Unit 5

What is Reinforcement Learning?

o Reinforcement Learning is a feedback-based Machine learning technique in
which an agent learns to behave in an environment by performing the actions
and seeing the results of actions. For each good action, the agent gets positive
feedback, and for each bad action, the agent gets negative feedback or penalty.
o In Reinforcement Learning, the agent learns automatically using feedbacks
without any labeled data, unlike supervised learning.
o Since there is no labeled data, so the agent is bound to learn by its experience
only.
o RL solves a specific type of problem where decision making is sequential, and the
goal is long-term, such as game-playing, robotics, etc.
o The agent interacts with the environment and explores it by itself. The primary
goal of an agent in reinforcement learning is to improve the performance by
getting the maximum positive rewards.
o The agent learns with the process of hit and trial, and based on the experience, it
learns to perform the task in a better way. Hence, we can say
that "Reinforcement learning is a type of machine learning method where an
intelligent agent (computer program) interacts with the environment and
learns to act within that." How a Robotic dog learns the movement of his arms
is an example of Reinforcement learning.
o It is a core part of Artificial intelligence, and all AI agent works on the concept of
reinforcement learning. Here we do not need to pre-program the agent, as it
learns from its own experience without any human intervention.
o Example: Suppose there is an AI agent present within a maze environment, and
his goal is to find the diamond. The agent interacts with the environment by
performing some actions, and based on those actions, the state of the agent gets
changed, and it also receives a reward or penalty as feedback.
o The agent continues doing these three things (take action, change
state/remain in the same state, and get feedback), and by doing these actions,
he learns and explores the environment.

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 o The agent learns that what actions lead to positive feedback or rewards and what
actions lead to negative feedback penalty. As a positive reward, the agent gets a
positive point, and as a penalty, it gets a negative point.

Terms used in Reinforcement Learning

o Agent(): An entity that can perceive/explore the environment and act upon it.
o Environment(): A situation in which an agent is present or surrounded by. In RL,
we assume the stochastic environment, which means it is random in nature.
o Action(): Actions are the moves taken by an agent within the environment.
o State(): State is a situation returned by the environment after each action taken
by the agent.
o Reward(): A feedback returned to the agent from the environment to evaluate
the action of the agent.
o Policy(): Policy is a strategy applied by the agent for the next action based on
the current state.

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 o Value(): It is expected long-term retuned with the discount factor and opposite
to the short-term reward.
o Q-value(): It is mostly similar to the value, but it takes one additional parameter
as a current action (a).

Key Features of Reinforcement Learning

o In RL, the agent is not instructed about the environment and what actions need
to be taken.
o It is based on the hit and trial process.
o The agent takes the next action and changes states according to the feedback of
the previous action.
o The agent may get a delayed reward.
o The environment is stochastic, and the agent needs to explore it to reach to get
the maximum positive rewards.

Approaches to implement Reinforcement Learning

There are mainly three ways to implement reinforcement-learning in ML, which are:

1. Value-based:
The value-based approach is about to find the optimal value function, which is
the maximum value at a state under any policy. Therefore, the agent expects the
long-term return at any state(s) under policy π.
2. Policy-based:
Policy-based approach is to find the optimal policy for the maximum future
rewards without using the value function. In this approach, the agent tries to
apply such a policy that the action performed in each step helps to maximize the
future reward.
The policy-based approach has mainly two types of policy:
o Deterministic: The same action is produced by the policy (π) at any state.

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 o Stochastic: In this policy, probability determines the produced action.
3. Model-based: In the model-based approach, a virtual model is created for the
environment, and the agent explores that environment to learn it. There is no
particular solution or algorithm for this approach because the model
representation is different for each environment.

Elements of Reinforcement Learning

There are four main elements of Reinforcement Learning, which are given below:

1. Policy
2. Reward Signal
3. Value Function
4. Model of the environment

1) Policy: A policy can be defined as a way how an agent behaves at a given time. It
maps the perceived states of the environment to the actions taken on those states. A
policy is the core element of the RL as it alone can define the behavior of the agent. In
some cases, it may be a simple function or a lookup table, whereas, for other cases, it
may involve general computation as a search process. It could be deterministic or a
stochastic policy:

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For deterministic policy: a = π(s)

For stochastic policy: π(a | s) = P[At =a | St = s]

2) Reward Signal: The goal of reinforcement learning is defined by the reward signal.
At each state, the environment sends an immediate signal to the learning agent, and
this signal is known as a reward signal. These rewards are given according to the good
and bad actions taken by the agent. The agent's main objective is to maximize the total
number of rewards for good actions. The reward signal can change the policy, such as if

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an action selected by the agent leads to low reward, then the policy may change to
select other actions in the future.

3) Value Function: The value function gives information about how good the situation
and action are and how much reward an agent can expect. A reward indicates
the immediate signal for each good and bad action, whereas a value function
specifies the good state and action for the future. The value function depends on the
reward as, without reward, there could be no value. The goal of estimating values is to
achieve more rewards.

4) Model: The last element of reinforcement learning is the model, which mimics the
behavior of the environment. With the help of the model, one can make inferences
about how the environment will behave. Such as, if a state and an action are given, then
a model can predict the next state and reward.

The model is used for planning, which means it provides a way to take a course of
action by considering all future situations before actually experiencing those situations.
The approaches for solving the RL problems with the help of the model are termed as
the model-based approach. Comparatively, an approach without using a model is
called a model-free approach.

How does Reinforcement Learning Work?

To understand the working process of the RL, we need to consider two main things:

o Environment: It can be anything such as a room, maze, football ground, etc.

o Agent: An intelligent agent such as AI robot.

Let's take an example of a maze environment that the agent needs to explore. Consider
the below image:

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In the above image, the agent is at the very first block of the maze. The maze is
consisting of an S6 block, which is a wall, S8 a fire pit, and S4 a diamond block.

The agent cannot cross the S6 block, as it is a solid wall. If the agent reaches the
S4 block, then get the +1 reward; if it reaches the fire pit, then gets -1 reward point. It
can take four actions: move up, move down, move left, and move right.

The agent can take any path to reach to the final point, but he needs to make it in
possible fewer steps. Suppose the agent considers the path S9-S5-S1-S2-S3, so he will
get the +1-reward point.

The agent will try to remember the preceding steps that it has taken to reach the final
step. To memorize the steps, it assigns 1 value to each previous step. Consider the
below step:

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Now, the agent has successfully stored the previous steps assigning the 1 value to each
previous block. But what will the agent do if he starts moving from the block, which has
1 value block on both sides? Consider the below diagram:

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It will be a difficult condition for the agent whether he should go up or down as each
block has the same value. So, the above approach is not suitable for the agent to reach
the destination. Hence to solve the problem, we will use the Bellman equation, which is
the main concept behind reinforcement learning.

The Bellman Equation

The Bellman equation was introduced by the Mathematician Richard Ernest Bellman in
the year 1953, and hence it is called as a Bellman equation. It is associated with
dynamic programming and used to calculate the values of a decision problem at a
certain point by including the values of previous states.

It is a way of calculating the value functions in dynamic programming or environment

that leads to modern reinforcement learning.

The key-elements used in Bellman equations are:

o Action performed by the agent is referred to as "a"

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 o State occurred by performing the action is "s."
o The reward/feedback obtained for each good and bad action is "R."
o A discount factor is Gamma "γ."

The Bellman equation can be written as:

1. V(s) = max [R(s,a) + γV(s`)]

Where,

V(s)= value calculated at a particular point.

R(s,a) = Reward at a particular state s by performing an action.

γ = Discount factor

V(s`) = The value at the previous state.

In the above equation, we are taking the max of the complete values because the agent
tries to find the optimal solution always.

So now, using the Bellman equation, we will find value at each state of the given
environment. We will start from the block, which is next to the target block.

For 1st block:

V(s3) = max [R(s,a) + γV(s`)], here V(s')= 0 because there is no further state to move.

V(s3)= max[R(s,a)]=> V(s3)= max[1]=> V(s3)= 1.

For 2nd block:

V(s2) = max [R(s,a) + γV(s`)], here γ= 0.9(lets), V(s')= 1, and R(s, a)= 0, because there is
no reward at this state.

V(s2)= max[0.9(1)]=> V(s)= max[0.9]=> V(s2) =0.9

For 3rd block:

V(s1) = max [R(s,a) + γV(s`)], here γ= 0.9(lets), V(s')= 0.9, and R(s, a)= 0, because there is
no reward at this state also.

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V(s1)= max[0.9(0.9)]=> V(s3)= max[0.81]=> V(s1) =0.81

For 4th block:

V(s5) = max [R(s,a) + γV(s`)], here γ= 0.9(lets), V(s')= 0.81, and R(s, a)= 0, because there
is no reward at this state also.

V(s5)= max[0.9(0.81)]=> V(s5)= max[0.81]=> V(s5) =0.73

For 5th block:

V(s9) = max [R(s,a) + γV(s`)], here γ= 0.9(lets), V(s')= 0.73, and R(s, a)= 0, because there
is no reward at this state also.

V(s9)= max[0.9(0.73)]=> V(s4)= max[0.81]=> V(s4) =0.66

Consider the below image:

Now, we will move further to the 6th block, and here agent may change the route
because it always tries to find the optimal path. So now, let's consider from the block
next to the fire pit.

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Now, the agent has three options to move; if he moves to the blue box, then he will feel
a bump if he moves to the fire pit, then he will get the -1 reward. But here we are taking
only positive rewards, so for this, he will move to upwards only. The complete block
values will be calculated using this formula. Consider the below image:

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Types of Reinforcement learning
There are mainly two types of reinforcement learning, which are:

o Positive Reinforcement
o Negative Reinforcement

Positive Reinforcement:

The positive reinforcement learning means adding something to increase the tendency
that expected behavior would occur again. It impacts positively on the behavior of the
agent and increases the strength of the behavior.

This type of reinforcement can sustain the changes for a long time, but too much
positive reinforcement may lead to an overload of states that can reduce the
consequences.

Negative Reinforcement:

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The negative reinforcement learning is opposite to the positive reinforcement as it
increases the tendency that the specific behavior will occur again by avoiding the
negative condition.

It can be more effective than the positive reinforcement depending on situation and
behavior, but it provides reinforcement only to meet minimum behavior.

How to represent the agent state?

We can represent the agent state using the Markov State that contains all the required
information from the history. The State St is Markov state if it follows the given
condition:

P[St+1 | St ] = P[St +1 | S1,......, St]

The Markov state follows the Markov property, which says that the future is
independent of the past and can only be defined with the present. The RL works on fully
observable environments, where the agent can observe the environment and act for the
new state. The complete process is known as Markov Decision process, which is
explained below:

Markov Decision Process

Markov Decision Process or MDP, is used to formalize the reinforcement learning
problems. If the environment is completely observable, then its dynamic can be
modeled as a Markov Process. In MDP, the agent constantly interacts with the
environment and performs actions; at each action, the environment responds and
generates a new state.

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MDP is used to describe the environment for the RL, and almost all the RL problem can
be formalized using MDP.

MDP contains a tuple of four elements (S, A, Pa, Ra):

o A set of finite States S

o A set of finite Actions A
o Rewards received after transitioning from state S to state S', due to action a.
o Probability Pa.

MDP uses Markov property, and to better understand the MDP, we need to learn
about it.

Markov Property:
It says that "If the agent is present in the current state S1, performs an action a1
and move to the state s2, then the state transition from s1 to s2 only depends on
the current state and future action and states do not depend on past actions,
rewards, or states."

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Or, in other words, as per Markov Property, the current state transition does not depend
on any past action or state. Hence, MDP is an RL problem that satisfies the Markov
property. Such as in a Chess game, the players only focus on the current state and
do not need to remember past actions or states.

Finite MDP:

A finite MDP is when there are finite states, finite rewards, and finite actions. In RL, we
consider only the finite MDP.

Markov Process:
Markov Process is a memoryless process with a sequence of random states S 1, S2, .....,
St that uses the Markov Property. Markov process is also known as Markov chain, which
is a tuple (S, P) on state S and transition function P. These two components (S and P) can
define the dynamics of the system.

Reinforcement Learning Algorithms

Reinforcement learning algorithms are mainly used in AI applications and gaming
applications. The main used algorithms are:

o Q-Learning:
o Q-learning is an Off policy RL algorithm, which is used for the temporal
difference Learning. The temporal difference learning methods are the way
of comparing temporally successive predictions.
o It learns the value function Q (S, a), which means how good to take action
"a" at a particular state "s."
o The below flowchart explains the working of Q- learning:

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 o State Action Reward State action (SARSA):
o SARSA stands for State Action Reward State action, which is an on-
policy temporal difference learning method. The on-policy control
method selects the action for each state while learning using a specific
policy.
o The goal of SARSA is to calculate the Q π (s, a) for the selected current
policy π and all pairs of (s-a).
o The main difference between Q-learning and SARSA algorithms is
that unlike Q-learning, the maximum reward for the next state is not
required for updating the Q-value in the table.
o In SARSA, new action and reward are selected using the same policy,
which has determined the original action.
o The SARSA is named because it uses the quintuple Q(s, a, r, s', a'). Where,
s: original state
a: Original action

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 r: reward observed while following the states
s' and a': New state, action pair.
o Deep Q Neural Network (DQN):
o As the name suggests, DQN is a Q-learning using Neural networks.
o For a big state space environment, it will be a challenging and complex
task to define and update a Q-table.
o To solve such an issue, we can use a DQN algorithm. Where, instead of
defining a Q-table, neural network approximates the Q-values for each
action and state.

Now, we will expand the Q-learning.

Q-Learning Explanation:

o Q-learning is a popular model-free reinforcement learning algorithm based on

the Bellman equation.
o The main objective of Q-learning is to learn the policy which can inform the
agent that what actions should be taken for maximizing the reward under
what circumstances.
o It is an off-policy RL that attempts to find the best action to take at a current
state.
o The goal of the agent in Q-learning is to maximize the value of Q.
o The value of Q-learning can be derived from the Bellman equation. Consider the
Bellman equation given below:

In the equation, we have various components, including reward, discount factor (γ),
probability, and end states s'. But there is no any Q-value is given so first consider the
below image:

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In the above image, we can see there is an agent who has three values options, V(s 1),
V(s2), V(s3). As this is MDP, so agent only cares for the current state and the future state.
The agent can go to any direction (Up, Left, or Right), so he needs to decide where to go
for the optimal path. Here agent will take a move as per probability bases and changes
the state. But if we want some exact moves, so for this, we need to make some changes
in terms of Q-value. Consider the below image:

Q- represents the quality of the actions at each state. So instead of using a value at each
state, we will use a pair of state and action, i.e., Q(s, a). Q-value specifies that which

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action is more lubricative than others, and according to the best Q-value, the agent
takes his next move. The Bellman equation can be used for deriving the Q-value.

To perform any action, the agent will get a reward R(s, a), and also he will end up on a
certain state, so the Q -value equation will be:

Hence, we can say that, V(s) = max [Q(s, a)]

The above formula is used to estimate the Q-values in Q-Learning.

What is 'Q' in Q-learning?

The Q stands for quality in Q-learning, which means it specifies the quality of an action
taken by the agent.

Q-table:
A Q-table or matrix is created while performing the Q-learning. The table follows the
state and action pair, i.e., [s, a], and initializes the values to zero. After each action, the
table is updated, and the q-values are stored within the table.

The RL agent uses this Q-table as a reference table to select the best action based on
the q-values.

Difference between Reinforcement Learning and

Supervised Learning
The Reinforcement Learning and Supervised Learning both are the part of machine
learning, but both types of learnings are far opposite to each other. The RL agents
interact with the environment, explore it, take action, and get rewarded. Whereas
supervised learning algorithms learn from the labeled dataset and, on the basis of the
training, predict the output.

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Reinforcement Learning Supervised Learning

RL works by interacting with the environment. Supervised learning works on the existing dataset.

The RL algorithm works like the human brain works Supervised Learning works as when a human learns
when making some decisions. things in the supervision of a guide.

There is no labeled dataset is present The labeled dataset is present.

No previous training is provided to the learning Training is provided to the algorithm so that it can
agent. predict the output.

RL helps to take decisions sequentially. In Supervised learning, decisions are made when
input is given.
The difference table between RL and Supervised learning is given below:

Reinforcement Learning Applications

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 1. Robotics:
a. RL is used in Robot navigation, Robo-soccer, walking, juggling, etc.
2. Control:
. RL can be used for adaptive control such as Factory processes, admission
control in telecommunication, and Helicopter pilot is an example of
reinforcement learning.
3. Game Playing:
. RL can be used in Game playing such as tic-tac-toe, chess, etc.
4. Chemistry:
. RL can be used for optimizing the chemical reactions.
5. Business:
. RL is now used for business strategy planning.

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 6. Manufacturing:
. In various automobile manufacturing companies, the robots use deep reinforcement
learning to pick goods and put them in some containers.
7. Finance Sector:
. The RL is currently used in the finance sector for evaluating trading strategies.

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