3d at 611 ("[W]e hold that the Wrongful Death Act
permits an action for the death of a previable fetus."); Hamilton, 97 So.
3d at 735 ("As set forth in Mack and as applicable in this case, Alabama's
wrongful-death statute allows an action to be brought for the wrongful
death of any unborn child."). It is Justice Cook's opinion, not this Court's,
that seeks to set aside that meaning in favor of the view that the term
"child," as originally understood, did not encompass "an unborn infant."
See ___ So. 3d at ___ (Cook, J., dissenting).
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including, rather than excluding, children who have not yet been born.
The upshot here is that the phrase "minor child" means the same
thing in the Wrongful Death of a Minor Act as it does in everyday
parlance: "an unborn or recently born" individual member of the human
species, from fertilization until the age of majority. See Merriam-
Webster's Collegiate Dictionary 214 (11th ed. 2020) (defining "child");
accord Noah Webster et al., An American Dictionary of the English
Language 198 (defining "child"). Nothing about the Act narrows that
definition to unborn children who are physically "in utero." Instead, the
Act provides a cause of action for the death of any "minor child," without
exception or limitation. As this Court observed in Hamilton, "Alabama's
wrongful-death statute allows an action to be brought for the wrongful
death of any unborn child." 97 So. 3d at 735 (emphasis added).
2. This Court's Precedents Do Not Compel Creation of an
Unwritten Exception for Extrauterine Children
The defendants do not meaningfully engage with the text or history
of the Wrongful Death of a Minor Act. Instead, they ask us to recognize
an unwritten exception for extrauterine children in the wrongful-death
context because, they say, our own precedents compel that outcome.
Specifically, the defendants argue that: (1) this Court's precedents
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require complete congruity between "the definition of who is a person"
under our criminal-homicide laws and "the definition of who is a person"
under our civil wrongful-death laws; (2) extrauterine children are not
within the class of persons protected by our criminal-homicide laws; and
(3) as a result, extrauterine children cannot be protected by the Wrongful
Death of a Minor Act. Appellees' brief in appeal no. SC-2022-0579 at 47;
Appellees' brief in appeal no. SC-2022-0515 at 49.
The most immediate problem with the defendants' argument is that
its major premise is unsound:8 nothing in this Court's precedents
requires one-to-one congruity between the classes of people protected by
Alabama's criminal-homicide laws and our civil wrongful-death laws.
The defendants' error stems from their misreading of this Court's
opinions in Mack and Stinnett v. Kennedy, 232 So. 3d 202 (Ala. 2016).
As mentioned earlier, Mack held, based on "numerous considerations,"
that previable unborn children qualify as "children" under the Wrongful
Death of a Minor Act. 79 So. 3d at 611. One of those considerations
involved the fact that Alabama's criminal-homicide laws -- as amended
8The plaintiffs argue that both premises are faulty, but since we
agree that the first is wrong, we have no need to reach the second.
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by the Brody Act, Act No. 2006-419, Ala. Acts 2006 -- expressly included
(and continues to include) unborn children as " 'person[s],' " " 'regardless
of viability.' " 79 So. 3d at 600 (quoting Ala. Code 1975, § 13A-6-1(a)(3)).
The Mack Court noted that it would be " 'incongruous' if 'a defendant
could be responsible criminally for the homicide of a fetal child but would
have no similar responsibility civilly.' " 79 So. 3d at 611 (citation
omitted). Stinnett echoed that reasoning. See 232 So. 3d at 215.
The defendants interpret the "incongruity" language in Mack and
Stinnett to mean that the definition of "child" in the Wrongful Death of a
Minor Act must precisely mirror the definition of "person" in our
criminal-homicide laws. But the main opinions in Mack and Stinnett did
not say that. Those opinions simply observed that it would be perverse
for Alabama law to hold a defendant criminally liable for killing an
unborn child while immunizing the defendant from civil liability for the
same offense. The reason that such a result would be anomalous is
because criminal liability is, by its nature, more severe than civil liability
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-- so the set of conduct that can support a criminal prosecution is almost
always narrower than the conduct that can support a civil suit. 9
The defendants flip that reasoning on its head. Instead of
concluding that civil-homicide laws should sweep at least as broadly as
criminal ones (as Mack and Stinnett reasoned), the defendants insist that
the civil law can never sweep more broadly than the criminal law. That
type of maneuver is not only illogical, it was rejected in Stinnett itself:
"[Mack's] attempt to harmonize who is a 'person'
protected from homicide under both the Homicide Act and
Wrongful Death Act, however, was never intended to
synchronize civil and criminal liability under those acts, or
the defenses to such liability. Although we noted that it
would be unfair for a tortfeasor to be subject to criminal
punishment, but not civil liability, for fetal homicide, it
simply does not follow that a person not subject to criminal
punishment under the Homicide Act should not face tort
liability under the Wrongful Death Act. This argument,
followed to its logical conclusion, would prohibit wrongful-
death actions arising from a tortfeasor's simple negligence,
something we have never held to be criminally punishable
but which often forms the basis of wrongful-death actions."
232 So. 3d at 215. As this passage from Stinnett makes clear, the
definition of "person" in criminal-homicide law provides a floor for the
9This reality also helps to illustrate why it is wrong to assume that
the prospect of civil liability for the mishandling of embryos necessarily
raises the spectre of criminal liability for the same conduct.
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definition of personhood in wrongful-death actions, not a ceiling. So even
if it is true, as the defendants argue, that individuals cannot be convicted
of criminal homicide for causing the death of extrauterine embryos (a
question we have no occasion to reach), it would not follow that they must
also be immune from civil liability for the same conduct.
3. The Defendants' Public-Policy Concerns Cannot Override
Statutory Text
Finally, the defendants and their amicus devote large portions of
their briefs to emphasizing undesirable public-policy outcomes that, they
say, will arise if this Court does not create an exception to wrongful-death
liability for extrauterine children. In particular, they assert that treating
extrauterine children as "children" for purposes of wrongful-death
liability will "substantially increase the cost of IVF in Alabama" and
could make cryogenic preservation onerous. Medical Association of the
State of Alabama amicus brief at 42; see also Appellees' brief in appeal
no. SC-2022-0515 at 36 (arguing that "costs and storage issues would be
prohibitive").
While we appreciate the defendants' concerns, these types of policy-
focused arguments belong before the Legislature, not this Court. Judges
are required to conform our rulings "to the expressions of the legislature,
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to the letter of the statute," and to the Constitution, "without indulging
a speculation, either upon the impolicy, or the hardship, of the law."
Priestman v. United States, 4 U.S. (4 Dall.) 28, 30 n.1 in the reporter's
synopsis (1800) (Chase, J., writing for the federal circuit court).
Here, the text of the Wrongful Death of a Minor Act is sweeping and
unqualified. It applies to all children, born and unborn, without
limitation. It is not the role of this Court to craft a new limitation based
on our own view of what is or is not wise public policy. That is especially
true where, as here, the People of this State have adopted a
Constitutional amendment directly aimed at stopping courts from
excluding "unborn life" from legal protection. Art. I, § 36.06, Ala. Const.
2022. 10
10The defendants also suggest that, if extrauterine children are
accorded the same protections under the Wrongful Death of a Minor Act
as unborn children in utero, then providers could be held liable for
routine treatment of ectopic pregnancies -- that is, pregnancies in which
an embryo has implanted in an organ other than the uterus, such as the
fallopian tubes.
The defendants' concerns are misguided. As the parties
acknowledge, ectopic pregnancies almost invariably involve a fatal
medical condition: if left in place, the ectopic embryo will either die from
malnourishment or else grow to the point where it kills the mother -- in
turn causing the embryo's own death. The parties agree that there is
currently no way to treat an ectopic implantation without simultaneously
22
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B. Negligence and Wantonness Claims
The second question raised in these consolidated appeals is whether
the trial court erred in dismissing the plaintiffs' common-law negligence
and wantonness claims. As discussed above, both sets of plaintiffs made
clear in their operative complaints that those claims were "alternative"
theories pleaded only as a fallback in case this Court held that
extrauterine children are not protected by the Wrongful Death of a Minor
Act. Since we now hold that the Act does protect extrauterine children,
the plaintiffs' alternative negligence and wantonness claims are moot,
and we affirm the trial court's dismissal of those claims on that basis.
C. Remaining Issues
During oral argument in these cases, the defendants suggested that
the plaintiffs may be either contractually or equitably barred from
pursuing wrongful-death claims. In particular, the defendants pointed
out that all the plaintiffs signed contracts with the Center in which their
causing the death of the unborn child, no matter how desperately the
surgeon and the parents wish to preserve the child's life. In light of that
tragic reality, we do not see how any hypothetical plaintiffs who attempt
to sue over the consensual removal of an ectopic pregnancy could
establish the core elements of a wrongful-death claim, including breach
of duty and causation.
23
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embryonic children were, in many respects, treated as nonhuman
property: the Fondes elected in their contract to automatically "destroy"
any embryos that had remained frozen longer than five years; the
LePages chose to donate similar embryos to medical researchers whose
projects would "result in the destruction of the embryos"; and the
Aysennes agreed to allow any "abnormal embryos" created through IVF
to be experimented on for "research" purposes and then "discarded." The
defendants contended at oral argument that these provisions are
fundamentally incompatible with the plaintiffs' wrongful-death claims.
If the defendants are correct on that point, then they may be able
to invoke waiver, estoppel, or similar affirmative defenses. But those
defenses have not been briefed and were not considered by the trial court,
so we will not attempt to resolve them here. We are "a court of review,
not a court of first instance." Henry v. White, 222 Ala. 228, 228, 131 So.
899, 899 (1931). The trial court remains free to consider these and any
other outstanding issues on remand.
Conclusion
We reverse the trial court's dismissal of the plaintiffs' wrongful-
death claims in both appeal no. SC-2022-0515 and appeal no. SC-2022-
24
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0579. Because the plaintiffs' alternative negligence and wantonness
claims are now moot, we affirm the trial court's dismissal of those claims
on that basis.
SC-2022-0515 -- AFFIRMED IN PART, REVERSED IN PART,
AND REMANDED.
SC-2022-0579 -- AFFIRMED IN PART, REVERSED IN PART,
AND REMANDED.
Wise and Bryan, JJ., concur.
Parker, C.J., concurs specially, with opinion.
Shaw, J., concurs specially, with opinion, which Stewart, J., joins.
Mendheim, J., concurs in the result, with opinion.
Sellers, J., concurs in the result in part and dissents in part, with
opinion.
Cook, J., dissents, with opinion.
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PARKER, Chief Justice (concurring specially).
A good judge follows the Constitution instead of policy, except when
the Constitution itself commands the judge to follow a certain policy. In
these cases, that means upholding the sanctity of unborn life, including
unborn life that exists outside the womb. Our state Constitution contains
the following declaration of public policy: "This state acknowledges,
declares, and affirms that it is the public policy of this state to recognize
and support the sanctity of unborn life and the rights of unborn children,
including the right to life." Art. I, § 36.06(a), Ala. Const. 2022 (adopted
Nov. 6, 2018) (sometimes referred to as "the Sanctity of Unborn Life
Amendment"). As noted in the main opinion, these cases involve unborn
life -- a fact that no party in these cases disputes. Therefore, I take this
opportunity to examine the meaning of the term "sanctity of unborn life"
as used in § 36.06 and to explore the legal effect of the adoption of the
Sanctity of Unborn Life Amendment as a constitutional statement of
public policy.
I. Meaning of "Sanctity"
The Alabama Constitution does not expressly define the phrase
"sanctity of unborn life." But because the parties have raised § 36.06 in
26
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their arguments, these cases call for us to interpret what this phrase
means. The goal of constitutional interpretation is to discern the original
public meaning, which is " 'the meaning the people understood a
provision to have at the time they enacted it.' " Barnett v. Jones, 338 So.
3d 757, 767 (Ala. 2021) (Mitchell, J., joined by Parker, C.J., concurring
specially) (citation and emphasis omitted). Constitutional interpretation
must start with the text, but it also must include the context of the time
in which it was adopted. Id.; see also Hagan v. Commissioner's Court of
Limestone Cnty., 160 Ala. 544, 554, 49 So. 417, 420 (1909) (holding that
the Alabama Constitution "must be understood and enforced according
to the plain, common-sense meaning of its terms"); Antonin Scalia, A
Matter of Interpretation 37 (new ed. 2018) ("In textual interpretation,
context is everything, and the context of the Constitution tells us not to
expect nit-picking detail, and to give words and phrases an expansive
rather than narrow interpretation -- though not an interpretation that
the language will not bear.").
Helpful sources in interpretation include contemporaneous
dictionaries, but the analysis must also "draw from deeper wells" instead
of relying "solely on dictionaries." Gulf Shores City Bd. of Educ. v.
27
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Mackey, [Ms. 1210353, Dec. 22, 2022] ___ So. 3d ____, ____ (Ala. 2022)
(Parker, C.J., concurring in part and concurring in the result). Such
"deeper wells" include (1) the history of the period, (2) similar provisions
in predecessor constitutions, (3) the records of the constitutional
convention, inasmuch as they shed light on what the public thought, (4)
the common law, (5) cases, (6) legal treatises, (7) evidence of
contemporaneous general public understanding, especially as found in
other state constitutions and court decisions interpreting them, (8)
contemporaneous lay-audience advocacy for (or against) its adoption, and
(9) any other evidence of original public meaning, which could include
corpus linguistics. Gulf Shores, ___ So. 3d at ____ (Parker, C.J.,
concurring in part and concurring in the result in part); Young Ams. for
Liberty at Univ. of Alabama at Huntsville v. St. John, [Ms. 1210309, Nov.
18, 2022] ___ So. 3d ___, ___ (Ala. 2022) (Parker, C.J., concurring in part
and concurring in the result); Barnett, 338 So. 3d at 766-67 (Mitchell, J.,
concurring specially).
Section 36.06 specifically recognizes the sanctity of unborn life.
Nevertheless, the phrase "sanctity of unborn life" involves the same
terms and concepts as the broader and more common phrase, "sanctity of
28
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life." Thus, the history and meaning of the phrase "sanctity of life"
informs our understanding of "sanctity of unborn life" as that phrase is
used in § 36.06.
At the time § 36.06 was adopted, "sanctity" was defined as: "1.
holiness of life and character: GODLINESS; 2 a: the quality or state of
being holy or sacred: INVIOLABILITY b pl: sacred objects, obligations,
or rights." Merriam-Webster's Collegiate Dictionary 1100 (11th ed. 2003).
Recent advocates of the sanctity of life have attempted to articulate the
principle on purely secular philosophical grounds. See, e.g., John Keown,
The Law and Ethics of Medicine 3 (2012); Neil M. Gorsuch, The Future
of Assisted Suicide and Euthanasia 157-58 (2009) (arguing that "human
life is fundamentally and inherently valuable" based on the "secular
moral theory" that human life is a "basic good" that "ultimately comes
not from abstract logical constructs (or religious beliefs)"). Such
advocates have preferred to use the term "inviolability" rather than
"sanctity" to avoid what one scholar calls "distracting theological
connotations." Keown, supra, at 3. But even though "inviolability" is
certainly a synonym of "sanctity" in that the meaning of the two words
largely overlap, the two words cannot simply be substituted for each
29
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other because each word carries its own set of implications. When the
People of Alabama adopted § 36.06, they did not use the term
"inviolability," with its secular connotations, but rather they chose the
term "sanctity," with all of its connotations.
This kind of acceptance is not foreign to our Constitution, which in
its preamble "invok[es] the favor and guidance of Almighty God," pmbl.,
Ala. Const. 2022, and which declares that "all men … are endowed [with
life] by their Creator," Art. I, § 1, Ala. Const. 2022. 11 The Alabama
Constitution's recognition that human life is an endowment from God
emphasizes a foundational principle of English common law, which has
been expressly incorporated as part of the law of Alabama. § 1-3-1, Ala.
Code 1975 ("The common law of England … shall … be the rule of
decisions, and shall continue in force …."). In his Commentaries on the
Laws of England, Sir William Blackstone declared that "[l]ife is the
immediate gift of God, a right inherent by nature in every individual."12
11Accord the philosophy of the United States of America as
expressed in the Declaration of Independence -- "endowed by their
Creator with certain unalienable Rights, that among these are Life …."
The Declaration of Independence para. 2 (U.S. 1776).
12Blackstone went on to state that life "begins in contemplation of
law as soon as an infant is able to stir in the mother's womb." 1 William
30
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1 William Blackstone, Commentaries on the Laws of England *125. He
later described human life as being "the immediate donation of the great
creator." Id. at *129.
Only recently has the phrase "sanctity of life" been widely used as
shorthand for the general principle that human life can never be
intentionally taken without adequate justification. The phrase was first
used in the modern bioethical debate by Rev. John Sutherland Bonnell
as the title to his 1951 article opposing euthanasia: The Sanctity of
Human Life. 8 Theology Today 194-201. Glanville Williams later
employed the phrase in his groundbreaking book, The Sanctity of Life
and the Criminal Law, in 1957. The common usage of this phrase has
continued into the 21st century, referring to the view that all human
beings bear God's image from the moment of conception. See, e.g.,
Blackstone, Commentaries on the Laws of England *125. Similarly,
Alabama law has recognized that human life begins at conception. See
Ex parte Hicks, 153 So. 3d 53, 72 (Ala. 2014); Ex parte Ankrom, 152 So.
3d 397 (Ala. 2013); Hamilton v. Scott, 97 So. 3d 728 (Ala. 2012); Mack v.
Carmack, 79 So. 3d 597 (Ala. 2011); § 26-22-2(8), Ala. Code 1975 (defining
an "unborn child" as "[a]n individual organism of the species Homo
sapiens from fertilization until live birth"); § 26-23A-3(10), Ala. Code
1975 (defining an "unborn child" as "[t]he offspring of any human person
from conception until birth").
31
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Manhattan Declaration: A Call of Christian Conscience (Nov. 20, 2009)
(at the time of this decision, this document could be located at:
https://www.manhattandeclaration.org) (referring multiple times to the
"sanctity of life" in response to abortion). 13
The phrase appeared only twice in our precedents before 2018. In
1982, Justice Faulkner used it to describe the argument that so-called
"wrongful birth" actions should not be cognizable at law because the
"sanctity of life" precluded them. Boone v. Mullendore, 416 So. 2d 718,
724 (Ala. 1982) (Faulkner, J., concurring specially). More recently,
however, it was used in a 2014 special concurrence referring to this
Court's decisions in Ex parte Ankrom, 152 So. 3d 397 (Ala. 2013),
Hamilton v. Scott, 97 So. 3d 728 (Ala. 2012), and Mack v. Carmack, 79
So. 3d 597 (Ala. 2011). Ex parte Hicks, 153 So. 3d 53, 72 (Ala. 2014)
(Parker, J., concurring specially) ("This case presents an opportunity for
this Court to continue a line of decisions affirming Alabama's recognition
13Itis worth noting that the Manhattan Declaration was signed by
"Orthodox, Catholic, and Evangelical Christians" who "joined together
across historic lines of ecclesial differences" to speak together on certain
issues, one of which was the sanctity of life. Id. Despite major theological
disagreements, signers from all three branches of Christianity were able
to agree on the sanctity of life.
32
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of the sanctity of life from the earliest stages of development. We have
done so in three recent cases [Ankrom, Hamilton, and Mack]; we do so
again today." (footnote omitted)).
But the principle itself -- that human life is fundamentally distinct
from other forms of life and cannot be taken intentionally without
justification -- has deep roots that reach back to the creation of man "in
the image of God." Genesis 1:27 (King James). One 17th-century
commentator has explained the significance of man's creation in God's
image as follows:
"[T]he chief excellence and prerogative of created man is in
the image of his Creator. For while God has impressed as it
were a vestige of himself upon all the rest of the creatures …
so that from all the creatures you can gather the presence and
efficiency of the Creator, or as the apostle [Paul] says, you can
clearly see his eternal power and divinity, yet only man did he
bless with his own image, that from it you may recognize not
only what the Creator is, but also who he is, or what his
qualities are.
"… God did this: (1) so that he might as it were
contemplate and delight himself in man, as in a copy of
himself, or a most highly polished mirror, for which reason his
delights are said to be with the children of men. (2) So that he
might, as much as can be done, propagate himself as it were
in man. … (3) So that he would have on earth one who would
know, love, and worship him and all that is his, which could
not be obtained in the least apart from the image of God ….
(4) So that he might have one with whom he would live most
blessed for eternity, with whom he would converse as with a
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friend …. Therefore, so that God could eternally dwell and
abide with man, he willed him to be in some manner similar
to him, to bear his image ….
"….
"Therefore, the image of God in man is nothing except a
conformity of man whereby he in measure reflects the highest
perfection of God."
3 Petrus Van Mastricht, Theoretical-Practical Theology 282-85 (Joel R.
Beeke ed., Todd M. Rester trans., Reformation Heritage Books 2021)
(1698-99). 14
Van Mastricht's assessment of the significance of man's creation in
the image of God accords with that of Thomas Aquinas centuries earlier.
Following Augustine, Aquinas distinguished human life from other
things God made, including nonhuman life, on the ground that man was
made in God's image.
14Petrus Van Mastricht (1630-1706) was a Dutch Reformed
theologian and professor at the University of Utrecht. He was a favorite
of Jonathan Edwards, a leading minister in the First Great Awakening
and later President of Princeton University. Edwards opined that, "for
divinity in General, doctrine, Practice & Controversie; or as an [sic]
universal system of divinity, [Van Mastrict's Theoretical-Practical
Theology] is much better than … any other Book in the world, excepting
the Bible." Jonathan Edwards & Stanley T. Williams, Six Letters of
Jonathan Edwards to Joseph Bellamy, 1 New Eng. Q. 226, 230 (footnotes
omitted) (reprinting Edwards's letter to Bellamy dated January 15,
1747).
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"As Augustine observes, man surpasses other things, not in
the fact that God Himself made man, as though He did not
make other things; since it is written, 'The work of Thy hands
is the heaven,' and elsewhere, 'His hands laid down the dry
land,' but in this, that man is made to God's image."
Thomas Aquinas, Summa Theologica First Part, Treatise on Man,
Question 91, Art. 4 (Fathers of the English Dominican Province trans.,
Benziger Bros., Inc. 1947). Further, Aquinas explained that every man
has the image of God in that he "possesses a natural aptitude for
understanding and loving God," which imitates God chiefly in "that God
understands and loves Himself." Id., First Part, Question 93, Art. 4.
Thus, man's creation in God's image directs man to his last end, which is
to know and love God. Id., Second Part, Question 1, Art. 8.
Man's creation in God's image is the basis of the general prohibition
on the intentional taking of human life. See Genesis 9:6 (King James)
("Whoso sheddeth man's blood, by man shall his blood be shed: for in the
image of God made he man."). John Calvin, in expounding that text,
explains:
"For the greater confirmation of the above doctrine [of capital
punishment for murder], God declares, that he is not thus
solicitous respecting human life rashly, and for no purpose.
Men are indeed unworthy of God's care, if respect be had only
to themselves; but since they bear the image of God engraven
on them, He deems himself violated in their person. Thus,
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although they have nothing of their own by which they obtain
the favour of God, he looks upon his own gifts in them, and is
thereby excited to love and to care for them. This doctrine,
however, is to be carefully observed, that no one can be
injurious to his brother without wounding God himself. Were
this doctrine deeply fixed in our minds, we should be much
more reluctant than we are to inflict injuries. Should any one
object, that this divine image has been obliterated, the
solution is easy; first, there yet exists some remnant of it, so
that man is possessed of no small dignity; and secondly, the
Celestial Creator himself, however corrupted man may be,
still keeps in view the end of his original creation; and
according to his example, we ought to consider for what end
he created men, and what excellence he has bestowed upon
them above the rest of living beings."
John Calvin, Commentaries on the First Book of Moses Called Genesis
295-96 (John King trans., Calvin Translation Society 1847) (1554)
(emphasis added). Likewise, the Geneva Bible, which was the "most
popular book in colonial homes,"15 includes a footnote to Genesis 9:6 that
provides: "Therefore to kill man is to deface God's image, and so injury is
not only done to man, but also to God." Genesis 9:6 n.2 (Geneva Bible
1599).
Finally, the doctrine of the sanctity of life is rooted in the Sixth
Commandment: "You shall not murder." Exodus 20:13 (NKJV 1982). See
15Kenneth Graham, Confrontation Stories: Raleigh on the
Mayflower, 3 Ohio St. J. Crim. L. 209, 213-14 (2005).
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John Eidsmoe, Those Ten Commandments: Why Won't They Just Go
Away? 31 Regent U. L. Rev. 11, 15 (2018) (arguing that the Sixth
Commandment is the basis for "Respect for Life" in Western law); see
also Van Orden v. Perry, 545 U.S. 677, 686-90 (2005) (discussing the
impact of the Ten Commandments on America generally). Aquinas
taught that "it is in no way lawful to slay the innocent" because "we ought
to love the nature which God has made, and which is destroyed by slaying
him." Aquinas, supra, Second Part of the Second Part, Treatise on
Prudence and Justice, Question 64, Art. 6. Likewise, Calvin explained
the reason for the Sixth Commandment this way: "Man is both the image
of God and our flesh. Wherefore, if we would not violate the image of God,
we must hold the person of man sacred." 2 John Calvin, Institutes of the
Christian Religion 256 (Henry Beveridge trans., Hendrickson Publishers
2008) (1559). These and many similar writings, creeds, catechisms, and
teachings have informed the American public's view of life as sacred.
In summary, the theologically based view of the sanctity of life
adopted by the People of Alabama encompasses the following: (1) God
made every person in His image; (2) each person therefore has a value
that far exceeds the ability of human beings to calculate; and (3) human
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life cannot be wrongfully destroyed without incurring the wrath of a holy
God, who views the destruction of His image as an affront to Himself.
Section 36.06 recognizes that this is true of unborn human life no less
than it is of all other human life -- that even before birth, all human
beings bear the image of God, and their lives cannot be destroyed without
effacing his glory.
II. Effect of Constitutional Policy
Having discussed the meaning of the phrase "sanctity of unborn
life," I will briefly explore the legal effect of its inclusion in the Alabama
Constitution as a statement of public policy. Again, I will start with the
text. Section 36.06 provides, in relevant part:
"(a) This state acknowledges, declares, and affirms that
it is the public policy of this state to recognize and support the
sanctity of unborn life and the rights of unborn children,
including the right to life.
"(b) This state further acknowledges, declares, and
affirms that it is the public policy of this state to ensure the
protection of the rights of the unborn child in all manners and
measures lawful and appropriate."
In 2018, the term "public policy" was a legal term that meant: "The
collective rules, principles, or approaches to problems that affect the
commonwealth or (esp.) promote the general good; specif., principles and
38
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standards regarded by the legislature or by the courts as being of
fundamental concern to the state and the whole society." Black's Law
Dictionary 1426 (10th ed. 2014); see also Antonin Scalia & Bryan A.
Garner, Reading Law: The Interpretation of Legal Texts 73
(Thomson/West 2012) (noting that ordinary legal meaning governs
instead of common meaning when the law is the subject). Notice that the
dictionary does not just say that "public policy" is something like
"whatever is in the best interests of Alabama," which really is for the
Legislature and not this Court to decide. Instead, it refers to the collective
rules, principles, or approaches to problems or principles and standards.
Because this term refers to fixed standards and not subjective opinions
of whatever serves the public good, this Court can look to this § 36.06 in
appropriate cases to aid it in its decisions.
When considering a question concerning "public policy," an
Alabama judge is supposed to look to "the Constitution, the statutes, or
definite principles of customary law which have been recognized and
developed by the course of judicial decisions," such as the common law,
but not "some considerations of policy which might properly have weight
with the Legislature if it had occasion to deal with the question." Couch
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v. Hutchison, 2 Ala. App. 444, 447, 57 So. 75, 76 (1911). Thus, Alabama
precedents confirm that the Judiciary can look to the Constitution,
statutes, and principles of customary law to determine what the public
policy of this state is. It must not, however, usurp the role of the
Legislature by attempting to guess what policy decision the Legislature
might have made if it had considered other factors. That decision must
be left for the Legislature itself.
Now that we know what "public policy" means, we must consider
what effect it has on statutory interpretation. In one of its oldest decisions
considering that question, this Court held: "It is not denied that where
public policy or substantial justice obviously requires it, Courts should
strongly incline to such liberal construction of the statute as will effect
the object." Jones v. Watkins, 1 Stew. 81, 85 (Ala. 1827). However, in
more modern times, this Court has repeatedly emphasized adherence to
the plain language of the statute, and I agree with this approach. See
generally Jay Mitchell, Textualism in Alabama, 74 Ala. L. Rev. 1089,
1100-10 (2023). Consequently, I believe that, ordinarily, this Court may
consider public policy in statutory interpretation only if (1) there is
substantial doubt about the meaning of the statute and (2) the precepts
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of public policy and jurisprudence to which we look are settled. Ex parte
Z.W.E., 335 So. 3d 650, 660 (Ala. 2021) (Parker, C.J., concurring in the
result) (citing Old Republic Ins. Co. v. Lanier, 644 So. 2d 1258, 1260-62
(Ala. 1994); Allgood v. State, 20 Ala. App. 665, 667, 104 So. 847, 848
(1925); 82 C.J.S. Statutes § 472 (2009); 73 Am. Jur. 2d Statutes § 91
(2012)). Thus, I agree with the main opinion that, if the Wrongful Death
of a Minor Act, § 6-5-391, Ala. Code 1975, were ambiguous, then the
Sanctity of Unborn Life Amendment would resolve the matter in favor of
the plaintiffs.
But a special problem arises when the People of Alabama enshrine
a specific statement of public policy in their Constitution. Instead of
gleaning bits and pieces of the state's public policy from the Constitution,
statutes, common law, and precedents, the People of Alabama explicitly
told the Legislature, the Executive, and the Judiciary what they are
supposed to do. Ordinarily, we resort to public-policy considerations in
statutory interpretation as a last resort, so that the Judiciary does not
usurp the role of the Legislature. But in this case, the People explicitly
told all three branches of government what they ought to do. See The
Federalist No. 78, at 525 (Alexander Hamilton) (Jacob E. Cooke ed., 1961)
41
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(noting that "the power of the people is superior to both" the judicial and
legislative powers). Consequently, as Alexander Hamilton wrote in The
Federalist No. 78, "where the will of the legislature declared in its
statutes, stands in opposition to that of the people declared in the
constitution, the judges ought to be governed by the latter, rather than
the former." Id. Thus, as a constitutional statement of public policy, §
36.06 circumscribes the Legislature's discretion to determine public
policy with regard to unborn life. Accordingly, any legislative (or
executive) act that contravenes the sanctity of unborn life is potentially
subject to a constitutional challenge under the Alabama Constitution.
Putting this all together, § 36.06 does much more than simply
declare a moral value that the People of Alabama like. Instead, this
constitutional provision tilts the scales of the law in favor of protecting
unborn life. Although § 36.06 may not resolve every case involving
unborn life, if reasonable minds could differ on whether a common-law
rule, a statute, or even a constitutional provision protects life, § 36.06
instructs the Alabama government to construe the law in favor of
protecting the unborn. Furthermore, to exclude the unborn from § 36.06's
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protection, the Legislature would have to do so very clearly and for a
reason that is consistent with upholding the sanctity of life.
Justice Cook argues in his dissent that applying § 36.06 and the
Wrongful Death of a Minor Act to frozen embryos will have disastrous
consequences for the in vitro fertilization ("IVF") industry in Alabama.
Although it is for the Legislature to decide how to address this issue, I
note briefly that many other Westernized countries have adopted IVF
practices or regulations that allow IVF to continue while drastically
reducing the chances of embryos being killed, whether in the creation
process, the implantation process, the freezing process, or by willful
killing when they become inconvenient. For decades, IVF has been
largely unregulated in the United States, with some commentators even
comparing it to the Wild West. See, e.g., Alexander N. Hecht, The Wild
Wild West: Inadequate Regulation of Assisted Reproductive Technology,
1 Hous. J. Health L. & Pol'y 227, 228 (2001) ("Unfortunately, this
industry remains largely unregulated. The near-absence of federal and
state law combined with ineffective and unheeded industry guidelines
leads to a lawless free-for-all." (footnotes omitted)); see also Myrisha S.
Lewis, The American Democratic Deficit in Assisted Reproductive
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Technology Innovation, 45 Am. J. L. & Med. 130, 144 & n.77 (2019)
(noting that IVF in the United States is still unregulated and that
commentators are still comparing it to the Wild West). In Alabama, the
only statutes that mention IVF address the issue of determining
parentage of children conceived through IVF, but they do not govern the
practice of IVF itself. See The Alabama Uniform Parentage Act, § 26-17-
101 et seq., Ala. Code 1975. And the only administrative regulation of
IVF in Alabama governs IVF clinics' use of radioactive materials, but not
any other IVF practice. Ala. Admin. Code (State Bd. Of Health, Dep't of
Pub. Health), r. 420-3-26-.02. If the Legislature agrees that it is time to
regulate the IVF industry, then the good news is it need not reinvent the
wheel. Other Westernized countries have given Alabama some examples
to consider.
For instance, in Australia and New Zealand, prevailing ethical
standards dictate that physicians usually make only one embryo at a
time. 16 On the related issue of embryo transfers, which is the process of
16Code of Practice for Assisted Reproductive Technology Units § 3.3,
p. 24, Fertility Society of Australia and New Zealand, Reproductive
Technology Accreditation Committee (2021) (at the time of this decision,
this document could be located at:
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implanting the embryos into the uterus,17 in Australia and New Zealand
over 90% of embryo transfers occur only one at a time. 18 Likewise,
European Union ("EU") countries set a legal limit on the number of
embryos transferred in a single cycle. 19 In EU countries, 58% of embryo
https://www.fertilitysociety.com.au/wp-content/uploads/20211124-
RTAC-ANZ-COP.pdf.).
17According to the contract that the LePages signed, the number of
embryos transferred to the mother could range from 1-5. LePage Contract
at 9. It appears that the objective of transferring multiple embryos is to
increase the chances of pregnancy. Id. at 8. At least two issues arise from
this practice. First, it results in the mother becoming pregnant with
multiple babies 30% of the time, which can cause health problems for the
mother and babies. See id. at 17. Second, less than half of embryo
transfers result in live births, which raises the question whether
transferring multiple embryos at once risks the deaths of these little
people. See Jennifer Choe & Anthony L. Shanks, In Vitro Fertilization,
NIH National Library of Medicine (last updated Sep. 4, 2023), (at the
time of this decision, this document could be located at:
https://www.ncbi.nlm.nih.gov/books/NBK562266.
18See Choe & Shanks, supra, at n.17; Christine Wyns, Number of
Frozen Treatment Cycles Continues to Rise Throughout the World,
European Society of Human Reproduction and Embryology (June 30,
2021) (at the time of this decision, this document could be located at:
https://www.focusonreproduction.eu/article/ESHRE-News-ESHRE-2021
-freeze-all) (reporting that "Australia/New Zealand leads the way" in the
"number of single embryo transfers" in "more than 90% of cycles").
19Regulation and Legislation in Assisted Reproduction, European
Society of Human Reproduction and Embryology (Jan. 2017) (at the time
of this decision, this document could be located at:
https://tinyurl.com/299cvcbf). Specifically, Austria, Belgium, and Malta
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transfers involve just one embryo, and 38% involve two; thus, 96% of
embryo transfers in EU countries involve two or fewer transfers at one
time. 20 Such limitations on embryo creation and transfer necessarily
reduce or eliminate the need for storing embryos for extended lengths of
time. Italy went one step further, banning cryopreservation of embryos
except when a bona fide health risk or force majeure prevented the
embryos from being transferred immediately after their creation. 21 All of
these measures protect the lives of the unborn and still allow couples to
become parents. Therefore, although certain changes to the IVF
industry's current creation and handling of embryos in Alabama will
have allowed only one transfer at a time; the United Kingdom, France,
and Sweden have allowed no more than two; and Germany has allowed
only three, although a maximum of two is recommended. Id.; Embryo
Protection Act, Chapter 524, § 6, of the Laws of Malta; Susan Mayor, UK
Authority Sets Limits on Number of Embryos Transferred, 328 BMJ 65,
65 (2004). Some of these laws may have changed over time, but they
illustrate that other Westernized countries have, at some point, adopted
these positions.
20More Women Are Using Single Embryos During Fertility
Treatment, European Society of Human Reproduction and Embryology
(June 27, 2023) (at the time of this decision, this document could be
located at: https://www.eshre.eu/ESHRE2023/Media/2023-Press-
releases/EIM).
21See Legge 19 Feb. 2004, no. 40 (art. 14, para. 3), in G.U. Feb. 24,
2004, no. 45 (It.).
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result from this decision, to the extent that Justice Cook is predicting
that IVF will now end in Alabama, that prediction does not seem to be
well-founded.
These regulations adopted by other countries seem much more
likely to comport with upholding the sanctity of life than the prevailing
practice of creating and transferring at once many embryos that have
little chance of survival and then throwing embryos away after a while.
The American states, unfortunately, have not followed the example of
other Westernized countries that have regulations that achieve both the
protection of life and the promotion of parenthood. Ultimately, however,
it is for the Legislature to decide how the IVF industry can help parents
have children. The Legislature is free to do so in any way it decides,
provided that it comports with the Alabama Constitution, including the
Sanctity of Unborn Life Amendment. 22
III. Conclusion
In application to these cases, the contentions of the defendants and
their amicus are not sustainable in light of the Sanctity of Unborn Life
22The Legislature should also take note of § 36.06 if it considers
other ethical issues related to reproduction if they arise.
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Amendment. The People of Alabama have declared the public policy of
this State to be that unborn human life is sacred. We believe that each
human being, from the moment of conception, is made in the image of
God, created by Him to reflect His likeness. It is as if the People of
Alabama took what was spoken of the prophet Jeremiah and applied it
to every unborn person in this state: "Before I formed you in the womb I
knew you, Before you were born I sanctified you." Jeremiah 1:5 (NKJV
1982). All three branches of government are subject to a constitutional
mandate to treat each unborn human life with reverence. Carving out an
exception for the people in this case, small as they were, would be
unacceptable to the People of this State, who have required us to treat
every human being in accordance with the fear of a holy God who made
them in His image. For these reasons, and for the reasons stated in the
main opinion, I concur.
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SHAW, Justice (concurring specially).
I concur fully in the main opinion. I write specially to note the
following.
I agree with the main opinion that the meaning of the word "child"
for purposes of Alabama law is well settled and includes an unborn child.
Thus, for purposes of the Wrongful Death of a Minor Act, § 6-5-391, Ala.
Code 1975 ("the Wrongful Death Act"), the term "minor child" includes
an unborn child with no distinction between in vitro or in utero.
In prior cases determining whether an unborn child is a "minor
child" for purposes of the Wrongful Death Act, this Court has referenced
the definition of a "person" found in § 13A-6-1(3), Ala. Code 1975, which
in turn applies to certain portions of the criminal code. The main opinion
thoroughly explains why this criminal-law definition does not limit the
determination whether an in vitro embryo is a "minor child" for purposes
of a civil-law action under the Wrongful Death Act.
I do not believe that any purported prior common-law rule requires
a different result.
"The common law of England, so far as it is not
inconsistent with the Constitution, laws and institutions of
this state, shall, together with such institutions and laws, be
the rule of decisions, and shall continue in force, except as
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from time to time it may be altered or repealed by the
Legislature."
§ 1-3-1, Ala. Code 1975 (emphasis added). The language of this Code
section is plain: the common law does not apply when it is inconsistent
with the Constitution, laws, and institutions of this state. The legislature
may always alter the common law, but this Code section does not provide
that the common law, if inconsistent with the above, remains in place
unless altered by the legislature. As one Justice has explained:
"This statute does not provide that 'the common law of
England shall be the rule of decisions in Alabama unless
changed by the legislature.' On the contrary, it provides that
the common law of England shall be the rule of decisions in
this State, so far as the common law is not inconsistent with
the constitution, the laws, and the institutions of Alabama."
Swartz v. United States Steel Corp., 293 Ala. 439, 446-47, 304 So. 2d 881,
887 (1974) (Faulkner, J., concurring specially).
In the context of civil law, the legislature, the constitution, and this
Court's decisions have collectively repealed the common law's prohibition
on wrongful-death actions, § 6-5-391; protected the rights of the unborn,
Ala. Const. 2022, Art. I, § 36.06(b) ("[I]t is the public policy of this state
to ensure the protection of the rights of the unborn child …."); and
eliminated the common law's prohibition on seeking a civil remedy for
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injuries done to the unborn, Huskey v. Smith, 289 Ala. 52, 265 So. 2d 596
(1972), and Hamilton v. Scott, 97 So. 3d 728 (Ala. 2012). If, after this,
the common law does not allow wrongful-death actions for some unborn
children when they are injured -- here, based on their physical location --
that rule must be consistent with the Constitution, laws, and institutions
of this state. Whether such rule is in fact consistent, we can respectfully
disagree. But if it is inconsistent, then it need not be first altered or
repealed by the legislature.
It can scarcely be argued that science is not outdistancing the law
in various areas, especially in the context of human reproduction.
Creating and sustaining life outside a woman's womb is nothing less than
the stuff of miracles. The overriding public policy of this state recognizes
and supports the sanctity of unborn life and the rights of unborn children,
including the right to life, and requires the protection of the rights of the
unborn child "in all manners and measures lawful and appropriate." §
36.06(b). The people of Alabama, apparently recognizing that
advancements in reproductive science necessarily come with concomitant
responsibilities, have bound all three branches of our state government
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to this policy, and, in my view, the enactments of the Alabama
Legislature are consistent with it.
Stewart, J., concurs.
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MENDHEIM, Justice (concurring in the result).
Over the course of time, previous cases from this Court have applied
the protection afforded to a "minor child" in subsection (a) of § 6-5-391,
Ala. Code 1975, the Wrongful Death of a Minor Act, to human lives at
earlier and earlier stages of development. In Stanford v. St. Louis-San
Francisco Railway Co., 214 Ala. 611, 108 So. 566 (1926), this Court,
construing a predecessor to § 6-5-391(a),23 held that a "parental injury
before the birth is no basis for action in damages by the child or its
personal representative." Birmingham Baptist Hosp. v. Branton, 218
Ala. 464, 467, 118 So. 741, 743 (1928) (citing Stanford). However, in
Huskey v. Smith, 289 Ala. 52, 265 So. 2d 596 (1972), "[t]he Court
concluded that the term 'minor child' in the predecessor to § 6-5-391(a)
[Title 7, § 119, Ala. Code 1940 (Recomp. 1958),] included an unborn child
who was viable at the time of a prenatal injury, who thereafter was born
alive, but who later died. 289 Ala. at 55, 265 So. 2d at 596." Mack v.
Carmack, 79 So. 3d 597, 601 (Ala. 2011). The Court pushed the boundary
back again in Wolfe v. Isbell, 291 Ala. 327, 280 So. 2d 758 (1973), in which
the Court "concluded that [a] father could maintain an action for the
23Section 5695, Ala. Code 1923.
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wrongful death of his unborn child even though the injuries that allegedly
caused the death occurred before the fetus became viable." Mack, 79 So.
3d at 604. A year later, in Eich v. Town of Gulf Shores, 293 Ala. 95, 100,
300 So. 2d 354, 358 (1974), the Court held that "the parents of an eight
and one-half month old stillborn fetus [were] entitled to maintain an
action for the wrongful death of the child." The Court stepped back from
those broader applications of protection in Gentry v. Gilmore, 613 So. 2d
1241 (Ala. 1993), and Lollar v. Tankersley, 613 So. 2d 1249 (Ala. 1993),
concluding that "the Wrongful Death [of a Minor] Act did not permit
recovery for the death of a fetus that occurs before the fetus attains
viability." Mack, 79 So. 3d at 606. But, several years later in Mack, the
Court returned to its understanding of the Wrongful Death of a Minor
Act espoused in Wolfe, holding that "the Wrongful Death [of a Minor] Act
permits an action for the death of a previable fetus." Mack, 79 So. 3d at
611. In Hamilton v. Scott, 97 So. 3d 728, 735 (Ala. 2012), the Court
reaffirmed its conclusion from Mack, stating that "Alabama's wrongful-
death statute allows an action to be brought for the wrongful death of any
unborn child, even when the child dies before reaching viability."
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The foregoing history of previous decisions concerning the Wrongful
Death of a Minor Act, and the fact that the pertinent language in the Act
has not been amended since its enactment in 1872, shows that this Court,
rather than the Legislature, has taken the lead in shaping when the
protection afforded by the Act may be invoked. See Eich, 293 Ala. at 100,
300 So. 2d at 358 (describing that decision as one in which the Court was
"again extending out judicial prerogative as was done in Huskey and
Wolfe …."). Because of that, and because the terms "child" and "minor
child" in § 6-5-391(a) are not further defined in the Wrongful Death of a
Minor Act, I agree with the main opinion that the Act can be construed
to include frozen embryos produced through in vitro fertilization ("IVF").
For those reasons, I concur in the result reached today that reverses the
trial court's dismissal of the plaintiffs' wrongful-death claims.
However, I have misgivings about the reasoning and some of the
comments contained in the main opinion. The main opinion begins its
analysis by observing that "[t]he parties to these cases have raised many
difficult questions," but it insists throughout that applying the protection
of § 6-5-391(a) to frozen embryos is not one of those difficulties because
"existing black-letter law" dictates our answer to the central question. __
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So. 3d at __. Indeed, the main opinion states that the text of § 6-5-391(a)
is "clear" and that there is no ambiguity as to whether its protection
applies to frozen embryos. __ So. 3d at __.
"Too often, a court's conclusion that statutory language is
'plain' is a substitute for careful analysis. At best, such
unexplained conclusions are based on a judge's gestalt sense
of the best meaning of the words in question. At worst, the
bare insistence that statutory language is 'plain' is cover
(perhaps subconscious) for judicial policymaking."
Carranza v. United States, 267 P.3d 912, 916 (Utah 2011) (opinion of Lee,
J., joined by one other Justice).
In my judgment, the main opinion's view that the legal conclusion
is "clear" and "black-letter law" is problematic because when the
Wrongful Death of a Minor Act was first enacted in 1872, and for 100
years thereafter, IVF was not even a scientific possibility. Likewise,
although it may be true that "the phrase 'minor child' … in everyday
parlance" has long included an "unborn child," the main opinion fails to
acknowledge that, at the time the Wrongful Death of a Minor Act was
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enacted -- and long thereafter -- the term "unborn child" was only
understood to refer to a child within its mother's womb. 24 __ So. 3d at __.
The main opinion's contention that "[t]he central question
presented in these consolidated appeals … is whether the [Wrongful
Death of a Minor] Act contains an unwritten exception to th[e] rule" that
the Act "allows parents of a deceased child to recover punitive damages
for their child's death" is similarly simplistic. __ So. 3d at __. The
defendants have never argued for an "exception" to the Wrongful Death
24See, e.g., Wolfe, 291 Ala. at 331, 280 So. 2d at 761 (observing that
"the fetus or embryo is not a part of the mother, but rather has a separate
existence within the body of the mother" (emphasis added)); Clarke v.
State, 117 Ala. 1, 8, 23 So. 671, 674 (1898) (" 'When a child, having been
born alive, afterwards died by reason of any potion or bruises it received
in the womb, it seems always to have been the better opinion that it was
murder in such as administered or gave them.' " (quoting 3 Russell on
Crimes 6 (6th ed.))). Cf. Ex parte Ankrom, 152 So. 3d 397, 416 (Ala. 2013)
(observing, in the course of construing the term "child" in the chemical-
endangerment statute, that "[c]learly, for an unborn child, the mother's
womb is an essential part of its physical circumstances"). Indeed, even
with regard to IVF, a mother's womb is obviously an indispensable part
of pregnancy. See Maher v. Vaughn, Silverberg & Assocs., LLP, 95 F.
Supp. 3d 999, 1002 n.1 (W.D. Tex. 2015) (describing IVF as "a multi-step
medical procedure," and listing the final steps of that process to be "the
grown embryos are transferred into the patient's uterus" and then "the
patient takes supplemental hormones for the ensuing nine to eleven
days, and if an embryo implants in the lining of the patient's uterus and
grows, a pregnancy can result").
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of a Minor Act. The main opinion reaches that conclusion by implication
-- simply assuming that the term "minor child" includes frozen embryos
-- a wholesale adoption of the plaintiffs' argument. See Appellants' brief
in appeal no. SC-2022-0515, p. 19 (contending that the "[d]efendants'
arguments … create an exception to existing Alabama law so that not all
embryonic lives are treated equally under the law").
The main opinion then goes on in Part A.2. of its analysis to provide
reasons why this Court's many pronouncements about "congruence"
between Alabama's wrongful-death statutes and its criminal-homicide
statutes25 do not dictate importing the definition of the term "person" in
§ 13A-6-1(a)(3), Ala. Code 1975, into § 6-5-391(a). The reasoning in that
portion of the main opinion also strikes me as strained given the history
behind our wrongful-death statutes.
As this Court has observed numerous times, there was no right of
action for wrongful death at common law. See, e.g., Ex parte Bio-Med.
Applications of Alabama, Inc., 216 So. 3d 420, 422 (Ala. 2016) (" ' "A
wrongful death action is purely statutory; no such action existed at
25See, e.g., Mack, 79 So. 3d at 611 (observing that "this Court
repeatedly has emphasized the need for congruence between the criminal
law and our civil wrongful-death statutes").
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common law." ' " (quoting Ex parte Hubbard Props., Inc., 205 So. 3d 1211,
1213 (Ala. 2016), quoting in turn Waters v. Hipp, 600 So. 2d 981, 982
(Ala. 1992))); Giles v. Parker, 230 Ala. 119, 121, 159 So. 826, 827 (1935)
("There is no civil liability, under the common law, as interpreted in this
jurisdiction, against one who wrongfully or negligently causes the death
of a human being; and hence no right of action exists under the common
law therefor. The right of action is purely statutory."); Kennedy v. Davis,
171 Ala. 609, 611-12, 55 So. 104, 104 (1911) ("It has been decided and
many times reaffirmed by this court that actions under [the wrongful-
death statutes] are purely statutory. There was no such action or right of
action at common law."). This was also true for the wrongful death of a
minor child. See White v. Ward, 157 Ala. 345, 349, 47 So. 166, 167 (1908)
("There was no right of action at the common law for the death of the
child. … The right to recover damages for its death is therefore purely
statutory.").
The reasons for the common-law prohibition appear to have been
based on two legal concepts.
"The effect to be given the death of a person connected
with a tort rests almost entirely upon statutory foundations.
The common-law limitations that eventually led to legislative
reform were twofold. First was the rule that personal tort
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actions die with the person of either the plaintiff or the
defendant. This limitation is expressed by the maxim, actio
personalis moritur cum persona, which has roots deep in the
early history of English law. The second limitation was that
the death of a human being was not regarded as giving rise to
any cause of action at common law on behalf of a living person
who was injured by reason of the death. This latter is of more
recent origin as a distinct proposition, although it doubtless
rests in part on the same considerations that underlie the
other and older maxim of actio personalis moritur cum
persona."
Wex S. Malone, The Genesis of Wrongful Death, 17 Stan. L. Rev. 1043,
1044 (1965) (footnotes omitted). 26 Our wrongful-death statutes sought to
remedy that erroneous legal thinking. See, e.g., Suell v. Derricott, 161
Ala. 259, 262, 49 So. 895, 897 (1909) ("Statutes like ours were clearly
intended to correct what was deemed a defect of the common law, that
the right of action based on a tort or injury to the person died with the
person."); King v. Henkie, 80 Ala. 505, 509 (1886) ("The purpose of this,
and like legislation, was clearly to correct a defect of the common law, by
26See also Malone, 17 Stan. L. Rev. at 1055 (explaining that "[t]he
probable origin of the rule denying a cause of action for wrongful death
was the doctrine, since discarded, that when a cause of action disclosed
the commission of a felony the civil action was merged into the criminal
wrong"). Restatement (Second) of Torts § 925, cmt. a. (Am. Law Inst.
1979), also provides a nice summary of the genesis of wrongful-death
statutes.
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a rule of which it was well settled, that a right of action based on a tort
or injury to the person, died with the person injured. Under the maxim,
'Actio personalis moritur cum persona,' the personal representative of a
deceased person could maintain no action for loss or damage resulting
from his death.").
The close connection between Alabama's wrongful-death statutes
and its criminal-homicide statutes was reflected in the first wrongful-
death statute, Act No. 62, Ala. Acts 1871-72, p. 83, which was titled "AN
ACT To prevent homicides," and their shared purpose has been
repeatedly noted in our cases. See, e.g., Stinnett v. Kennedy, 232 So. 3d
202, 215 (Ala. 2016) (noting "the shared purpose of the Wrongful Death
Act and the Homicide Act to prevent homicide"); Ex parte Bio-Med.
Applications, 216 So. 3d at 424 (" '[The wrongful-death] statute
authorizes suit to be brought by the personal representative for a definite
legislative purpose -- to prevent homicide.' " (quoting Hatas v. Partin, 278
Ala. 65, 68, 175 So. 2d 759, 761 (1965))); Eich, 293 Ala. at 100, 300 So. 2d
at 358 ("[T]he pervading public purpose of our wrongful death statute ...
is to prevent homicide through punishment of the culpable party and the
determination of damages by reference to the quality of the tortious act.
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..."); Huskey, 289 Ala. at 55, 265 So. 2d at 597 ("One of the purposes of
our wrongful death statute is to prevent homicides.") Thus, it seems
logical to me for there to be a correlation between the persons protected
under Alabama's wrongful-death statutes and the persons protected
under Alabama's criminal-homicide statutes.
The main opinion is correct that the protection afforded in a civil
law certainly can be broader than its corollary in criminal law, but
nothing requires the civil law to be read more broadly, particularly given
the absence of legislative action on this subject. 27
27The main opinion asserts that Art. I, § 36.06(b) of the Alabama
Constitution of 2022, in stating that "it is the public policy of this state
to ensure the protection of the rights of the unborn child in all manners
and measures lawful and appropriate," "operates in this context as a
constitutionally imposed canon of construction, directing courts to
construe ambiguous statutes in a way that 'protect[s] … the rights of the
unborn child' equally with the rights of born children, whenever such a
construction is 'lawful and appropriate.' " __ So. 3d at __. The main
opinion offers no authority for taking § 36.06 as a canon of legal
construction, and I am not sure what an "appropriate" construction of the
law means.
More generally, it is unclear to me why a constitutional amendment
that was adopted in 2018 is somehow so central to deciding the specific
meaning of a statute that has substantively remained unchanged since
1872. In any event, " '[t]o declare what the law is, or has been, is a judicial
power; to declare what the law shall be, is legislative.' " Lindsay v. United
States Sav. & Loan Ass'n, 120 Ala. 156, 168, 24 So. 171, 174 (1898)
(quoting Thomas Cooley, Constitutional Limitations 114).
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Moreover, I find it interesting that the Human Life Protection Act,
§ 26-23H-1 et seq., Ala. Code 1975, which was enacted in 2019 -- well
after the Brody Act, which amended § 13A-6-1 of our criminal-homicide
statutes, (and also after the Sanctity of Unborn Life Amendment, i.e.,
Art. I, § 36.06, Ala. Const. 2022) -- defines an "unborn child" exactly the
same way the Brody Act defines a "person": "A human being, specifically
including an unborn child in utero at any stage of development,
regardless of viability." § 26-23H-3(7), Ala. Code 1975. In its amicus
curiae brief, the Alabama Medical Association states:
"[D]uring the debate on the Alabama Senate floor regarding
the Human Life Protection Act, Senator Clyde Chambliss, the
Bill's sponsor in the Alabama Senate, confirmed that the 'in
utero' language in the Act was intentional, since it was not
the intent of the Legislature through this Act to impact or
prevent the destruction of fertilized in vitro eggs because in
those circumstances, the woman is not pregnant. Likewise,
Eric Johnston, president of the Alabama Pro-Life Coalition
and one of the individuals who helped draft the Human Life
Protection bill, stated in an interview with the Washington
Post that the Bill would 'absolutely not' impact in vitro
fertilization. Mr. Johnston gave this statement in response to
the ACLU's misguided suggestion that the Act might affect in
vitro fertilization."
Alabama Medical Association's brief, pp. 30-31 (footnotes omitted). I fully
realize that such legislative history is not persuasive for purposes of
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statutory interpretation, but that history should give us pause regarding
any kind of expansive interpretation of the Brody Act.
I also take issue with a hypothetical employed by the main opinion
to support the decision. Despite asserting at the outset of its analysis that
"the Court today need not address" questions such as "the application of
the 14th Amendment to the United States Constitution to [IVF]
children," __ So. 3d at __, the main opinion nonetheless proceeds to share
-- and implicitly agree with -- a hypothetical posited by the plaintiffs that
purports to implicate the Equal Protection Clause of the 14th
Amendment. 28 The main opinion asserts that "one latent implication" of
the defendants' interpretation of § 6-5-391(a) is that
"even a full-term infant or toddler conceived through IVF and
gestated to term in an in vitro environment would not qualify
as a 'child' or 'person,' because such a child would both be (1)
'unborn' (having never been delivered from a biological womb)
and (2) not 'in utero.' And if such children were not legal
28It is, perhaps, telling that the plaintiffs and the main opinion
chose to insert a hypothetical federal equal-protection issue given that
there is no express equal-protection clause in the Alabama Constitution,
a fact this Court has noted on several occasions. See, e.g., Mobile
Infirmary Ass'n v. Tyler, 981 So. 2d 1077, 1104 (Ala. 2007) (observing
that " 'this Court has acknowledged that the Alabama Constitution
contains no equal-protection clause ….' " (quoting Mobile Infirmary Med.
Ctr. v. Hodgen, 884 So. 2d 801, 813 (Ala. 2003), and citing Ex parte Melof,
735 So. 2d 1172 (Ala. 1999))).
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'children' or 'persons,' then their lives would be unprotected
by Alabama law."
__ So. 3d at __ (footnote omitted).
First, in mentioning the foregoing hypothetical, the main opinion
ignores the fact that it is not now -- or for the foreseeable future --
scientifically possible to develop a child in an artificial womb so that such
a scenario could somehow unfold. 29 Second, the main opinion's choice to
29Perhaps in anticipation of that objection, the main opinion inserts
a footnote that selectively quotes from a couple of journal articles to make
it seem as if the time when artificial wombs for the earliest stages of
human life are a reality is just around the corner. See __ So. 3d at __ n.2.
That is simply untrue. See, e.g., Jen Christensen, FDA Advisers Discuss
Future of 'Artificial Womb' for Human Infants, CNN, Sept. 19, 2023 (at
the time of this decision, this article could be located at:
https://www.cnn.com/2023/09/19/health/artificial-womb-human-trial-
fda/index.html) (reporting that "[a] handful of scientists have been
experimenting with animals and artificial wombs," but that "no such
device has been tested in humans," and that, in any event, "[a]n artificial
womb is not designed to replace a pregnant person; it could not be used
from conception until birth. Rather, it could be used to help a small
number of infants born before 28 weeks of pregnancy, which is considered
extreme prematurity."); Stephen Wilkinson et al., Artificial Wombs
Could Someday be a Reality, The Conversation, Dec. 1, 2023 (at the time
of this decision, this article could be located at:
https://theconversation.com/artificial-wombs-could-someday-be-a-
reality-heres-how-they-may-change-our-notions-of-parenthood-217490)
(observing that even an artificial womb for premature babies "may be
many decades away" but that "artificial womb technologies could
eventually lead to 'full ectogenesis' -- growing a foetus from conception to
'birth' wholly outside the human body" (emphasis added)).
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include that emotionally charged hypothetical undermines its earlier
observation that "[a]ll parties to these cases, like all members of this
Court, agree that an unborn child is a genetically unique human being
whose life began at fertilization and ends at death."30 __ So. 3d at __. No
30I note that although I certainly agree with the above-quoted
statement from the main opinion, even that observation is not as simple
as it appears because of the terms involved.
"Notwithstanding various legislative pronouncements, from a
medical and scientific perspective, fertilization is currently
considered to be a chaotic and multi-step process, whereas
'conception' has variously been described as the time frame
between fertilization and implantation in a woman's uterus,
or the process of implantation. Precisely how long an in vitro
growing cell mass is considered an embryo versus a pre-
embryo, or whether the latter term is a legitimate distinction
has long been the subject of debate among scientists as well
as legal and ethical scholars."
Susan L. Crockin & Gary A. Debele, Ethical Issues in Assisted
Reproduction: A Primer for Family Law Attorneys, 27 J. Am. Acad.
Matrim. Law. 289, 299 (2015). See also McQueen v. Gadberry, 507
S.W.3d 127, 134 n.4 (Mo. Ct. App. 2016) (observing that " ' "Pre-embryo"
is a medically accurate term for a zygote or fertilized egg that has not
been implanted in a uterus. It refers to the approximately 14-day period
of development from fertilization to the time when the embryo implants
in the uterine wall and the "primitive streak," the precursor to the
nervous system, appears. An embryo proper develops only after
implantation. The term "frozen embryos" is a term of art denoting
cryogenically preserved pre-embryos.' " (quoting Elizabeth A. Trainor,
Annotation, Right of Husband, Wife, or Other Party to Custody of Frozen
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one -- not Mobile Infirmary Association, the Center for Reproductive
Medicine, the amicus Alabama Medical Association, my dissenting
colleagues, or anyone who disagrees with today's Court's decision -- is
suggesting that such a child, if he or she could be produced, should not
be protected by Alabama law.
Ultimately, as I stated at the outset, we must be guided by the
language provided in the Wrongful Death of a Minor Act and the manner
in which our cases have interpreted it. Under those guideposts, today's
result is correct. However, the decision undoubtedly will come as a shock
in some quarters of the State. I urge the Legislature to provide more
leadership in this area of the law given the numerous policy issues and
serious ethical concerns at stake,31 and the fact that there is little
Embryo, Pre-embryo, or Pre-zygote in Event of Divorce, Death, or Other
Circumstances, 87 A.L.R. 5th 253, 260 (2001))).
31See, e.g., Yehezkel Margalit, From (Moral) Status (of the Frozen
Embryo) to (Relational) Contract and Back Again to (Relational Moral)
Status, 20 Ind. Health L. Rev. 257, 257 (2023) ("The existing hundreds of
thousands of unused frozen embryos, coupled with the skyrocketing rate
of divorce, raise numerous moral, legal, social, and religious dilemmas.
Among the most daunting problems are the moral and legal status of the
frozen embryo; what should its fate be in the event of conflicts between
the progenitors?; and whether contractual regulation of frozen embryos
is valid and enforceable."); Caroline A. Harman, Defining the Third Way
-- the Special-Respect Legal Status of Frozen Embryos, 26 Geo. Mason L.
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Rev. 515, 516 (2018) (observing that, "[u]nfortunately, American courts
have not kept pace with the advancements happening in the field of ART
[assisted reproductive technology]" and that, "[m]ost often, frozen embryo
cases come to the courts during divorce suits between progenitors. Due
to the personal nature of ART, however, progenitors are less likely to seek
legal recourse when frozen embryos are negligently destroyed and the
harm caused by the clinic is shielded from the public eye. While suits
regarding negligent destruction of frozen embryos and suits when
progenitors stop paying storage fees are less common, they are not
without their legal and societal implications. When couples do turn to the
judicial system, the courts are often ill-equipped to answer such legal
questions in a manner that also considers the unique nature of ART and
the accompanying emotions of the progenitors." (footnotes omitted));
Shirley Darby Howell, The Frozen Embryo: Scholarly Theories, Case
Law, and Proposed State Regulation, 14 DePaul J. Health Care L. 407,
407 (2013) (explaining that "[u]sing IVF to assist individuals and couples
having trouble procreating would be seemingly positive, but the
procedure has resulted in serious unintended consequences that continue
to trouble theologians, physicians, and the courts. The ongoing legal
debate focuses on two principal questions: (1) whether a frozen embryo
should be regarded as a person, property, or something else and, (2) how
to best resolve disputes between gamete donors concerning disposition of
surplus frozen embryos."); Maggie Davis, Indefinite Freeze?: The
Obligations A Cryopreservation Bank Has to Abandoned Frozen
Embryos in the Wake of the Maryland Stem Cell Research Act of 2006,
15 J. Health Care L. & Pol'y 379, 396-97 (2012) (asserting that
"[c]ryopreservation is a scarce good, and is incredibly costly. For instance,
one California cryopreservation bank charged clients $375 a year,
prepaid, to store embryos. After many years, this can become incredibly
burdensome on the progenitors. When the fees become too burdensome,
there is a higher chance for couples to stop paying their fees, and
eventually fall out of contact with the clinic. As embryos are abandoned,
and storage fees are not paid, cryopreservation banks will likely need to
raise the costs of the fees to other customers in order to compensate."
(footnotes omitted)); Beth E. Roxland & Arthur Caplan, Should
Unclaimed Frozen Embryos Be Considered Abandoned Property and
Donated to Stem Cell Research?, 21 B.U. J. Sci. & Tech. L. 108, 109 (2015)
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regulation of the entire IVF industry. 32 Ultimately, it is the Legislature
that possesses the constitutional authority and responsibility to be the
final arbiter concerning whether a frozen embryo is protected by the laws
of this State. Without such guidance, I fear that there could be
unfortunate consequences stemming from today's decision that no one
intends.
(" 'As science races ahead, it leaves in its trail mind-numbing ethical and
legal questions.' " (quoting Kass v. Kass, 91 N.Y. 2d 554, 562, 696 N.E.2d
174, 178, 673 N.Y.S. 2d 350, 354 (1998) (citing John A. Robertson,
Children of Choice: Freedom and The New Reproductive Technologies
(1994))).
32See, e.g., Valerie A. Mock, Getting the Cold Shoulder:
Determining the Legal Status of Abandoned IVF Embryos and the
Subsequent Unfair Obligations of IVF Clinics in North Carolina, 52
Wake Forest L. Rev. 241, 257 (2017) (observing that "IVF centers are
largely a self-regulated industry, meaning that for better or for worse,
they receive little governmental oversight. There are no federal
regulations for the disposition of abandoned embryos, and very few states
have addressed it legislatively." (footnotes omitted)); Roxland & Caplan,
21 B.U. J. Sci. & Tech. L. at 115 (noting that "[n]o federal statutory law
or regulation generally governs the classification of frozen embryos. In
fact, only three states have enacted legislation concerning the disposition
of frozen embryos more generally: Louisiana, Florida, and New
Hampshire." (footnotes omitted)).
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SELLERS, Justice (concurring in the result in part and dissenting in
part).
These cases are not about when life begins, nuances of statutory
construction, or the definition of "minor child" or "person." And, contrary
to the main opinion, there is no black-letter law in Alabama, or any other
state, to help us. 33 Regrettably, these cases use the specter of destroying
human life to craft a narrative involving the protection of unborn children
to cynically inflame worries about the sanctity of life under Alabama law.
In reality, these cases concern nothing more than an attempt to
design a method of obtaining punitive damages under Alabama's
Wrongful Death of a Minor Act, § 6-5-391, Ala. Code 1975, by concluding
that frozen embryos, negligently destroyed, are entitled to the same
protections as a fetus inside a mother's womb. Parsing the Brody Act, Act
No. 2006-419, Ala. Acts 2006, codified as § 13A-6-1, Ala. Code 1975
(which is a part of Alabama's criminal-homicide statutes), and employing
any sequence of linguistic gymnastics, cannot yield the conclusion that
embryos developed through in vitro fertilization were intended by the
legislature to be included in the definition of "person," see § 13A-6-
33Otherwise, the duration of oral argument would not have
approached two hours.
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1(a)(3), much less the definition of "minor child," see § 6-5-391(a). It is
clear from the four corners of the Brody Act that the legislative intent
was to protect unborn life, regardless of viability, from violence
perpetrated against the mother. Previously, to impose criminal sanctions
for the murder of an unborn child was impossible. See Act No. 77-607,
§ 2001(2), Ala. Acts 1977 (amended in 2006 by the Brody Act) (" 'Person,'
when referring to the victim of a criminal homicide, means a human
being who had been born and was alive at the time of the homicidal act."
(emphasis added)). The Brody Act eliminated not only this born-alive
requirement but also any viability threshold to create the bright-line rule
that, if a woman is pregnant, an embryo in utero receives all the
protections that a viable life would be afforded under the laws of
Alabama. See § 13A-6-1(a)(3). Thus, and in light of Justice Houston's
special writings in Gentry v. Gilmore, 613 So. 2d 1241, 1245 (Ala. 1993)
(Houston, J., concurring in the result), and Lollar v. Tankersley, 613 So.
2d 1249, 1253 (Ala. 1993) (Houston, J., concurring in the result), which
"emphasized the need for congruence between the criminal law and our
civil wrongful-death statutes," Mack v. Carmack, 79 So. 3d 597, 611 (Ala.
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2011), this Court held "that the Wrongful Death [of a Minor] Act permits
an action for the death of a previable fetus." Id.
But interpreting the Brody Act as we are asked to do here is a
judgment call. In short, we must determine whether to constrain
ourselves to the clear intent of the Act or whether to inform our
interpretation using extraneous means to reach a result clearly contrary
to anything the Act ever intended. The majority's conclusion that an
action may be maintained under the Wrongful Death of a Minor Act for
the negligent destruction of an in vitro embryo -- an atextual conclusion
purportedly reached by utilizing the Brody Act's definition of "person" to
inform the Wrongful Death of a Minor Act's definition of "minor child" -- is
clearly contrary to the intent of the legislature. To equate an embryo
stored in a specialized freezer with a fetus inside of a mother is engaging
in an exercise of result-oriented, intellectual sophistry, which I am
unwilling to entertain.
Furthermore, I am puzzled by the majority and concurring opinions'
references to Article I, § 36.06, of the Alabama Constitution of 2022. We
have repeatedly stated that " '[a] court has a duty to avoid constitutional
questions unless essential to the proper disposition of the case.' " Lowe v.
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Fulford, 442 So. 2d 29, 33 (Ala. 1983) (quoting trial court's order citing
other cases). The majority believes the word "child" is unambiguous, yet
it opines in dicta, without any citation to authority, that if the word
"child" were ambiguous, § 36.06 acts "as a constitutionally imposed canon
of construction, directing courts to construe ambiguous statutes in a way
that 'protect[s] ... the rights of the unborn child' equally with the rights
of born children." __ So. 3d at __. Respectfully, § 36.06 neither operates
in such a fashion nor commands this Court to override legislative acts it
believes "contraven[e] the sanctity of unborn life." __ So. 3d at __ (Parker,
C.J., concurring specially). Section 36.06 states, in relevant part, "that it
is the public policy of this state to ensure the protection of the rights of
the unborn child in all manners and measures lawful and appropriate."
§ 36.06(b). Because all policy determinations are vested in our
legislature, this includes those determinations regarding the sanctity of
unborn life. Therefore, § 36.06 merely reaffirms that "the judicial branch
may not exercise the legislative or executive power." Art. III, § 42(c), Ala.
Const. 2022. Accordingly, this Court has no authority to determine
whether legislation concerning or relating to unborn life defies § 36.06;
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that authority lies only with the People of this State, acting through their
elected representatives.
Any public-policy ramifications of any decision in these cases are
outside the purview of this Court, and they are more appropriately
reserved for the legislature. Should the legislature wish to include in
vitro embryos in the definition of "minor child," it may easily do so.
Absent any specific legislative directive, however, we should not read
more into a legislative act than the legislature did so itself. Thus, as to
the majority opinion's conclusion regarding the Wrongful Death of a
Minor Act, I respectfully dissent.
Insofar as the majority opinion affirms the trial court's dismissal of
the plaintiffs' negligence and wantonness claims, I concur in the result. I
must necessarily disagree with the majority opinion's mootness rationale
on account of my dissent as to the majority opinion's analysis and
conclusion regarding the Wrongful Death of a Minor Act.
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COOK, Justice (dissenting).
I respectfully dissent. The first question that this Court is being
asked to decide in these appeals is whether Alabama's Wrongful Death
of a Minor Act ("the Wrongful Death Act"), see § 6-5-391, Ala. Code 1975,
as passed by our Legislature, provides a civil cause of action for money
damages for the loss of frozen embryos. This is a question of the meaning
of the words in that Act, as it was originally passed and understood in
1872.
My sympathy with the plaintiffs and my deeply held personal views
on the sanctity of life cannot change the meaning of words enacted by our
elected Legislature in 1872. Even when the facts of a case concern
profoundly difficult moral questions, our Court must stay within the
bounds of our judicial role.
Limiting our role to interpreting the existing words in a statute and
letting the Legislature decide changes is one of the basic teachings of the
United States Supreme Court's recent decision in Dobbs v. Jackson
Women's Health Organization, 597 U.S. 215 (2022). In that case, the
United States Supreme Court overruled Roe v. Wade, 410 U.S. 113
(1973), and returned the hotly disputed issue of abortion to the citizens
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in each state, so that their elected representatives could pass laws
addressing that issue. In concluding that the authority to regulate
abortion "must be returned to the people and their elected
representatives," the Supreme Court in Dobbs explained that "respect for
a legislature's judgment applies even when the laws at issue concern
matters of great social significance and moral substance." 597 U.S. at 292
and 302. The Supreme Court further explained that it " 'has neither the
authority nor the expertise to adjudicate those disputes' " and that
" 'courts do not substitute their social and economic beliefs for the
judgment of legislative bodies.' " Id. at 289 (quoting Ferguson v. Skrupa,
372 U.S. 726, 729-30 (1963)).
Over the years, our Court has repeatedly said the same thing.
Specifically, our Court has made clear that we are "not at liberty to
rewrite statutes or to substitute [our] judgment for that of the
Legislature." Ex parte Carlton, 867 So. 2d 332, 338 (Ala. 2003). Further,
our Court has repeatedly made clear that "public-policy arguments
should be directed to the legislature, not to this Court." Ex parte Ankrom,
152 So. 3d 397, 420 (Ala. 2013) (emphasis added).
Statutes Do Not Evolve. The Legislature Amends Them.
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On rare occasions, our Court's decisions have included language
that departed from the rule that the Legislature -- and not this Court --
updates statutes. For example, in Eich v. Town of Gulf Shores, 293 Ala.
95, 99, 300 So. 2d 354, 357 (1974), this Court wrote that "it is often
necessary to breathe life into existing laws less they become stale and
shelfworn" "in order that existing law may become useful law to promote
the ends of justice." This is both dicta and fundamentally wrong.
It is not our role to expand the reach of a statute and "breathe life"
into it by updating or amending it. It is also not our role to consider
whether a law has become "stale" or "shelfworn." 34 This is the same error
made by those commentators who advocate for a living constitution and
argue that the words in our Constitution should evolve over time.35
34See Craft v. McCoy, 312 So. 3d 32, 37 (Ala. 2020) (recognizing that
"'"'"'when determining legislative intent from the language used in a
statute, a court may explain the language, but it may not detract from or
add to the statute'"'"'") (citations omitted)); and Ex parte Coleman, 145
So. 3d 751, 758 (Ala. 2013) (recognizing that " '[t]he judiciary will not add
that which the Legislature chose to omit' " (quoting Ex parte Jackson, 614
So. 2d 405, 407 (Ala. 1993))).
35See generally Antonin Scalia & Bryan A. Garner, Reading Law:
The Interpretation of Legal Texts 403-10 (Thomson/West 2012); Joe
Carter, Justice Scalia Explains Why the "Living Constitution" is a Threat
to America, Action Inst. (May 14, 2018) (at the time of this decision, this
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Instead, it is the role of the Legislature to determine whether a law
is outdated (for instance, because of new technology) and, thus, requires
updating. If our Court does "breathe life" into a law by expanding its
reach, we short-circuit the legislative process and violate the Alabama
Constitution's separation-of-powers clause. That clause provides that,
"[t]o the end that the government of the State of Alabama may be a
government of laws and not of individuals, … the judicial branch may not
exercise the legislative or executive power." Ala. Const. 2022, Art. III, §
42(c). Substituting our own meaning "turn[s] this Court into a legislative
body, and doing that, of course, would be utterly inconsistent with the
doctrine of separation of powers." DeKalb Cnty. LP Gas Co. v. Suburban
Gas, Inc., 729 So. 2d 270, 276 (Ala. 1998).
Separation of powers is part of our Constitution for a reason -- there
are real advantages to the Legislature -- and not this Court -- making
such decisions. See Jay Mitchell, Textualism in Alabama, 74 Ala. L. Rev.
1089, 1097 (2023) (explaining that "[t]here is a reason that the people
elected legislators to formulate public policy, and there is every reason to
article could be located at: https://rlo.acton.org/archives/101616-justice-
scalia-explains-why-the-living-constitution-is-a-threat-to-america.html).
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think they are better at it and better situated to be accountable for their
choices than judges are" (emphasis in original)). In fact, the drafters of
the Alabama Constitution felt the separation-of-powers principle was so
important that they made it an express clause in our Constitution,
whereas the drafters of the Constitution of the United States did not.36
The facts of these cases certainly illustrate why the Legislature is best
suited to weigh competing interests and write comprehensive legislation,
after full input from the public and thorough study.
Why I Dissent
I dissent because the main opinion violates this fundamental
principle -- that is, that the legislative branch and not the judicial branch
updates laws -- by expanding the meaning of the Wrongful Death Act
beyond what it meant in 1872 without an amendment by the Legislature.
I also dissent because I believe the main opinion overrules our recent
Wrongful Death Act caselaw that requires "congruence" between the
definition of "person" in Alabama's criminal-homicide statutes and the
36Birmingham-Jefferson Civic Ctr. Auth. v. City of Birmingham,
912 So. 2d 204, 212 (Ala. 2005) (explaining that "[t]he Constitution of
Alabama expressly adopts the doctrine of separation of powers that is
only implicit in the Constitution of the United States").
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definition of "minor child" in the Wrongful Death Act. Both the original
public meaning and this recent caselaw indicate the same result here --
that the Wrongful Death Act does not address frozen embryos.
Moreover, there are other significant reasons to be concerned about
the main opinion's holding. No court -- anywhere in the country -- has
reached the conclusion the main opinion reaches. And, the main opinion's
holding almost certainly ends the creation of frozen embryos through in
vitro fertilization ("IVF") in Alabama. The plaintiffs themselves
explained in oral argument:
"But today we're here advocating on behalf of plaintiffs who
are supporters of in vitro fertilization. It worked for them.
They have two beautiful children in each family because of in
vitro fertilization. The notion that they would do anything to
hinder or impair the right or access to IVF therapy is flat
wrong. That's not why we're here."
Supreme Court of Alabama, Supreme Court O/A Mobile Alabama,
YouTube 19:14 (Sep. 21, 2023) (at the time of this decision, this oral-
argument session could be located at: https://www.youtube.com/watch?v
=L08KGhNSDME) (emphasis added). It is not my role to judge whether
ending this medical procedure is good or bad -- but it doubtless will have
a huge impact on many Alabamians. And it underscores the need to have
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the Legislature -- not this Court -- address these issues through the
legislative process.
In addition to the reasons stated above, I also dissent because the
main opinion does not reach the second question presented in these
appeals -- that is, whether the trial court prematurely dismissed the
plaintiffs' negligence and wantonness claims at the pleading stage.
Those claims present an alternative pathway to protect frozen embryos,
a pathway without many of the problems presented by the Wrongful
Death Act claims.
There is no dispute in these cases about when life begins. All
parties agree on that issue. I specifically asked the defendants at oral
argument: "[s]o, is it your position that … these were lives?" And they
responded: "It is, Justice Cook. I think that the … embryo is a life, but
the issue today is whether an embryo is a child protected under the
[Wrongful Death Act]." Supreme Court of Alabama, Supreme Court O/A
Mobile Alabama, YouTube 1:17:49 (Sep. 21, 2023).
The defendants nevertheless present a "catch-22" argument in
support of the dismissal of those claims. On the one hand, they allege
that the plaintiffs' wrongful-death claims were properly dismissed
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because their frozen embryos are not "minor children" under the
Wrongful Death Act. On the other hand, they allege that the trial court
properly dismissed the plaintiffs' negligence and wantonness claims
because their frozen embryos each represent "a life." I am deeply troubled
by this argument and the consequences that could result from adopting
this position.
However, as explained below, there is no need for this Court to
reach this "catch-22" argument at this time because it is simply too soon
to dismiss those claims under Alabama's liberal pleading rules. It is for
this reason that I would reverse the trial court's dismissal of the
plaintiffs' negligence and wantonness claims.
I. The Plaintiffs' Wrongful-Death Claims
A. The Wrongful Death Act -- A Purely Statutory Claim
This Court has previously observed that wrongful-death actions
"are purely statutory," meaning "[t]here was no such action or right of
action at common law." Kennedy v. Davis, 171 Ala. 609, 611-12, 55 So.
104, 104 (1911) (emphasis added). The Alabama Legislature, therefore,
has the responsibility of declaring who is covered by this private right of
action.
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The Legislature originally passed the Wrongful Death Act in 1872,
and the Act was later codified in the Code of Alabama in 1876. See Ala.
Code 1876, § 2899. The Act states, in relevant part, that "[w]hen the
death of a minor child is caused by the wrongful act, omission, or
negligence of any person, … the father, or the mother, ... of the minor
may commence an action." § 6-5-391(a) (emphasis added).
Unfortunately, the Wrongful Death Act does not define the term
"minor child." Although the Act was last amended in 1995, see Ala. Acts
1995, Act No. 95-774, § 1, the phrase "[w]hen the death of a minor child
is caused by the wrongful act … of any person" has remained unchanged
from the Act's initial inception in 1872, and no change has ever been
made to it bearing on the meaning of the term "minor child."
B. We Should Use the Original Public Meaning of the Wrongful Death
Act's Words
With no definition of "minor child" having been provided by the
Legislature, this Court must decide how to interpret the meaning of that
term as used in the Wrongful Death Act. I believe in originalism, which
means that we should apply the original meaning of the words as those
words were used in the Act when it was passed in 1872. In other words,
I apply the "original public meaning" of the words. As Justice Mitchell
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has observed, "the meaning of a law is its original public meaning, not its
modern meaning." Mitchell, supra, at 1092 (some emphasis added; some
emphasis in original); see also Barnett v. Jones, 338 So. 3d 757, 768 (Ala.
2021) (Mitchell, J., concurring specially); Ex parte Pinkard, 373 So. 3d
192, 207 (Ala. 2022) (Mitchell, J., concurring specially); Gulf Shores City
Bd. of Educ. v. Mackey, [Ms. 1210353, Dec. 22, 2022] __ So. 3d __, __ (Ala.
2022) (Mitchell, J., concurring in part and concurring in the result). 37
One of the leading scholars on this approach has undoubtedly been
Justice Antonin Scalia. In Reading Law: The Interpretation of Legal
Texts 33 (Thomson/West 2012), Justice Scalia and Bryan A. Garner
explain that when a court is required to interpret the words in a statute,
it should consider "how a reasonable reader, fully competent in the
language, would have understood the text at the time it was issued."
(Emphasis added). 38 See also id. at 7892 (referring to this as the "fixed-
37See also Mitchell, supra, at 1103 (explaining that "[w]hen judges
say words should be given their 'ordinary' meaning, we do not mean that
each word in a text always takes its literal meaning or its most
statistically common meaning. We mean instead that words must be
given the meaning that an ordinary reasonable person would ascribe to
them after reading them in context.").
38As Justice Mitchell notes in Textualism in Alabama, supra, "[o]ur
court, along with the U.S. Supreme Court and courts within the United
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meaning canon" and as the "original public meaning" of a statute); New
Prime Inc. v. Oliveira, 586 U.S. ____, ____, 139 S. Ct. 532, 539 (2019)
(noting that " '[i]t's a "fundamental canon of statutory construction" that
words generally should be "interpreted as taking their ordinary ...
meaning ... at the time Congress enacted the statute."' Wisconsin Central
Ltd. v. United States, 585 U.S. ____, ____, 138 S. Ct. 2067, 2074, 201 L.
Ed. 2d 490 (quoting Perrin v. United States, 444 U.S. 37, 42, 100 S. Ct.
311, 62 L. Ed. 2d 199 (1979))."). 39
Because "[w]ords change meaning over time, and often in
unpredictable ways," Justice Scalia and Garner explain that it is
important to give words in statutes the meaning they had when they
were adopted to avoid changing what the law is. Scalia & Garner, supra,
at 78 (emphasis added). "By anchoring the meaning of a text to the
objective indication of its words at a fixed point in time, … a judges'
States Court of Appeals for the Eleventh Circuit, has cited Reading Law
numerous times." 74 Ala. L. Rev. at 1107.
39Consistentwith applying original public meaning, this Court has
explained that "'[t]he court knows nothing of the intention of an act,
except from the words in which it i s expressed, applied to the facts
existing at the time, the meaning of the law being the law itself.'"
Maxwell v. State, 89 Ala. 150, 161, 7 So. 824, 827 (1890) (citation
omitted).
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abilities to 'update' laws as they go along" is constrained. Mitchell, supra,
at 1096.
Again, because this Court is in the judicial branch, its role is
limited, and applying the "original public meaning" of the words in a
statute helps this Court to stay within its constitutional role, which is a
fundamental part of democracy. See Scalia & Garner, supra, at 82-83
(recognizing that "[o]riginalism is the only approach to text that is
compatible with democracy. When government-adopted texts are given
a new meaning, the law is changed; and changing written law, like
adopting written law in the first place, is the function of the first two
branches of government -- elected legislators and … elected executive
officials and their delegates."). After all, if judges could freely invest old
statutory terms with new meanings, this Court would risk amending
legislation outside the "single, finely wrought and exhaustively
considered, procedure" the Constitution commands. Immigration and
Naturalization Serv. v. Chadha, 462 U.S. 919, 951 (1953).
1. The Original Public Meaning of "Minor Child" Can Be Found in
the Common Law -- "The authorities … are unanimous."
The common law answers the question whether the term "minor
child" as used in the Wrongful Death Act was broad enough in 1872 to
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reach a frozen embryo today. In Alabama, it is a well-settled principle of
law that the common law governs unless expressly changed by the
statutes passed by our Legislature. Our Court has repeatedly held that
"'[a]ll statutes are construed in reference to the principles of the common
law; and it is not to be presumed that there is an intention to modify, or
to abrogate it, further than may be expressed, or than the case may
absolutely require.'" State v. Grant, [Ms. 1210198, Sept. 9, 2022] ____ So.
3d ____, ____ (Ala. 2022) (quoting Beale v. Posey, 72 Ala. 323, 330 (1882))
(emphasis added); see also Ex parte Christopher, 145 So. 3d 60, 65 (Ala.
2013) (observing that " 'statutes [in derogation or modification of the
common law] are presumed not to alter the common law in any way not
expressly declared' " (quoting Arnold v. State, 353 So. 2d 524, 526 (Ala.
1977) (emphasis added)). 40
40See also Holmes v. Sanders, 729 So. 2d 314, 316 (Ala. 1999)
(" '[T]he common law is the base upon which all of the laws of this State
have been constructed, and when our courts are called upon to construe
a statute, … they must read the statute in light of the common law.' ")
(citation omitted); Ivey v. Wiggins, 276 Ala. 106, 108, 159 So. 2d 618, 619
(1964) (recognizing that "[l]egislative enactments in modification of the
common law should be clear and such as to prevent reasonable doubt as
to the legislative intent and of the limits of such change"). Further
"statutes being in derogation of the common law, must be strictly
construed, and cannot be extended in their operation and effect by
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The Alabama Code also expressly mandates that the common law
remains in effect absent actual changes by the Legislature. See § 1-3-1,
Ala. Code 1975 ("The common law of England, so far as it is not
inconsistent with the Constitution, laws and institutions of this state,
shall, together with such institutions and laws, be the rule of decisions,
and shall continue in force, except as from time to time it may be altered
or repealed by the Legislature." (emphasis added)).
Similarly, Justice Mitchell has previously recognized that "[a]
statute that uses a common-law term, without defining it, adopts its
common-law meaning." Mitchell, supra, at 1130 (emphasis added).
Other authorities agree that we must "presume the legislature retained
the common-law meaning." 3A Norman J. Singer and J.D. Shambie
Singer, Statutes and Statutory Construction § 69:9 (7th ed. 2010) (quoted
approvingly by Mitchell, supra, at 1130).
So, what did the common law indicate in 1872? There is no doubt
that the common law did not consider an unborn infant to be a child
capable of being killed for the purpose of civil liability or criminal-
doubtful implication." Mobile Battle House, Inc. v. Wolf, 271 Ala. 632,
639, 126 So. 2d 486, 493 (1961) (emphasis added).
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homicide liability. In fact, for 100 years after the passage of the Wrongful
Death Act, our caselaw did not allow a claim for the death of an unborn
infant, confirming that the common law in 1872 did not recognize that an
unborn infant (much less a frozen embryo) was a "minor child" who could
be killed.
For example, in 1926, this Court, for the first time, addressed the
issue whether the Wrongful Death Act permitted claims for the death of
an unborn fetus who died from prenatal injuries. Citing cases from other
jurisdictions, this Court in Stanford v. St. Louis-San Francisco Railway
Co., 214 Ala. 611, 612, 108 So. 566, 566 (1926), held that the Wrongful
Death Act did not permit recovery for injuries during pregnancy that
resulted in the death of the fetus.
In support of that holding, our Court wrote:
" 'The doctrine of the civil law and the ecclesiastical and
admiralty courts … that an unborn child may be regarded as
in esse … is a mere legal fiction, which, so far as we have been
able to discover, has not been indulged in by the courts of
common law to the extent of allowing an action by an infant
for injuries occasioned before its birth. If the action can be
maintained, it necessarily follows that an infant may
maintain an action against its own mother for injuries
occasioned by the negligence of the mother while pregnant
with it. We are of opinion that the action will not lie.' "
214 Ala. at 612, 108 So. at 567 (quoting Allaire v. St. Luke's Hosp., 184
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Ill. 359, 368, 56 N.E. 638, 640 (1900)) (emphasis added). We emphasized:
"The authorities, however, are unanimous in holding that a prenatal
injury affords no basis for an action in damages, in favor either of the
child or its personal representative." 214 Ala. at 612, 108 So. at 566
(emphasis added).
For many years afterwards, this Court maintained this position.
See, e.g., Birmingham Baptist Hosp. v. Branton, 218 Ala. 464, 467, 118
So. 741, 743 (1928) (recognizing that "[t]his court has established a
general line of demarcation between the civil rights of the mother and
child to be born. It is concurrent with separate existence of the mother
and child by the birth; and parental injury before the birth is no basis for
action in damages by the child or its personal representative."); Snow v.
Allen, 227 Ala. 615, 619, 151 So. 468, 471 (1933) (recognizing that "[s]o
long as the child is within the mother's womb, it is a part of the mother,
and for any injury to it, while yet unborn, damages would be recoverable
by the mother in a proper case").
Thus, the common law in Alabama before 1872, and for 100 years
afterward, was clear: " 'The doctrine of the civil law … that an unborn
child may be regarded as in esse … is a mere legal fiction, which … has
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not been indulged in by the courts of common law to the extent of allowing
an action by an infant for injuries occasioned before its birth.' " Stanford,
214 Ala. at 612, 108 So. at 566 (citation omitted; emphasis added). 41
2. The Main Opinion's Responses to the Common-Law are Mistaken
The main opinion provides four responses to the position that the
common law did not consider an unborn infant to be a minor child capable
of being killed for the purpose of civil liability or criminal-homicide
liability: (1) that the common-law homicide rule was merely an
"evidentiary rule," (2) that a dictionary from the 1800s includes a
definition of "child" that did not provide an "exception" for unborn
infants, (3) that William Blackstone (among other things) "grouped" the
"rights" of unborn children with the "Rights of Persons," and (4) that the
defendants' argument seeks an "exception" to the definition of "minor
child" for frozen embryos. Each of these arguments is mistaken. I will
address them one at a time.
First, the main opinion notes that "[i]t is true, as Justice Cook
41Again, we must follow the original public meaning of the statute,
even if we might believe that the meaning is ill-informed, unwise, or
outdated. If a meaning of a statute is, in fact, ill-informed, unwise, or
outdated, the Legislature -- not this Court -- must amend or update that
statute.
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emphasizes, that the common law spared defendants from criminal-
homicide liability for killing an unborn child unless the prosecution could
prove that the child had been 'born alive' before dying from its injuries."
____ So. 3d at ____ n.6. Nevertheless, the main opinion goes on to assert
that the common-law "born-alive" rule was "an evidentiary rule rather
than … a substantive limitation on personhood." Id.42
The main opinion cites no Alabama authority in support of its
"evidentiary rule" argument. The only authority cited is a law-review
article from 2009, which in turn relies on a second law-review article from
42The main opinion also asserts that we can ignore the common-law
criminal-law rule that it admits existed, because the criminal law has
always been "'out of step with the treatment of prenatal life in other
areas of law.'" ____ So. 3d at ____ n.6 (quoting Dobbs, 597 U.S. at 247).
It does not cite any Alabama law for this assertion.
Regardless, this assertion is directly contrary to our Court's
repeated holdings that there should be "congruence" between the
Wrongful Death Act and Alabama's criminal-homicide statutes (as
discussed more fully below). See Mack, 79 So. 3d at 611. Even if it were
not, this argument is nevertheless irrelevant given that the common-law
rule in the civil-law context in Alabama was the same rule as the
criminal-law rule. See, e.g., Stanford, 214 Ala. at 612, 108 So. at 566.
Further, Dobbs did not say that the criminal law could be ignored
in determining the meaning of the common law. Instead, the main
opinion's quote from Dobbs merely concerned a debate over the "basis"
for a different common-law rule (the quickening rule) -- an issue that the
Dobbs Court did not even decide. 597 U.S. at 247.
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1987. 43 See id. (citing Joanne Pedone, Filling the Void: Model Legislation
for Fetal Homicide Crimes, 43 Colum. J. L. & Soc. Probs. 77, 82 (2009),
citing in turn Clarke D. Forsythe, Homicide of the Unborn Child: The
Born Alive Rule and Other Legal Anachronisms, 21 Val. U. L. Rev. 563,
586 (1987)).
Regardless, the main opinion is mistaken. Our caselaw makes clear
that this common law was a substantive rule of law -- both in the criminal
context and in the civil context. Stanford, 214 Ala. at 612, 108 So. at 567
(concluding that a wrongful-death action for an unborn child "'will not
lie'" (citation omitted; emphasis added)); Clarke v. State, 117 Ala. 1, 8,
23 So. 671, 674 (1898) (recognizing that " '[a]n infant in its mother's
womb, not being in rerum natura, is not considered as a person who can
43Although the main opinion cites to Dobbs in an apparent effort to
support these two law-review articles, Dobbs did not hold, or even
suggest, that this common-law rule was merely an evidentiary rule and
not a substantive rule of law. Instead, as noted above, the page in Dobbs
cited by the main opinion contains a discussion of a debate over the
possible "basis" for the "quickening rule." Dobbs, 597 U.S. at 247.
Moreover, Dobbs concluded that even the debate over the "basis" of the
"quickening rule" was "of little importance." Id. In the present appeals,
the "basis" for the common-law rule that an unborn infant could not be
killed is not at issue. Even if we were to assume that the "basis" for this
common-law rule was unwise, it was still the rule in effect at the time
the Wrongful Death Act was passed and therefore is part of the original
public meaning of that Act unless the Legislature amends it.
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be killed within the description of murder ….' " (quoting 3 Russell on
Crimes (6th ed.)) (emphasis added)). The main opinion does not cite or
distinguish either of these Alabama cases. Nor would it matter if it was
an "evidentiary rule" because even an evidentiary rule would still
indicate the original public meaning of the statute (that is, what a
"reasonable reader" at the time of passage understood the law to be). The
main opinion also cites no caselaw holding that an "evidentiary rule"
(even if one applied here) should be ignored in determining the original
public meaning. Further, even if the common law were a mere
evidentiary rule (and it was not), it would be an irrebuttable evidentiary
rule as clearly shown by the cases and language cited above.
Second, the main opinion argues that the "leading dictionary of that
time defined the word 'child' as 'the immediate progeny of parents' and
indicated that this term encompassed children in the womb." ____ So. 3d
at ____ (citing Noah Webster et al., An American Dictionary of the
English Language 198 (1864) (quoting the first listed definition).
However, this Court cannot ascertain the meaning of disputed terms
merely by "plugging a string of words into a dictionary and running with
the first results that come up." Mitchell, supra, at 1091. Instead, "words
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are given meaning by their context." Scalia & Garner, supra, at 56.
Here, the context indicates that the main opinion is mistaken. The
cited dictionary does not "indicate[] that this term encompassed children
in the womb." Instead, it indicates the opposite. The same first definition
of "child" also states: "The term is applied to infants from their birth; but
the time when they cease ordinarily to be so called, is not defined by
custom." Webster, supra, at 198. (emphasis added).44 "From their birth"
44The main opinion argues in a footnote that the language in the
first definition of "child" merely "contrasts newborns with older children
in order to make the point that there is no clear-cut time at which a young
person transitions from childhood to adulthood." ____ So. 3d at ____ n.5.
But this is not the plain meaning of the language in the definition of
"child": "[t]he term is applied to infants from their birth." Webster, supra,
at 198. And, our Court is not in a position to speculate about what the
subjective intent of the author of an 1864 dictionary might have been --
that is, whether this plain language was included merely "in order to
make the point." See Scalia & Garner, supra, at 30 ("Subjective intent is
beside the point. … Objective meaning is what we are after ….").
In that same footnote (and in a parenthetical in the text of the main
opinion), the main opinion also quotes the last line of the definition in
this dictionary (line 41 -- under the seventh definition). ____ So. 3d at
____ n.5. However, this quotation is simply an illustration. Webster,
supra, at 198 ("To be with child, to be pregnant"). Again, this illustration
does not contradict the common law or Alabama law of the time. In fact,
to the extent that this illustration could mean anything in these appeals,
it would tend to show that a frozen embryo outside of a mother would not
have been part of the public meaning of "minor child" in 1872 because
there would be no mother who was "pregnant."
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means after they were born.
Further, the language quoted in the text of the main opinion is
general in nature ("immediate progeny of parents") and thus fails to
answer the question whether a frozen embryo is a "minor child" as that
term was understood in 1872. This general definition also does not
contradict the common law in any way. As explained above, the common
law (and Alabama law) is definite, and it does indicate that, in 1872, the
public meaning of "minor child" as used in the Wrongful Death Act did
not include an unborn infant (or a frozen embryo).
In the same vein, the main opinion cites Blackstone's
Commentaries and argues (1) that it "expressly grouped the rights of
unborn children" with the "'Rights of Persons,'" (2) "consistently
described unborn children as 'infant[s]' or 'child[ren],'" and (3) spoke of
"such children as sharing in the same right to life that is 'inherent by
nature in every individual.'" ____ So. 3d at ____ (quoting 1 William
Finally, the main opinion argues that the definition of a different
word --"childbearing" -- "drives home the point" when it "describes
'childbearing' as the act of 'bearing children' in the womb." Id. However,
the definition is far less clear. Instead it states that "childbearing" is
"[t]he act of producing or bringing forth children; parturition."
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Blackstone's Commentaries on the Laws of England *125-26). The main
opinion's characterization of these principles in Blackstone's
Commentaries is mistaken.
First, none of this contradicts the Alabama caselaw cited above. In
fact, the snippets quoted by the main opinion do not state, one way or the
other, whether an unborn infant could be killed under the common law
(whether for civil or criminal purposes). Second, how a list of rights were
"grouped" seems insignificant at best, and the main opinion provides no
explanation for why this is even relevant, much less important. Third,
although the main opinion's assertion that children share the "same right
to life" is certainly true, it does not help explain why a frozen embryo is
a "minor child" as that term was understood in 1872 when the Act was
adopted.
Finally, the main opinion incorrectly characterizes the defendants'
argument as seeking an exception to the definition of "minor child." The
very beginning of the main opinion argues:
"This Court has long held that unborn children are
'children' for purposes of Alabama's Wrongful Death of a
Minor Act …. The central question presented … is whether
the Act contains an unwritten exception to that rule for
extrauterine children -- that is, unborn children who are
located outside of a biological uterus at the time they are
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killed."
____ So. 3d at ____ (emphasis added).
In making this assertion, the main opinion assumes the answer to
the relevant question -- i.e., whether a "frozen embryo" is a "minor child"
as that term was understood in 1872 in the Wrongful Death Act -- by
immediately labeling frozen embryos as "extrauterine children" and
deeming them "unborn children." In other words, the main opinion
assumes that a frozen embryo is a "child" without further context or
analysis and does so in the second sentence of the opinion.
The main opinion then asks an irrelevant question -- "whether the
Act contains an unwritten exception" for "extrauterine children." ____ So.
3d at ____ (emphasis added). No party has suggested or requested an
"exception" to anything in these appeals. Assuming the answer to the
question and then framing this debate as whether an "exception" exists
is semantics. It does not provide an answer to the relevant question and
does nothing to respond to the common-law rule.
In short, the common-law rule as stated by our Court in Stanford is
the original public meaning of the term "minor child" as it was
understood in 1872 in the Wrongful Death Act. Stanford, 214 Ala. at 612,
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108 So. at 567 (1926) (concluding "'that an unborn child may be regarded
as in esse … is a mere legal fiction, which, so far as we have been able to
discover, has not been indulged in by the courts of common law to the
extent of allowing an action by an infant for injuries occasioned before its
birth'" (citation omitted)). And, our Court has made clear that " 'statutes
[in derogation or modification of the common law] are presumed not to
alter the common law in any way not expressly declared.' " Ex parte
Christopher, 145 So. 3d at 65 (citation omitted). Thus, any update to the
Wrongful Death Act must be done by the Legislature and not this Court.
C. Prior Caselaw Interpreting and Applying the Wrongful Death Act
Based on Congruence with Alabama's Criminal-Homicide Statutes and
Action by the Legislature
What about this Court's more recent caselaw interpreting the
Wrongful Death Act? Although the members of this Court believe in
originalism and textualism, we should not ignore our prior caselaw
unless we are willing to overrule it. After the cases cited above, the next
time we tackled these issues was in 1972 when we decided Huskey v.
Smith, 289 Ala. 52, 265 So. 2d 596 (1972). In Huskey, for the first time,
100 years after the passage of the Wrongful Death Act, we allowed an
action for unborn infant who was viable at the time of a prenatal injury
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and thereafter was born alive, but who later died, thus partially
overruling Stanford.
Why did we partially overrule Stanford in Huskey? One key reason
was our Court's recognition that the purpose and reach of the Wrongful
Death Act was tied to the State's criminal-homicide statutes:
"By the criminal law, it is a great crime to kill the child after
it is able to stir in the mother's womb, by an injury inflicted
upon the person of the mother, and it may be murder if the
child is born alive and dies of prenatal injuries. Clarke v.
State, 117 Ala. 1, 23 So. 671 (1897). One of the purposes of our
wrongful death statute is to prevent homicides. Bell v. Riley
Bus Lines, [257 Ala. 120, 57 So. 2d 612 (1952)]. If we
continued to follow Stanford, which followed then existing
precedent, a defendant could be responsible criminally for the
homicide of a fetal child but would have no similar
responsibility civilly. This is incongruous."
Huskey, 289 Ala. at 55, 265 So. 2d at 597-98 (second and third emphasis
added).
Then, in 1993, our Court made clear that it would not expand
recovery under the Wrongful Death Act beyond that which was expressly
provided in the Act absent a clear direction from the Legislature. First,
in Lollar v. Tankersley, 613 So. 2d 1249, 1252-53 (Ala. 1993), we
explained that, "[w]ithout a clearer expression of legislative intent," we
would decline to hold that the Wrongful Death Act "creates a cause of
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action for the wrongful death of a fetus that has never attained viability"
and noted that "it appears that no court in the United States has, without
a clear legislative directive, recognized a cause of action for the wrongful
death of a fetus that has never attained a state of development exceeding
that attained in this case." Then, in Gentry v. Gilmore, 613 So. 2d 1241,
1244 (Ala. 1993), we repeated this sentiment and explained:
"We follow the reasoning of a majority of jurisdictions and
hold that our statute provides no cause of action for the
wrongful death of a nonviable fetus. In so holding, we point
out that, with the exception of Georgia, the Gentrys' position
[that a wrongful-death action exists for the death of a
nonviable fetus] apparently is not the law in any American
jurisdiction where there is no clear legislative direction to
include a nonviable fetus within the class of those covered by
the wrongful death acts. See Miccolis v. AMICA Mutual
Insurance Co., 587 A.2d 67, 71 (R.I. 1991); Gary A. Meadows,
Comment, Wrongful Death and the Lost Society of the
Unborn, 13 J. Legal Med. 99, 107 (1992); and Sheldon R.
Shapiro, Annotation, Right to Maintain Action or to Recover
Damages for Death of Unborn Child, 84 A.L.R.3d 411, 453-54,
§ 5[a] (1978 & Supp. 1992)."
(Emphasis added.)
Using language similar to Huskey, Justice Houston wrote specially
in both cases and argued for an approach that he believed would be
"consistent with the criminal law." Noting the definition of "person" in
Alabama's criminal-homicide statutes at that time, Justice Houston
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wrote: "There should not be different standards in wrongful death and
homicide statutes, given that the avowed public purpose of the wrongful
death statute is to prevent homicide and to punish the culpable party and
not to compensate for the loss." Gentry, 613 So. 2d at 1245 (Houston, J.,
concurring in the result); Lollar, 613 So. 2d at 1253 (Houston, J.,
concurring in the result).
1. The Brody Act and This Court's Reiteration of Congruence
Between Alabama's Criminal-Homicide Statutes and the Wrongful
Death Act
In 2006, nearly 13 years after Justice Houston's observations in
Lollar and Gentry, the Alabama Legislature enacted the "Brody Act," Act
No. 2006-419, Ala. Acts 2006, codified as § 13A-6-1, Ala. Code 1975. The
Brody Act amended the definition of "person" in Alabama's criminal-
homicide statutes to expand who could be deemed a victim of a criminal
homicide to include an "unborn child in utero." See § 13A-6-1(a)(3), Ala.
Code 1975.
Before that amendment, the definition of "person" in Alabama's
criminal-homicide statutes was:
"[A] human being who had been born and was alive at the time
of the homicidal act."
See Act No. 607, § 2001(2), Ala. Acts 1977, formerly codified as § 13A-6-
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1(2) (emphasis added). After the passage of the Brody Act, however, the
definition of "person" in the criminal-homicide statutes became:
"[A] human being, including an unborn child in utero at any
stage of development, regardless of viability."
§ 13A-6-1(a)(3) (emphasis added).
Following the passage of the Brody Act, our Court decided Mack v.
Carmack, 79 So. 3d 597 (Ala. 2011), in which we held that a plaintiff could
bring a claim under the Wrongful Death Act for the death of a previable
in utero fetus. Our holding in Mack rested, in large part, on the
Legislature's adoption of the Brody Act. Specifically, we noted that the
Brody Act "constitute[d] clear legislative intent to protect even nonviable
fetuses from homicidal acts." 79 So. 3d at 610. We also explained that the
public purpose of our wrongful-death statutes, including the Wrongful
Death Act, is to prevent homicide and that "this Court repeatedly has
emphasized the need for congruence between the criminal law and our
civil wrongful-death statutes." 79 So. 3d at 611 (emphasis added).
Thus, we held, after considering "the legislature's amendment of
Alabama's homicide statute to include protection for 'an unborn child in
utero at any stage of development, regardless of viability,' § 13A-6-
1(a)(3)," that the Wrongful Death Act should likewise permit an action
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for the death of the plaintiff's previable, in utero fetus given that the
purpose of the Act is to prevent the death of a child. Id. In so holding, we
quoted with approval Justice Houston's special concurrences from Gentry
and Lollar regarding the need for congruence between Alabama's
wrongful-death statutes and its criminal-homicide statutes given that
the purpose of those statutes is to prevent homicide and " 'to punish the
culpable party and not to compensate for the loss.' " Id. at 610 (quoting
Gentry, 613 So. 2d at 1245 (Houston, J., concurring in the result); and
Lollar, 613 So. 2d at 1253 (Houston, J., concurring in the result)).
Five years after this Court's decision in Mack, our Court reached
an identical result in Stinnett v. Kennedy, 232 So. 3d 202 (Ala. 2016). In
that case, we explained that "borrowing the definition of 'person' from the
criminal Homicide Act to inform [us] as to who is protected under the civil
Wrongful Death Act made sense." 232 So. 3d at 215 (emphasis added).
In the present appeals, the parties have neither asserted that our
holdings or reasoning in either Mack or Stinnett are wrong, nor have they
asked us to overrule those decisions. See Clay Kilgore Constr., Inc. v.
Buchalter/Grant, L.L.C., 949 So. 2d 893, 898 (Ala. 2006) (noting absence
of a specific request to overrule existing authority and stating that,
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"[e]ven if we would be amenable to such a request, we are not inclined to
abandon precedent without a specific invitation to do so"). 45 I therefore
see no reason to abandon this precedent in deciding the question at issue
in the present appeals.
2. The Main Opinion is Overruling Mack and Stinnett
The main opinion alleges that this Court's decisions in Mack and
Stinnett do not "mean that the definition of 'child' in the Wrongful Death
of a Minor Act must precisely mirror the definition of 'person' in our
criminal-homicide laws." ____ So. 3d at ____. Specifically, the main
opinion alleges that, because criminal liability is "more severe than civil
liability," the "set of conduct that can support a criminal prosecution is
almost always narrower than the conduct that can support a civil suit."
____ So. 3d at ____. According to the main opinion, an argument to the
contrary is "not only illogical, it was rejected in Stinnett itself." ____ So.
3d at ____. Based on the foregoing, the main opinion concludes that the
definition of "person" in Alabama's criminal-homicide law provides a
"floor" for the definition of personhood in wrongful-death actions, not a
45Seealso Alabama Dep't of Revenue v. Greenetrack, Inc., 369 So.
3d 640 (Ala. 2022) (declining to overrule precedent when the parties did
not expressly ask this Court to do so).
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"ceiling." ____ So. 3d at ____.
Contrary to the main opinion's assertion, our Court in Stinnett
expressly stated that it was "borrowing the definition of 'person' from the
criminal Homicide Act to inform [us] as to who is protected under the civil
Wrongful Death Act." 232 So. 3d at 215 (emphasis added). By using the
phrase "borrowing the definition," it is difficult to imagine how much
clearer our Court could have been that the definitions of the terms
"person" and "minor child" were to be interpreted the same. Thus, the
main opinion is simply incorrect when it states that Stinnett "did not say
that." ____ So. 3d at ____.
Additionally, in reaching the above conclusion, the main opinion
mistakes statutory definitions for liability standards. It is certainly true
that criminal law includes additional defenses (and sometimes includes
additional elements) and thus contains a "narrower" standard of liability
than civil law, but it is also true that definitions of terms can be the same
in the criminal-homicide statutes and the civil wrongful-death statutes.
Stinnett illustrates this. In that case, the plaintiff sued a physician
for the wrongful death of her unborn fetus pursuant to the Wrongful
Death Act. The defendant, emphasizing the congruence discussion in
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Mack, argued that an exception to liability for medical personnel in the
criminal-homicide statutes also prevented malpractice liability under the
Wrongful Death Act. See Stinnett, 232 So. 3d at 214-15 (citing § 13A-6-
1(b), Ala. Code 1975, which provides a defense to homicide for a physician
providing medical care for a "[m]istake, or unintentional error").
Not surprisingly, our Court disagreed. Relying on Mack, we
explained that the liability standard differed between the criminal-
homicide statutes and the civil Wrongful Death Act. Therefore, this
Court held, the defendant could be liable for medical malpractice even if
she were a physician and committed an "unintentional error." We wrote:
"[Mack's] attempt to harmonize who is a 'person'
protected from homicide under both the Homicide Act and
Wrongful Death Act, however, was never intended to
synchronize civil and criminal liability under those acts, or
the defenses to such liability."
232 So. 3d at 215 (emphasis added); ____ So. 3d at ____ (quoting the same
language). Thus, contrary to the main opinion's position, our Court in
Stinnett made clear that our holding on liability standards had no impact
on our decision to "borrow[]" the definition of "person" (that is, the victim)
in Alabama's criminal-homicide statutes to determine who a "minor
child" was under the Wrongful Death Act.
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Moreover, the main opinion's reasoning that the definition of
"person" in Alabama's criminal-homicide statutes provides a "floor" for
the definition of "child" in wrongful-death actions, not a "ceiling," is also
illogical given the changes brought about by the Brody Act.46 The
Legislature made an intentional decision to extend the criminal-homicide
statutes beyond the common law when it passed the Brody Act. In sharp
contrast, the Legislature has never extended the relevant portion of the
Wrongful Death Act, despite the passage of 150 years. Yet, the main
opinion now decides that the definition in this unamended civil statute
goes further than the definition in the criminal-homicide statutes that
the Legislature did extend.
In sum, the main opinion overrules Mack and Stinnett47 sub silentio
46When construing a criminal statute in a civil action, the Rule of
Lenity should be applied because it would be "inconceivable" to give "the
language defining the violation ... one meaning (a narrow one) for the
penal sanctions and a different meaning (a more expansive one) for the
private compensatory action." Scalia & Garner, supra, at 297.
47The year after this Court decided Mack, supra, it was once again
called upon to address the reach of the Wrongful Death Act in Hamilton
v. Scott, 97 So. 3d 728 (Ala. 2021). The main opinion quotes Hamilton for
the proposition that a wrongful-death-act claim can be brought for "'any
unborn child.'" ____ So. 3d at ____ (quoting Hamilton, 97 So. 3d at 735).
This quote is correct, but it does not answer the relevant question in these
cases -- that is, whether a frozen embryo is a "minor child" as that term
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by decoupling the definitions in the criminal-homicide statutes and the
Wrongful Death Act, by removing the reasoning of those decisions, and
by overlooking our other caselaw requiring congruence between the
definition of "person" in Alabama's criminal-homicide statutes and the
definition of "minor child" in the Wrongful Death Act.48
was used in 1872 in the Wrongful Death Act. Further, Hamilton did not
change the holding in Mack and instead expressly stated that "Mack is
now controlling precedent …. Therefore, we will apply Mack in deciding
this appeal." Hamilton, 97 So. 3d at 735. Moreover, to the extent that
there is any confusion about whether the homicide statutes' definition of
"person" has been "borrow[ed]" (and thus is both a "floor" and a "ceiling"
for the scope of the term "minor child" in the Wrongful Death Act),
Stinnett governs because it was decided after Hamilton.
48The main opinion argues that the "bulk of [my] dissent is
animated by the view that Mack was wrongfully decided and that,
contrary to its holding, unborn children are not 'children' under the Act
after all." ____ So. 3d at ____ n.4. This is inaccurate. The opinions in
these cases are settled law, and I have not questioned them or their
reasoning. Moreover, as explained above, Mack arose after the
Legislature made an express change to the criminal-homicide statutes
that broadened the definition of "person" beyond the common law for the
first time. So that there is no doubt, the law in Alabama is clear (since
the Legislature amended the criminal-homicide statutes) that killing an
"unborn child in utero" is both a homicide and actionable under the
Wrongful Death Act -- and I agree with this law.
Here, we are called upon to decide a question that this Court has
not decided before -- whether a frozen embryo is a "minor child" under
the Wrongful Death Act. There are two possible approaches to this: (1)
follow the holding of Mack and Stinnett (that is, use the homicide
definition of "person" adopted by the Legislature in the criminal-homicide
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3. The Plaintiffs' Arguments Regarding the Brody Act are Mistaken
Because I would follow our prior precedent that there must be
"congruence" between the definition of "person" in Alabama's criminal-
homicide statutes and the definition of "minor child" in the Wrongful
Death Act, I must consider whether a frozen embryo is within the
definition of "person" in the criminal-homicide statutes, as amended by
the Brody Act -- a question that is hotly debated in the briefs. Because
the main opinion holds that the definition in the criminal-homicide
statutes is merely a "floor," it does not engage on this question.
As noted above, after the passage of the Brody Act, the definition of
"person" in the criminal-homicide statutes became: "[A] human being,
including an unborn child in utero at any stage of development,
regardless of viability." § 13A-6-1(a)(3) (emphasis added). The primary
argument between the parties is over the phrase "including an unborn
child in utero." On the one hand, the defendants argue strongly that the
statutes) or (2) independently determine the meaning of that term by
following the original public meaning of that term. As explained above,
the result is the same under either approach. The main opinion must
choose one way or the other. Either Mack and Stinnett were correct and
the main opinion is bound by the criminal-homicide statutes' definition
for "person," or the main opinion is bound by the original public meaning
of the term "minor child."
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phrase "including an unborn child in utero" indicates that the
Legislature, by adding this phrase to the definition, implied that "human
being" would not otherwise include an unborn child in utero (and
therefore would not include a frozen embryo, which was not added). On
the other hand, the plaintiffs argue just as strongly that this phrase is
not intended to be a limiting phrase but, instead, merely provides one
example of a "human being," thus implying that "human being" is broad
enough to include a frozen embryo.
First, this Court has recognized that both the preamble and the title
of an act may be used to resolve any ambiguities in the text. See Newton
v. City of Tuscaloosa, 251 Ala. 209, 218, 36 So. 2d 487, 494 (1948)
(recognizing that "both the preamble and the title of an act may be looked
to in order to remove ambiguities and uncertainty in the enacting
clause"); City of Bessemer v. McClain, 957 So. 2d 1061, 1075 (Ala. 2006)
(noting that our Court "can also look at the title or preamble of the act");
Scalia & Garner, supra, at 33 (recognizing that the textual purpose of an
act is "vital" to its context).
The Brody Act provides that it "shall be known as the 'Brody Act,'
in memory of the unborn son of Brandy Parker, whose death occurred
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when she was eight and one-half months pregnant." Act No. 2006-419, §
4. Likewise, the title to the Brody Act provides that it is "[a]n act, [t]o
amend [Alabama's homicide code], … to define person to include an
unborn child … [and] to name the bill 'Brody Act' in memory of the
unborn son of Brandy Parker, whose death occurred when she was eight
and one-half months pregnant."
Based on the contents of the Brody Act and its title, it seems quite
clear to me that the death of Brody Parker -- an unborn, in utero child --
spurred the Legislature to change the definition of a "person" in the
criminal-homicide statutes from the common-law meaning to a meaning
that now allows a defendant to be charged with murder when he or she
causes the death of a "human being" "in utero." In other words, the
textual purpose was to expand the definition of "person" to cover victims
like Brody Parker who died in utero. Our caselaw makes clear that we
must presume that the terms of a statute mean what they were designed
to effect, and we are not allowed to enlarge them by construction. See
Holmes v. Sanders, 729 So. 3d 314, 316 (Ala. 1999) (explaining that this
Court presumes " 'that the legislature did not intend to make any
alteration in the law beyond what it declares either expressly or by
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unmistakable implication' " (quoting Beasley v. MacDonald Eng'g Co.,
287 Ala. 189, 197, 249 So. 2d 844, 851 (1971))).49
Second, the plaintiffs' proposed statutory construction of the
criminal-homicide statutes is contrary to the common law of homicide
and is not supported by the history of Alabama's criminal-homicide
statutes. In 1852, the Alabama Legislature passed the first criminal-
homicide statute, which made clear that only a "human being" could be
the victim of a murder. That statute read, in relevant part, that "every
homicide perpetrated … to effect the death of any human being"
constituted murder. § 3080, Ala. Code 1852 (emphasis added). Although
every Code section addressing criminal homicide enacted between 1852
and 1977 used the term "human being" to describe the victim of murder
and manslaughter, the Legislature never defined the term.
After the passage of the first homicide statute, this Court held that
killing an unborn infant in utero did not constitute a murder, citing a
common-law treatise. For example, in Clarke v. State, 117 Ala. at 8, 23
49See also Cook v. Meyer Bros., 73 Ala. 580, 583 (1883) (noting the
"presumption … that the language … of the statute import[s] the
alteration or change it was designed to effect, and [its] operation will not
be enlarged by construction ….").
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So. at 674, this Court wrote that " '[a]n infant in its mother's womb, not
being in rerum natura, is not considered as a person who can be killed,
within the description of murder ….' " (Quoting 3 Russell on Crimes (6th
ed.) (emphasis added).) 50
Then, in 1977, the Legislature repealed the previous criminal-
homicide statutes and replaced them with the new criminal-homicide
statutes. In doing so, the Legislature expressly adopted the common-law
rule and defined the term "person" as "a human being who had been born
and was alive at the time of the homicidal act." Former § 13A-6-1(2). That
definition remained unchanged until the adoption of the Brody Act, at
which point the Legislature, as explained above, went beyond the
common-law rule to expressly declare that a victim of a homicide or
assault (that is, a "human being") included an "unborn child in utero."
50The authority cited in Clarke was a leading criminal-law treatise
originally written about the common law by an English Justice named
William Oldnall Russell. Although this Court cited the sixth edition
(published in 1896), the earlier editions contained the same quote, dating
back to at least 1826. See, e.g., William Oldnall Russell, A Treatise on
Crimes and Indictable Misdemeanors at 424 (2d ed. 1826). In other
words, this Court in Clarke correctly stated and followed the content of
the common law.
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In short, the common law was clear that an unborn infant was "'not
considered as a person who can be killed.'" Clarke, 117 Ala. at 8, 23 So.
at 674 (citation omitted). The statutory law did not change this until the
passage of the Brody Act. Thus, the common-law definition remains,
except to the extent that it has been expressly changed by the Brody Act
to add an "unborn child in utero" to the definition of "person" in
Alabama's criminal-homicide statutes. To conclude otherwise would be
inconsistent with our caselaw cited above holding that " '[a]ll statutes are
construed in reference to the principles of the common law; and it is not
to be presumed that there is an intention to modify, or to abrogate it,
further than may be expressed, or than the case may absolutely require.' "
Grant, ____ So. 3d at ____ (citing and quoting Beale v. Posey, 72 Ala. at
330).51
51I note briefly that, were we to adopt the plaintiffs' proposed
construction of the definition of "person" in the criminal-homicide
statutes, we risk criminalizing the IVF process. Under the Rule of Lenity,
"'criminal statutes are to be strictly construed in favor of those persons
sought to be subjected to their operation, i.e., defendants.'" Ex parte
Bertram, 884 So. 2d 889, 891 (Ala. 2003) (quoting Clements v. State, 370
So. 2d 723, 725 (Ala. 1979), overruled on other grounds by Beck v. State,
396 So. 2d 645 (Ala. 1980)). Thus, if there were any reasonable doubts as
to the statutory construction of the criminal-homicide statutes, this
Court would apply the Rule of Lenity and strictly construe the definition
of "person" in favor of those persons sought to be subjected to their
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For all of these reasons, it seems clear to me that a frozen embryo
does not fit within the statutory definition of "person" as that term is used
in Alabama's criminal-homicide statutes and thus cannot be a "minor
child" under the Wrongful Death Act.
D. Article I, § 36.06, of the Alabama Constitution of 2022 Has No Impact
on the Terms in the Wrongful Death Act from 1872
The main opinion also argues that, even if the word "child" in the
Wrongful Death Act were ambiguous, Article I, § 36.06, of the Alabama
Constitution of 2022 "operates in this context as a constitutionally
imposed canon of construction," which "require[s] courts to resolve the
ambiguity in favor of protecting unborn life." ____ So. 3d at ____. That
section "acknowledges, declares, and affirms that it is the public policy of
this state to ensure the protection of the rights of the unborn child in all
manners and measures lawful and appropriate." § 36.06(b) (emphasis
added). The Chief Justice also devotes his special concurrence to this
argument.
The first problem with this argument is that there is nothing in the
operation -- for instance, in a future case, perhaps fertility-clinic workers.
This is yet another reason why the plaintiffs' interpretation of the
criminal-homicide statutes is mistaken.
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text of § 36.06 about resolving ambiguities in statutes (assuming there
was one here), and the main opinion cites no authority supporting such a
rule of construction. Even if we were to assume such a rule of
construction, there is nothing in § 36.06 that tells us how to best protect
frozen embryos. Specifically, § 36.06 does not indicate (1) whether we
should protect frozen embryos by updating the words in the Wrongful
Death Act or (2) whether we should protect frozen embryos via the
ordinary common-law route (that is, by allowing the claims of negligence
and wantonness to move forward in these actions). Why is one option
more constitutionally mandated than another -- especially when one
option requires us to discount the original public meaning of the terms in
the Wrongful Death Act as it was passed by the Legislature in 1872?
The second problem with this position is timing. The Wrongful
Death Act was passed in 1872, whereas § 36.06 was passed in 2018.
Section 36.06 cannot retroactively change the meaning of words passed
in 1872. The Legislature in 1872 had no idea about a constitutional
amendment that would be passed 150 years later. If the Legislature
wanted to change the words in the statute, they should have changed the
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words in the statute.52
Although I agree with much of what Chief Justice Parker so
eloquently states in his special concurrence regarding the "sanctity of
unborn life," ____ So. 3d at ____ (Parker, C.J., concurring specially), I do
not agree with his discussion of the "Effect of Constitutional Policy." ____
So. 3d at ____ (Parker, C.J., concurring specially). In particular, I believe
he is mistaken when he asserts that the People of Alabama "explicitly"
told "all three branches of government what they ought to do" in § 36.06.
____ So. 3d at ____ (Parker, C.J., concurring specially). The question for
these appeals is whether Alabama law provides a private cause of action,
for money damages, for the loss of a frozen embryo. There is no language
in this constitutional amendment mentioning private causes of action, or
money damages, or frozen embryos, or IVF. Compare Dobbs, 597 U.S. at
52It is of course true, as the main opinion notes, that the
Constitution is the "'supreme law of the state'" and that all statues
"'must yield'" to it. ____ So. 3d at ____ n.7. However, the main opinion
fails to explain why the original public meaning of the term "minor child"
in the Wrongful Death Act violates -- that is, does not "yield" to -- § 36.06.
Although the main opinion contends that the definition of "child" that it
applies here is "in keeping with the definition that was established by
this Court's precedents at the time § 36.06 was adopted," id. (emphasis
omitted), I fail to see how that could be true given that, as explained in
detail above, the main opinion is overruling Mack and Stinnett.
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237 (noting that a right to abortion "is not mentioned anywhere in the
Constitution").
The third difficulty with this argument is that it does not rebut any
of my conclusions discussed above, including those premised on the
common law, the criminal-homicide statutes, and our prior caselaw. It is
for all of these reasons that I find this argument unpersuasive.
E. The Suggestion that the Common Law Has Been "Collectively
Repealed" Is Mistaken
Justice Shaw argues that it is "well settled" that the meaning of
the term "minor child" "includes an unborn child with no distinction
between in vitro or in utero." ____ So. 3d at ____ (Shaw, J., concurring
specially) (emphasis added). Other than simply referring to the main
opinion, Justice Shaw cites no legal authority that this lack of any
distinction is "well settled." Regardless, he is mistaken for all the reasons
explained above.
As to his assertion that "the legislature, the constitution, and this
Court's decisions have collectively repealed the common law's prohibition
on … seeking a civil remedy for injuries done to the unborn," ____ So. 3d
at ____ (Shaw, J., concurring specially), Justice Shaw provides no
analysis on this point either and, instead, simply provides a string
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citation to (1) the Wrongful Death Act itself, (2) § 36.06(b) (analyzed in
full earlier), and (3) two cases that support my position (as explained
earlier). Id. at ____. Regardless, it is well settled that the Legislature --
not this Court -- "repeal[s]" statutes.
Further, the question in these appeals is not whether there is a
common-law "prohibition on seeking a civil remedy for injuries done to
the unborn" (as Justice Shaw frames the issue). ____ So. 3d at ____
(Shaw, J., concurring specially) (emphasis added). Instead, the question
is whether the common law can help this Court determine if a frozen
embryo is within the meaning of the term "minor child" in the Wrongful
Death Act.
Justice Shaw appears to contend that the common law has a
narrower role in providing meaning for words used in Alabama statutes
than I have explained above. Relying on a special concurrence to a 1974
plurality opinion from this Court and § 1-3-1, Ala. Code 1975, he contends
that Alabama statutory law "'does not provide'" that the "'"common law
of England shall be the rule of decisions in Alabama unless changed by
the legislature."'" ____ So. 3d at ____ (Shaw, J., concurring specially)
(quoting Swartz v. United States Steel Corp., 293 Ala. 439, 446, 304 So.
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2d 881, 887 (1974) (Faulkner, J., concurring specially)) (emphasis added).
He argues "'[o]n the contrary,'" Alabama law merely provides that the
common law applies so long as it is "'[n]ot inconsistent with the
constitution, the laws, and the institutions of Alabama.'" Id. (some
emphasis omitted); id. at ____ ("But if it is inconsistent, then it need not
be first altered or repealed by the legislature.").
I fail to see a distinction between these standards and what our
Court has repeatedly (and very recently) broadly stated: "'All statutes
are construed in reference to the principles of the common law,'" Grant,
____ So. 3d at ____, and " 'statutes [in derogation or modification of the
common law] are presumed not to alter the common law in any way not
expressly declared,' " Ex parte Christopher, 145 So. 3d at 65 (citation
omitted; emphasis added); see also 3A Norman J. Singer and J.D.
Shambie Singer, Statutes and Statutory Construction § 69:9 (explaining
that we "presume the legislature retained the common-law meaning").
Justice Shaw does not cite or distinguish any of this authority.
More fundamentally, Justice Shaw does not explain how using the
common-law understanding of the meaning of the term "child" to
determine whether a frozen embryo is a "minor child" under the Wrongful
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Death Act is "inconsistent" with "'the constitution, the laws, and the
institutions of Alabama.'" ____ So. 3d at ____ (Shaw, J., concurring
specially) (emphasis and citation omitted). As explained thoroughly
above, any changes that have been made in this area of the law have been
made incrementally by the Legislature over time and have only gone so
far as to encompass unborn, in utero children, as reflected in the holding
and language discussed above in Stinnett, 232 So. 3d at 215 (which
postdates the two cases cited by Justice Shaw).53
Thus, unless and until the Legislature updates Alabama law in
such a way that demonstrates that a "frozen embryo" is a "minor child,"
this Court remains bound by the original public meaning of that term as
it was understood in 1872 when the Legislature passed the Wrongful
Death Act.
F. Not a Single State Agrees with the Main Opinion
Not a single state has held that a wrongful-death action (or a
53Like the main opinion, Justice Shaw argues that the definition of
"person" in the criminal-homicide statutes "does not limit the
determination whether an in vitro embryo is a 'minor child' for purposes
of a civil-law action under the Wrongful Death Act." ____ So. 3d at ____
(Shaw, J., concurring specially). But, he cites no legal authority other
than referring to the main opinion, and therefore he is mistaken for all
the reasons explained above.
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criminal-homicide action) can be brought for the destruction of a frozen
embryo. In fact, a number of jurisdictions have rejected such causes of
action. See, e.g., Penniman v. University Hosps. Health Sys., Inc., 130
N.E.3d 333, 339 (Ohio Ct. App. 2019) (holding that patients could not
bring wrongful-death action against hospital based on destruction of
frozen embryos because the embryos had no statutory rights); Jeter v.
Mayo Clinic Arizona, 211 Ariz. 386, 400, 121 P.3d 1256, 1270 (Ct. App.
2005) (holding that cryopreserved, three-day-old, eight-cell pre-embryo
was not a "person" for purposes of recovery under wrongful-death
statute); and Davis v. Davis, 842 S.W.2d 588, 594 (Tenn. 1992) (holding
that under Tennessee law pre-embryos could not be considered
"persons").
It is certainly true that this Court is not bound by the results in
other states; however, when we are the sole outlier, it should cause us to
carefully reexamine our conclusions about expanding the reach of a
statute passed in 1872 and our understanding of the common law.
G. The Consequences of This Decision and Why That is Relevant
The main opinion's holding will mean that the creation of frozen
embryos will end in Alabama. No rational medical provider would
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continue to provide services for creating and maintaining frozen embryos
knowing that they must continue to maintain such frozen embryos
forever or risk the penalty of a Wrongful Death Act claim for punitive
damages. 54
There is no doubt that there are many Alabama citizens praying to
be parents who will no longer have that opportunity. And, there is no
doubt that there will be fewer babies born. On the other hand, there are
powerful moral and policy arguments supporting the notion that ending
the creation, use, and destruction of frozen embryos is a good thing and
that IVF technology has the potential for grave misuse.
I am empathetic to both sides of this debate; however, it is not my
role to take a position one way or another on this issue. Even so, ending
the creation of frozen embryos will undoubtedly cause significant
consequences that will affect the future lives of thousands of Alabama
citizens for years to come and the babies who will not be born. The solemn
54The main opinion notes, but does not reach, the defendants'
possible defenses based upon contracts between the IVF provider and the
plaintiffs. Like the main opinion, I do not reach the possible defenses.
However, no medical provider would depend upon the contract argument
to continue creating and maintaining frozen embryos in the future, given
this significant legal uncertainty and the potential to incur a significant
punitive damage penalty.
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significance of these consequences (as well as the need for comprehensive
regulation) further illustrates why this question is an issue that should
be addressed by the elected representatives of the people of Alabama in
the Legislature, not this Court. I thus urge the Legislature to promptly
consider these issues to provide certainty to these Alabama parents-to-
be and to the medical professionals who are attempting to provide
services to them. 55
55As to the consequences of a contrary ruling, the main opinion
discusses, but does not rely upon, a "parade of horribles" that the
plaintiffs claim might result from a ruling that the term "minor child" in
the Wrongful Death Act does not include frozen embryos. The plaintiffs
are mistaken. These cases have no connection to partial-birth abortions,
and Alabama's law on partial-birth abortions would not be impacted by
a ruling in favor of the defendants in these civil wrongful-death cases.
See § 26-23-3, Ala. Code 1975. There are also no facts in the record to
support any such argument, and there is no doubt the Wrongful Death
Act could reach a partial-birth abortion situation as appropriate.
As to the plaintiffs' second argument (regarding a possible future
case involving a yet to be invented artificial womb), the answer to this
futuristic hypothetical is simple. These cases are about the facts today
and are based upon a statute that has not changed in its relevant terms
since 1872. Should the facts change, the Legislature can address future
technologies and can do so far better than this Court.
The main opinion alleges that I have conceded that the Wrongful
Death Act would not cover such a hypothetical. It is mistaken. I have
made no such concession. We decide cases on the facts that are before us
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The Chief Justice's special concurrence does not dispute that this
will lead to fewer newborn babies. However, Chief Justice Parker insists
that the IVF process may still survive in Alabama in some other form (for
instance, he suggests: "one embryo at a time") because certain other
countries have more regulations on their IVF processes. ____ So. 3d at
____ (Parker, C.J., concurring specially); id. at ___ (stating that he fails
to see that "IVF will now end"). In fact, he spends several pages
-- not hypotheticals. The main opinion also alleges that I have failed to
discuss the "constitutional implications" of this hypothetical. ____ So. 3d
at ____ n.3. Again, the reason is simple -- it is a hypothetical and we do
not reach arguments or facts that are not before us, certainly not
hypotheticals about technology that does not even exist. This Court
would be in a position to address the alleged "constitutional implications"
only if the following circumstances existed: (1) such an artificial womb
existed, (2) it was actually used someday in the future, (3) a developing
unborn infant was killed in an artificial womb, (4) the Wrongful Death
Act had not been modified by the Legislature, (5) and we concluded that
this created an Equal Protection Clause conflict. No such circumstances
exist in the present appeals; I therefore see no need to address these
hypothetical scenarios. See, generally, Ex parte Ankrom, 152 So. 3d 397,
431 (Ala. 2013) (Shaw, J., concurring in part and concurring in the result)
("Some of the arguments made ... are premised on hypothetical
situations, different from the facts before us, in which the Code section
might be either unconstitutional as applied or seemingly unwise in its
application. It goes without saying that we cannot strike down the
application of the Code section ... merely because the Code section might
be unconstitutionally applied in some other context." (footnotes omitted)).
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describing the regulations that currently exist in other countries and
suggests that the Alabama Legislature may wish to consider those
regulations. The Alabama Medical Association strongly disagrees with
the suggestion that IVF in some other, reduced, form is practical, safe, or
medically sound and has filed two amicus briefs exhaustively explaining
these issues.
It is not the place or time to decide whether the position of the Chief
Justice or the position of the Alabama Medical Association is correct,
moral, or ethical. It is not the place because these are questions for the
Legislature and not this Court. And, even if this Court were the correct
forum, it would not be the time because these appeals are at the motion-
to-dismiss stage and there is no factual record at this point. Therefore,
no party has had the opportunity to investigate and respond to the
assertions by the Chief Justice or the Alabama Medical Association.
However, as to the Chief Justice's suggestion that the Legislature
consider these issues immediately (including his suggestion that they
consider comprehensive regulation), I strongly agree.
II. The Plaintiffs' Negligence and Wantonness Claims
Finally, the main opinion does not reach the plaintiffs' negligence
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and wantonness claims because they are pleaded in the alternative and,
instead, holds that those claims are now "moot." ____ So. 3d at ____.
Because I would affirm the dismissal of the plaintiffs' wrongful-death
claims, I must reach this issue. For the reasons stated below, I would
reverse the trial court's dismissal of those claims.
The defendants are making a "catch-22" argument. Cline v.
Ashland, Inc., 970 So. 2d 755, 772 n.6 (Ala. 2007) (Harwood, J.,
dissenting) ("'Catch-22: a frustrating situation in which one is trapped
by contradictory regulations or conditions.' Random House Webster's
Unabridged Dictionary (2d ed. 2001)."). On the one hand, the defendants
claim that the frozen embryos are not a "minor child." On the other hand,
they claim that because the frozen embryos were "lives," no common-law
claim (such as claims of negligence or wantonness) is available because
no "damages" are recoverable.
I am concerned that such a rule might allow the destruction of life
with no consequence, even for someone who commits an intentionally
wrongful act. As explained by the plaintiffs, IVF is used by many
parents-to-be in dire circumstances (for instance, because of reproductive
issues caused by cancer, age, or infertility). Their frozen embryos are
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undeniably precious. Thus, this argument has the potential to be both
unjust and to incentivize bad conduct. See Huskey, 289 Ala. at 54, 265
So. 2d at 597 (noting that not allowing a recovery "would give protection
to an alleged tort-feasor").
However, I need not reach the question of exactly how our Court
should handle this situation because it is too early in these cases. We are
only at the pleading stage. The plaintiffs argue, under this Court's prior
decision in Raley v. Citibanc of Alabama/Andalusia, 474 So. 2d 640, 642
(Ala. 1985), that the trial court's dismissal of their common-law tort
claims in response to a Rule 12(b)(6), Ala. R. Civ. P., motion was
improper. Under Raley, they argue, once a pleader has set out a cause of
action, the failure of the complaint to allege requisite elements of relief
(that is, damages) is not usually a ground for a motion to dismiss for
failure to state cause of action but, rather, must be challenged by a
motion to strike, by objection to evidence, or by requested charges.
Accordingly, they contend that the trial court's dismissal of those claims
is due to be reversed.
"Alabama is a 'notice pleading' state." Surrency v. Harbison, 489 So.
2d 1097, 1104 (Ala. 1986) (citing Simpson v. Jones, 460 So. 2d 1282
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(Ala.1984)). Rule 8(a), Ala. R. Civ. P., provides:
"(a) Claims for Relief. A pleading which sets forth a
claim for relief, whether an original claim, counterclaim,
cross-claim, or third-party claim, shall contain (1) a short and
plain statement of the claim showing that the pleader is
entitled to relief, and (2) a demand for judgment for the relief
the pleader seeks. Relief in the alternative or of several
different types may be demanded."
"The primary purpose of notice pleading is to provide defendants
adequate notice of the claims against them." Cathedral of Faith Baptist
Church, Inc. v. Moulton, 373 So. 3d 816, 819 (Ala. 2022) (citing Adkison
v. Thompson, 650 So. 2d 859 (Ala. 1994)). " '[P]leadings are to be liberally
construed in favor of the pleader.' " Id. (quoting Adkison, 650 So. 2d at
862). As relevant here,
" 'the dismissal of a complaint is not proper if the pleading
contains "even a generalized statement of facts which will
support a claim for relief under [Rule 8, Ala. R. Civ. P.]"
(Dunson v. Friedlander Realty, 369 So. 2d 792, 796 (Ala.
1979)), because "[t]he purpose of the Alabama Rules of Civil
Procedure is to effect justice upon the merits of the claim and
to renounce the technicality of procedure." Crawford v.
Crawford, 349 So. 2d 65, 66 (Ala. Civ. App. 1977).' "
Id. (quoting Simpson, 460 So. 2d at 1285).
In their amended complaints, the plaintiffs alleged that the
defendants' negligent and wanton conduct in failing to secure their
respective facilities "led to and/or caused the destruction of the plaintiffs'
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embryo[s]." As a result of that allegedly negligent and wanton conduct,
the plaintiffs "demand[ed] judgment for compensatory damages,
including but not limited to, [the] value of embryonic human beings …
and for the severe mental anguish …." (meaning that they are seeking
any valid compensatory damages). (Emphasis added).
The defendants do not attempt to address this Court's prior decision
in Raley, supra. They also do not ask that we: (1) revisit the pleading
standard under Alabama law or (2) reconsider our decision in Raley. They
also do not point to any caselaw in which we have affirmed a trial court's
dismissal at the pleading stage based upon an argument that damages
had not been properly pleaded. Based on Raley, supra, I would reverse
the trial court's dismissal of the plaintiffs' negligence and wantonness
claims.
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