Unit 2 Introduction To State and Government
Unit 2 Introduction To State and Government
Concept of State
The state is the most universal and most powerful of all social institutions. The
state is a natural institution. Aristotle said a man is a social animal, and by nature,
he is a political being. To him, to live in the state and to be a man were identical.
The modern term "state" is derived from "status." Niccolo Machiavelli (1469 –
1527) first used the time "state" in his writings. His critical work is titled
"Prince." The state is the highest form of human association. It is necessary
because it comes into existence out of the basic needs of life. It continues to
remain for the sake of good life.
beings' aims, desires, and aspirations are translated into action through the state.
Though the state is a necessary institution, no two writers agree on its definition.
'State' is an association, and it means a nation or territory considered an
organized political community under one government. A state, in another
sense, is the political organization that has supreme civil authority and
political power and serves as the basis of government. A government or
politically organized society has a particular character.
According to Wikipedia, A state is a type of polity that is an
organized political community living under a single system of government. States
may or may not be sovereign. For instance, federated states are members of
a federal union and may have only partial sovereignty but the state. Some states
are subject to external sovereignty or hegemony, in which
ultimate sovereignty lies in another state. Sovereign states are known
as sovereign states.
- According to Aristotle: "A union of families and villages having for its end a
perfect and self –sufficing life by which we mean a happy and honorable life"
- According to Woodrow Wilson: "The state is people organized for law within a
definite territory.
- According to Bluntschli: "The state is a politically organized people of a
definite territory"
- To Holland, the state is "a numerous assemblage of human beings generally
occupying a certain territory amongst whom the will of the majority of the
class is made to prevail against any of their number who oppose
it." Burgess defines the state as "a particular portion of mankind."
-According to Sidgwick, "State is a combination or association of persons in the
form of government and governed and united together into a politically
organized people of a definite territory."
-According to Garner, "State is a community of people occupying a definite
form of territory free of external control and possessing an organized
government to which people show habitual obedience."
- Prof. Laski defines a "state as a territorial society divided into government
and subjects whose relationships are determined by the exercise of
supreme coercive power."
Elements of State
There are four components of a state, and these are population, territory,
government, and sovereignty; these are described in the following:
Population
It is the people who make the state. The population is essential for the state.
Greek thinkers believed that the people should neither be too big nor too small.
According to Plato, the ideal number would be 5040. According to Aristotle, the
number should be neither too large nor too small. It should be large enough to be
self–sufficient and small enough to be well-governed.
Rousseau determined 10,000 to be an ideal number for a state. Greek thinkers
like Plato and Aristotle's thinking on the number was based on the small city-
states like Athens and Sparta. Modern conditions vary in population. India has a
population of 102,70,15,247 people, according to the 2001 census.
Territory
There can be no state without a fixed territory. People need territory to live and
organize themselves socially and politically. It may be remembered that the
territory of the state includes land, water, and air–space. The modern states differ
in their sizes. The territory is necessary for citizenship. As in the case of
population, no actual size concerning the extent of the area of the state can be
fixed. There are small and big states.
In the words of Prof. Elliott, "territorial sovereignty or the Superiority of the state
overall within its boundaries and complete freedom from external control has
been a fundamental principle of the modern state life."
Government
Government is the third element of the state. There can be no state without
government. Government is the working agency of the state. It is the political
organization of the state. Prof. Appadorai defined government as the
agency through which the will of the state is formulated, expressed, and realized.
According to C.F. Strong, the state must have supreme authority to make and
enforce laws. This is called the government.
Sovereignty
The fourth essential element of the state is sovereignty. The word 'sovereignty"
means supreme and final legal authority above and beyond which no legal power
exists. The concept of "sovereignty" was developed in conjunction with the rise of
the modern state. The term Sovereignty is derived from the Latin word
'superanus,' which means supreme. The father of the modern theory of
sovereignty was Jean Bodin (1530 – 1597), a French political thinker.
Sovereignty has two aspects: Internal sovereignty means that the state is
supreme over all its citizens and associations. External sovereignty implies that
the state is independent and free from foreign or outside control.
According to Harold J. Laski, "The state is distinguished from all other forms of
human association by possession of sovereignty.
Functions of State
The activities undertaken by the modern state are complex and varied. This is
because there is a strong demand by the people for active state intervention in the
social and economic affairs of the country. The statesmen of today do not place any
limitation on the powers of the government to interfere in the social and economic
spheres. The only governing principle is whether state action promotes the general
welfare. In every country of the world, the 'laissez-faire' policy has been discarded,
and there is a strong swing toward adopting Socialism. Frase is right when he says,
"Socialism or Collectivism is upon us, horse, foot and gun."
The main functions that the modern state now performs are as follows:
(ii) Economic Function: The modern slate actively intervenes in economic spheres.
Though it recognizes the individual rights in private property, it allows freedom of
enterprise and contract. When it finds that its laws are being violated, it immediately
regulates economic affairs. If the state considers that private capital is not
forthcoming in specific industries, it assists private enterprises in establishing and
running the drives. Sometimes, the government itself takes the initiative and sets up
ambitions. Modern economists justify state interference in the following cases:
(a) Where business is of Monopolistic Nature: There are certain businesses like
railways, post, telegraph, canal, electricity, water supply, etc., which are extremely
useful for the people. If they are given into private hands, the consumers can be
easily exploited. So the government, in the interest of the people, takes control of
these businesses and runs them almost on a non-profit basis.
(b) Where Private Capital is not Attracted: If the private capital is shy in a particular
industry or industry because of the inadequate return or no return, the state must
step in and provide the requisite means. The cases where private capital is not
attracted are public health, libraries, museums afforestation, road construction
schemes, parks, etc.
(c) Protection of economically weak persons: Factory workers are often exploited by
their employees in a competitive society. The state, therefore, must take appropriate
steps for protecting the legitimate rights of a class having feeble bargaining powers.
(d) Exploitation by Forming Monopolistic combination: Sometimes, businessmen
form cartels and trust and exploit the consumers by charging very high prices. The
state, in such cases, must intervene and prohibit the formation of such a
combination.
(e) Protection of Consumers: The State must protect its citizens against adulteration
of food, sale of intoxicants, etc.
(f) Supply of Currency: The State must take complete control of the supply of
currency in the country. This will help the government secure the stability of prices
and appropriate steps to reduce income inequality. For this purpose, it adopts a
progressive taxation system, levies death duties on the inherited party, and provides
social services to the poor section of the community.
(g) State and Economic Planning: The State, to speed up economic development in a
balanced manner, formulates programs and policies to harness the human efforts
and-physical resources to the maximum possible extent. It fixes targets and priorities
and then completes them within the specified period.
(iii) Direct Social Activities: Every modern State takes a keen interest in providing
social services to its citizens. The government gives funds to the needy, sick, and
unemployed persons, giving them free education and medical and old-age pensions.
It takes care of public health and provides them housing facilities. It opens parks
libraries for the benefit of the people.
In short, the state's intervention in economic affairs takes the form of:
(a) Provision of facilities to the businessmen for carrying on their businesses.
b) Direct business encouragement by providing protection from foreign competition,
granting bounties, subsidies, relief, taxation, etc.
In the last decade of the 20th century and in the 21st century, the state's role has
been considerably reduced. Instead of performing the producer, controller, and
regulator role, it will act as protector, promoter, and provider.
Major 8 Functions of a State
(i) Defense: The Government's primary function is to safeguard the populace
against external aggression and internal disorder. The government's primary
responsibility is to maintain sufficient police and military forces and provide
protective services.
(ii) Judiciary: The government is concerned with administering justice and
resolving disputes. It should establish an adequate judicial structure capable of
administering justice to citizens of all classes.
(iii) Enterprises: The modern state is responsible for regulating and controlling
private enterprises. The government is responsible for owning and successfully
operating certain enterprises.
(iv) Social Welfare: It is the state's responsibility to provide for the education,
social security, social insurance, health, and sanitation of the country's citizens.
(v) Infrastructure: Modern states must lay the groundwork for the country's
economic development by establishing social and economic infrastructure.
(vi) Macroeconomic policy: The government is responsible for fiscal and
monetary policy to achieve macroeconomic objectives.
(vii) Social Justice: As an economy grows, specific segments of society benefit at
the expense of others. The government must intervene with fiscal measures to
rebalance income distribution.
(viii) Monopoly Control: Another evil that the government must address is the
concentration of economic power. Thus, the state intervenes to prevent
economic power concentration through monopoly control and restrictive trade
practices
Introduction to Government
government is a system of order for a nation, state, or another political unit. A
government is responsible for creating and enforcing the rules of a society,
defense, foreign affairs, the economy, and public services. While the
responsibilities of all governments are similar, those duties are executed in
different ways depending on the form of government. Some of the different types
of government include a direct democracy, a representative democracy,
socialism, communism, a monarchy, an oligarchy, and an autocracy.
Government has always been a very essential term Then and In The World today.
Basically, no State, Kindred, Nation, Country, Town, City e.t.c can validly exist
without Government, whether defined or undefined. (This means that whether
The Government is stated down according to The Laid Down Procedures or not.
WHAT IS GOVERNMENT ?
However, The term Government was gotten from the Greek Word
‘GUBERNACULUM’ and the Latin Word ‘GUBERNARE‘ which deals with An Agency
of The State through which the Will of The State is formulated, expressed and
eventually realized.
The body or machinery that makes and enforces these laws in any given State is
the Government. And the Power of Government can be divided into three
divisions or Organs, usually referred to as the three Organs of
Government.The LEGISLATURE, EXECUTIVE and The JUDICIARY.
The word ‘’institution’’ refer to a series of accepted and regular procedures for
the performance
of Governmental Functions. According to Thomas Hobbes, A State without a
Government is a place where Life will be Solitary, Nasty, Brutish, Ugly, Poor and
Short. A State without Government will be Lawless, Anarchical and Disorderly. In
sum, this sees Government in The Light of ensuring Order and Betterment in a
State.
The three organs put together are referred to as Government and they specialise
in various fields that ensure that the State is well administered or governed. Some
Men like Jean Jacquis Rousseau, John Locke, Aristotle, Marx Weber and Plato
worked tirelessly in their various ideas to develop this subject called Government.
ATTRIBUTES OF GOVERNMENT.
These are certain Elements or Characteristics that enforce the Existence of a Good
Government.
The Government of a State owes allegiance to the State itself and its citizens as well. If a
Government fails to do its functions in a State, the citizens can request for the replacement of
such Government in as much Democracy is in practice. Below are the duties or functions of
Government in a State.
1. Law Making
2. Military Defence of the Country
3. Provision of Employment
4. Maintenance of Law and Order
5. Promotion of Economic Growth and Development
6. Maintaining Good Relations with other Sovereign States or Countries (foreign
diplomacy)
7. Protection of Civil Liberties
8. Protection of Lives and Properties
9. Administration of Justice
10. Formulation and Implementation of Policies
11. Provision of Social-welfare services.
Legislature, executive and judiciary are the three organs of government. Together,
they perform the functions of the government, maintain law and order and look
after the welfare of the people. The Constitution ensures that they work in
In this chapter we shall discuss the composition, structure and function of the
executive organ of the government. This chapter will also tell you about the
changes that have occurred in recent times due to political practice. After reading
Types of Executive
The Parliamentary Executive consists of the following
The Functions of Executive
The broad and restricted definitions of the term “executive” have been provided. It means all officials,
political authority holders (Political Executive), and permanent civil servants who carry out laws and
policies and manage the state administration in its broadest sense. Only the executive heads (ministers,
i.e., the political Executive) who head government ministries, establish policies, and monitor the
implementation of the Government’s laws and policies are referred to as “executive heads.”. However,
in current times, the Functions of the executive, encompass both the political and civil services. We will
further discuss the Types of executives.
Types of Executive
In a parliamentary system of government, the distinction between nominal/titular and real executives is
only made. The nominal executive is the President or Monarch, while the real executive is the Council of
Ministers, which is led by the Prime Minister. All of the powers belong to the nominal executive, but
they are exercised by the real executive, in fact. Because its actions are carried out in its name, the
nominal executive is not responsible for them by the true executive’s name. The functions of the
executive are accountable for all of the organization’s actions.
A single executive has all of the executive authorities in the hands of a single functionary/leader. India,
the United Kingdom, the United States, Australia, France, and several other countries. There are single
executives in some states. All executive powers in India are held by the Prime Minister, India’s President.
Similarly, the executive powers in the US Constitution are limited by the United States of America’s
President.
The parliamentary and presidential executives are distinguished by the relationship between the legislative powers
of parliament and the executive.
Individually and collectively, the members of the political executive are accountable in front of the
legislature.
Enforcement of Laws
The executive’s principal responsibility is to enforce laws and maintain peace and order in the state. When a law is
broken, the executive must close the loophole and prosecute the perpetrators.
Each Parliament passed the 24th Amendment in 1971 to abrogate the Supreme Court judgment. It amended the
Constitution to provide expressly that Parliament has the power to amend any part of the Constitution including
the provisions relating to Fundamental Rights. The government department is in charge of enforcing the laws and
policies that apply to its activity. The executive organizes and maintains the police force to maintain law and order
in the state.
Appointment-making Functions
The chief executive makes all significant appointments. The President of India, for example, appoints the
Chief Justice and other Supreme Court and High Court judges. Ambassadors, India’s Advocate General,
members of the Union Public Service Commission, state governors, etc.
The executive should decide which treaties should be struck with which other countries. The executive
negotiates treaties in conformity with international law and the provisions of the state constitution.
One of the most important functions of the state is to maintain and preserve the country’s unity and
integrity, as well as to safeguard it against external attack or war. It is the executive’s job to carry out
this task. The executive’s functions include organizing the military for the state’s defence, preparing for
and fighting a war if it becomes necessary, and negotiating and signing peace treaties after each battle.
Foreign Policy Making and The Conduct Of Foreign Relations
In this age of ever-increasing global interdependence, formulating the state’s foreign policy and
managing foreign relations has become one of the most crucial duties of a government. The
executive also performs this duty.
Policy-Making
The modern welfare state must perform a wide range of responsibilities to ensure the socio-economic
and cultural growth of its citizens. It must develop policies, devise short- and long-term plans, and
implement them. All of the state’s actions are directed by specific policies and programs .
Conclusion
The main function of the executive is the branch of Government responsible for the implementation of
laws and policies adopted by the legislature, involved in the framing of policy. In this article, we
discussed what is an executive? Powers and functions of the executive, main function, and types of the
executive. As Garner said, “In a broad and collective sense, the executive organ embraces the aggregate
or totality of all the functionaries and agencies which are concerned with the execution of the will of the
state as that will have been formulated and expressed in terms of the law.” Although all three forms of
Government enjoy their functions and power, there is a check and balance system.
LEGISLATURE
The legislature is one of the most important organs of the government. It is the highest
elected body which may comprise of directly and indirectly elected representatives of the
people. It is formed essentially to formulate laws for the smooth and effective functioning
of the state. A country functions as per the laws made by the legislature within the spirit of
the Constitution. Legislature appeared as one of the important organs of the state since
the eighteen century with the advent of democracy. It is generally called Parliament or the
House of Representatives. However, different countries have given it different names. It is
called ‘Parliament’ in the United Kingdom(UK), India, Sri Lanka and Nepal; ‘Congress’ in the
United States of America; National Assembly in France; ‘Diet’ in Japan, ‘National People’s
Congress in China’; ‘Majilise Suda’ in Pakistan and on.
Federal Legislature
The federal legislature of Nepal is called federal parliament. Parliament having a single
house is called unicameral Parliament and having two houses is called bicameral
Parliament. According to Interim Constitution of Nepal 2063 BS, Parliament of Nepal has a
single house which is called ‘Pratinidhi Saba’. According to the Constitution of Nepal 2072
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House of Representatives
National Assembly
The legislature of different countries has different names. There is bicameral legislature in
US congress: the upper house is called Senate and lower House is called House of
Representatives. In British Parliaments: Upper House is called the House of Lords and the
The historic election to the Constituent Assembly-I which is also called Legislative
Parliament took place on 28 Chaitra 2064 BS. It had 601 members: 240 directly elected
(First Past the Post – FPTP), 335 proportionately elected {Proportionate Representation –
PR) and 26 nominated by the Council of Ministers. There were twenty-five political parties
and two independent members in this legislature. Communist Party of Nepal (Maoist) was
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It was given two years time to draft the new constitution but the term was extended time
and often because it was failed to draft constitution in defined time France work. It got
The Constituent Assembly – II got elected on 4th Mangsir 2070 Bs. In this election, 122
political parties participated. No political parties got a majority. Nepali Congress became the
largest party followed by CPN -UML, UCPN (Maoist) and Rashtriya Prajatantra Party Nepal.
Constitution of Nepal 2072 Bs, has prolumugated on 3rd Ashwin 2072 BS by constitution
assembly. It is the first constitution of Nepal where people’s representatives played the vital
sovereignty geographical integrity national unity, freedom, etc. It consists of 35 parts 308
articles and 9 schedules. It has attempted to institutionalize various changes which have
House of Representatives
According to the Constitution of Nepal 2072 BS, House of Representatives may consist of
275 members. 165 members are elected through the first part the post system consisting
one member from 165 electoral constituencies. Nepal shall consist 165 election
constituencies based on geography and population. 110 members may represent through
the proportional system. Except when dissolved earlier, the term of House of
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National Assembly
Constitution of Nepal 2072 BS has stated that National Assembly is the permanent house. It
shall consist of 59 members where 56 members elected from electoral college comprising
members of:
Provincial Assembly
Chair Persons and vice chairpersons of village councils
Mayors and Deputy Mayors of municipal councils
There consist eight members from each province including at least three women, one Dalit
and one person with disability or minority. Three members, including a ‘ one woman, to be
+
National Assembly consists of six years from the first meeting of National Assembly.
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other powers and functions as well. The specific powers and functions of the
legislature vary country to country. These powers and functions are provided in the
Constitution of the respective country. The important powers and functions are as
under:
It formulates laws keeping in mind the needs of time and people’s aspiration. The
members of the legislature engage in the discussion and formulation of laws. There
proposals are tabled and discussed and finally proposals as bills are put forth for
enactment in the legislature. Once these bills are endorsed or passed by the majority
in the legislature and approved by the President they become laws of the country.
This is why a legislature is also called a Law Factory, where raw materials of public
over the treasury of the country. It approves the annual budget of the country.
Practically the executive prepares the country’s annual budget, but it must be
passed by the legislature for its execution. The government can only spend as
allocated by the legislature. All democratic countries follow the principle of: “No
taxation without the consent of the people’s representatives”. The government has
no power to raise and spend a single paisa without the approval of the legislature. It
is, therefore, the legislature is called the custodian of the national coffer.
countries, the legislature has complete control over the executive. In the countries
having a parliamentary system, the legislature forms and controls the government
The leader of the majority in the legislature forms the government as a Prime
Minister and it remains in power only as long as it receives the support of the
legislature. The head of the executive (Prime Minister) and the cabinet ministers are
accountable to the legislature. The members of the legislature control the executive
by asking questions, drawing attention, putting forth proposals, making critics etc. It
d. Functions:
The legislature also exercises certain judicial powers and functions. According to the
Constitution of Nepal 2072 BS, the Chief Justice and other Supreme Court judges are
carries out hearing of each Supreme Court judge candidate before making a
recommendation. It can also table impeachment motion against any Supreme Court
House or the House of Lords is the final court of appeal and in the USA, the Upper
House or the Senate is the court of impeachment for the trial of the President and
Vice-president
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The legislative also has the powers to amend the Constitution. Most democratic
two-third majority.
JUDICIARY
Functions of Judiciary
Powers of Judiciary
Types of Judiciary
India is a democratic country. For the well functioning of our country, we need some bodies which can
govern it. Power is divided into three major bodies. They are executive, legislative, and Judiciary. This
article will focus on the third body, i.e., Judiciary. The functions of the Judiciary are to interpret laws and
settle disputes. It is also called the watchdog of democracy. As the guardian of the constitution, it takes
care of justice. There are three types of Judiciary in India, namely Supreme Courts, High Courts, and
District Courts. In this article, we will also discuss the powers of the Judiciary in detail.
Functions of Judiciary
The main function of the Judiciary is to interpret laws and settle disputes between peoples. It works as
the protector of the constitution. Some other functions are listed below:
It takes care of the fundamental rights of the people and protects them
According to the law, it helps in resolving disputes
It ensures that the Constitution is Supreme, and the Judiciary should take all the decisions according to it
As a watchdog of democracy, it takes care of the proper functioning of the system and government
Whenever there is a dispute between the state and the central, the Judiciary resolves it
Powers of Judiciary
The Indian Judiciary has the power to review the existing judgments. This power of the Judiciary is
referred to as the judicial powers. The Judiciary is independent to exercise its power without fear of
anyone. The judges appointed in the courts must be highly qualified and experienced. The judicial
powers are discussed below in detail.
Original Jurisdiction: When the case’s first hearing is done, it is referred to as having original jurisdiction
Appellate Jurisdiction: When the first or the original decision is questioned in the court, it is known as
appellate jurisdiction
Redress: When the court deals with the damages, it is referred to as redress
Diversity Jurisdiction: The federal courts can hear cases that involve people from different states. This
type of jurisdiction is known as Diversity Jurisdiction
Subject Jurisdiction: When the federal courts have jurisdiction over those cases which involve federal
law, then the jurisdiction is the subject
Types of Judiciary
There are three types of Judiciary in India, namely Supreme Courts, High Courts, and District Courts. Let
us discuss them one by one in detail.
1. Supreme Court: Supreme Courts are the top most courts. It was established on 28th January 1950. It is
known to be the highest court. The decisions taken by it are final until the president modifies them. If
the punishment of the crime is an offence against union law, granted by the military or court, or the
punishment of death, the President of India has the power to grant pardon. In the Supreme Court, there
is one chief justice and a group of thirty-three judges. Every other court exercises the decisions taken by
the Supreme court. The President of India appoints the Chief Justice.
2. High Court: After the Supreme Court, the most powerful courts are high courts. They are at the state
level and are mainly for resolving state disputes. They also look into the matter of company law-related
cases. In total, there are twenty-five high courts in India. They also look after the criminal matters if the
dispute is not resolved at lower-level courts. The judges of High court get appointed by the President of
India.
3. District Courts: The courts at the district level are referred to as district courts. There are two types of
district courts, namely, Civil courts and criminal courts. The disputes related to properties or divorces
are resolved in civil courts. The disputes among families are resolved in family courts. The criminal court
deals with matters related to crime.
Conclusion
Hence, it is concluded that as the guardian of the constitution, the Judiciary takes care of justice. There
are three types of Judiciary in India. They are Supreme Courts, High Courts, and District Courts. The
Judiciary ensures that the Constitution is Supreme, and the Judiciary should take all the decisions
following it. In this article, we discussed the functions of the Judiciary. We also discussed the powers of
the Judiciary and different types of judicial powers. After reading this article, I hope all the concepts
related to Judiciary will be clear.