FCE 422 Lecture Notes
FCE 422 Lecture Notes
Prerequisites
• FCE 222- Fluid Mechanics I
• FCE 322 - Fluid Mechanics II
1. Describe circulatory motion in free and forced vortices and its application to
fluid machines
2. Derive and apply the momentum equation in computation of hydrodynamic
forces
3. Explain the working principles of hydraulic machines and their selection,
installation and maintenance.
4. Solve hydraulic problems using dimensional analysis and laws of similitude
5. Apply model studies to design of hydraulic structures
Course Content
• Free and forced vortices
• Impact of jets
• Hydroelectric stations
Laboratory Work
1. Pelton Wheel laboratory Experiment
NB: Mobile phones put on silent mode but you are free to step out and answer
very necessary phone calls in physical classes and mics muted unless when
asking or answering questions in online classes.
References/Reading Materials
• R.S Khurmi, Hydraulics, Fluid Mechanics and Hydraulic Machines,
S.Chand, New Delhi, 2008
• Robert W. Fox, Philip J. Pritchard, Alan T. McDonald, Introduction to Fluid
Mechanics 7th Edition, John Wiley, India, 2010
• Er.R.K Bansal, Fluid Mechanics and Hydraulic Machines, Revised Ninth
Edition, Laxmi Publications, New Delhi, 2013
• Dr.R.K Rajput, Fluid Mechanics and Hydraulic Machines, 5th Edition,
S.Chand, New Delhi, 2014
• Yunus A. Cengel, John M. Cimbala, Fluid Mechanics: Fundamentals and
Applications 3rd Edition, McGraw-Hill, 2014
• Doulas,J.F (Ed.) (2011). Fluid Mechanics (6th ed). Prentice Hall.ISBN-13:
978-0273717720.
• Batchelor,G.K. (2010). An Introduction to fluid dynamics (1.Cambridge
mathematical ed., 14. print) Cambridge Univ. Press. ISBN-13: 978-
0521663960
• Internet sources
• Journals
• Lecture notes
• Any other relevant materials to the course
LESSON 1: VORTEX FLOW
INTENDED LEARNING OUTCOME
• Be able to explain the term vortex flow and name various types.
Background theory
• A mass of fluid in rotation about a fixed axis is called vortex and the rotary
motion of fluid is called vortex motion. Or
• Vortex motion can simply be explained as spiraling motion of air or liquid around
a center of rotation.
• Centrifugal forces are set up which are counter-balanced by the pressure force
acting in the radial direction.
• The vortex motion is of two types (i) Forced vortex (ii) Free vortex
• The external agency is generally the mechanical power which imparts the
constant torque on the fluid mass.
• The forced vortex motion is also called flywheel vortex or rotational vortex.
Examples of Forced Vortex Flow
• Rotation of water through the runner of turbine.
Centrifugal pump
Examples of Forced Vortex Flow ……
• The whole mass rotates either due to fluid pressure itself or the gravity or due
to rotation previously imparted.
• Energy is not expended to any outside source and Bernoulli's equation can be
applied for analysis.
Whirlpool in river.
Rotary flow observed in wash basin while draining the liquid through the outlet
at bottom.
A ring of smoke
Hurricanes.
Equation of Motion for Vortex Flow
Equation of Motion for Vortex Flow…….
Equation of Motion for Vortex Flow…….
Equation of Forced Vortex Flow
• The fluid mass in this type of flow, rotates at constant angular velocity ω.
ω= v/r= constant………………………………..………(v)
p= − ρg z, p = ρω2r r - ρg z
• Consider two points 1 and 2 in a fluid having forced vortex flow (Fig1) and
integrating equation above for point 1 and point 2, we get;
∫ p = ∫ ρω2r r - ∫ ρg z
ρω2
p2-p1= ( 2 - 1 ) - ρg(z2-z1)
ρ
p2-p1= (ω2 2 -ω2 1 ) - ρg(z2-z1), since v1 = ωr1 and v2 = ωr2 then
ρ
p2-p1= ( 2 - 1 ) - ρg(z2-z1) ……………………….(vi)
Equation of Forced Vortex Flow ………
• When the points 1 and 2 lie on the free surface of the liquid, then p1=p2 and
equation (vi) becomes;
ρ
0= ( 2 - 1 ) - ρg(z2-z1) or
g(z2-z1) = ( ) or z2-z1 = ( )
2
If z2-z1 = z that is when z1=0, z= =ω …………………….(vii)
Thus z varies with the square of r. Hence equation (vii) is an equation of parabola
which means that the free surface of the liquid is a paraboloid.
Examples
1. A cylindrical tank 0.9 m in diameter and 2 m high open at top is filled with water
to a depth of 1.5 m. It is rotated about its vertical axis at N r.p.m. Determine the
value of N which will raise water level even with the brim.
3. A cylinder of 100 mm diameter contains a liquid to a depth of 300 mm. Find the
depth of parabola, which the liquid surface will assume, if the cylinder is rotated
about its vertical axis at 400 r.p.m.
Equation of Free Vortex Flow
= − , = −
×
Consider two points 1 and 2 in the fluid having radii r1 and r2 respectively from the
central axis, their heights being z1 and z2 from the bottom of the vessel
∫ =∫ -∫
p2-p1= c2∫ - ∫
Equation of Free Vortex Flow……
………………
………………
…………………
………………… remember v2 = , v1 =
Equation (viii) shows that Bernoulli's equation is applicable in the case of free
vortex flow.
Examples
1. In a free cylindrical vortex flow, at a point in the fluid at a radius of 300 mm and
a height of 150 mm, the velocity and pressure are 15m/s and 120kN/m2
respectively. If the fluid is air having weight density of 0.012 kN/m3, find the
pressure at a radius of 600 mm and at a height of 300 mm.
Answers
1. p2= 120.1kN/m2 2. p2= 387.5 kN/m2 = 387.5 kPa
LESSON 2: MOMENTUM AND FORCES IN FLUID FLOW
INTENDED LEARNING OUTCOME
• Net force acting on a fluid mass = change in momentum of flow per unit time in the
direction of force.
equation
∑F = sum of all the forces on a body of fluid or systems in a given direction.
mV = moment of fluid in a given direction.
Momentum And Forces In Fluid Flow………
• F and V represent vectors and so the change in momentum must be in the same
direction as of force.
• The momentum equation is a statement of Newton's Second Law and relates the
sum of the forces acting on an element of fluid to its acceleration or rate of
change of momentum.
Newton's 2nd Law can be written:
• The Rate of change of momentum of a body is equal to the resultant force acting
on the body, and takes place in the direction of the force.
• Momentum equation is used in the following types of problems;
i. Pipe bends, reducers, moving vanes and jet propulsion to determine the
resultant force acting on the boundary of flow passages by a stream of fluid as
the same fluid changes its direction, magnitude or both.
ii. Sudden enlargement in a pipe, hydraulic jump to determine the characteristic of
flow when there is an abrupt change of flow section.
Steady Flow Momentum Equation
• We start by assuming that we have steady flow which is non-uniform flowing in a
stream tube.
• In time t,
the volume of the fluid entering the stream tube = area × distance = A1u1 t
mass entering of the fluid entering stream tube = density × volume = ρ1A1u1 t
momentum of the fluid entering stream tube = mass × velocity = (ρ1A1u1 t) u1
momentum of the fluid leaving stream tube = mass × velocity = (ρ2A2u2 t) u2
Steady Flow Momentum Equation…….
• According to Newton's Second Law,
the force exerted by the fluid is equal to the rate of change of momentum.
Force = rate of change of momentum
ρ2A2u2 t u2 ρ1A1u1 t u1
∑F = -
t t
ρ2(A2u2 t) u2 ρ1(A1u1 t) u1
∑F = -
t t
= ρ2(Q2)u2 - ρ1(Q1)u1
From continuity of incompressible flow, ρ1=ρ2=ρ and Q1= Q2= Q
F = ρQ[u2 - u1] = m [u2 - u1] This is a one dimensional analysis where the inlet
and outlet velocities are assumed to be in the same direction.
Steady Flow Momentum Equation…….
• Consider a two dimensional system as in the figure below;
• At the inlet the velocity vector u1 makes an angle θ1 with the x-axis while at the
exit, the velocity vector u2 makes an angle with the x-axis θ2
• Analysis of forces is achieved by resolving the forces in the directions of co-
ordinate axes.
• Resolving u1 and u2 along X-axis and Y- axis, we get;
Velocity components along X-axis: u1cos θ1 and u2cos θ2
Steady Flow Momentum Equation…….
Velocity components along Y-axis: u1sinθ1 and u2sinθ2
Components of force F along X-axis and Y-axis are;
Fx = Rate of change of momentum in x direction
= Rate of change of mass x change in velocity in x - direction
= m(u2cos θ2 - u1cos θ1)
= ρQ(u2cos θ2 - u1cos θ1)
Fy = Rate of change of momentum in y direction
= Rate of change of mass x change in velocity in y - direction
= m(u2sinθ2 - u1sinθ1)
= ρQ(u2sinθ2 - u1sinθ1)
These dynamic forces are supplemented by the static pressure forces acting over
the inlet and outlet sections, therefore, we have;
Fx = ρQ(u2cos θ2 - u1cos θ1) + p1A1cos θ1 – p2A2cos θ2
Fy = ρQ(u2sinθ2 - u1sinθ1) + p1A1sinθ1 – p2A2sinθ2
Steady Flow Momentum Equation…….
• We then find the resultant force by combining Fx and Fy vectorially:
• And the angle which the resultant force acts is given by;
• Momentum principle is used in finding forces that flowing fluid exert on structures
• Other application areas are; force due to the flow of fluid round a pipe bend, force
• Sometimes, a pipeline carrying water changes its direction from its straight path.
• The velocity of water flowing through pipe is also changed due to change in its
direction.
• We compute total force, pressure force, body force and resultant force.
Force due to the flow of fluid round a pipe bend…
Total force
In x- direction In y- direction
FTx = ρQ(u2x - u1x) FTy = ρQ(u2y - u1y)
u1x= u1 u1y = u1sinθ=0
u2x = u2cosθ u2y = u2sinθ
FTx = ρQ(u2cosθ - u1) FTy = ρQu2sinθ
Pressure force
Fp = pressure force at 1 – pressure force at 2
Fpx = p1A1cosθ - p2A2cosθ = p1A1 - p2A2cosθ
Fpy = p1A1sinθ - p2A2sinθ = - p2A2sinθ
Body force
There are no body forces in the x or y directions.
Force due to the flow of fluid round a pipe bend…
Resultant force
FTx = FRx + Fpx + FBx
FTy = FRy + Fpy + FBy
FRx = FTx - Fpx – 0 = ρQ(u2cosθ - u1) - p1A1 + p2A2cosθ
FRy = FTy - Fpy – 0 = ρQu2sinθ + p2A2sinθ
Resultant force and direction
−1
The angle which this force acts at is given by =
• Forces are induced at the nozzle due to fluid contraction at the nozzle and
anything holding the nozzle must be strong enough to withstand these forces
including fireman.
pressure) P1 = − = −
• Body force , body force acting is force due to gravity in y direction but only
force R = -FRx
Examples
1. In a 45° bend a rectangular air duct of 1 m2 cross-sectional area is gradually
reduced to 0.5 m2 area. Find the magnitude and direction of force required to
hold the duct in position if the velocity of flow at 1 m2 section is 10 m/s, and
pressure is 30 kN/m2.
Take the specific weight of air as 0.0116 kN/m3.
2. Water enters a reducing pipe horizontally and comes out vertically in the
downward direction. If the inlet velocity is 5 m/s and pressure is 80 kPa (gauge)
and the diameters at the entrance and exit sections are 30 cm and 20 cm
respectively, calculate the components of the reaction acting on the pipe.
Answers
1. 22.17 kN, 28°53’ 2. Fx = 7.42kN, Fy= 4.89 kN
LESSON 3: IMPACT OF FREE JETS
INTENDED LEARNING OUTCOME
• The force is called hydrodynamic force which can be evaluated using impulse
momentum principle.
• The following cases of impact of jet will be considered in this lesson for force
exerted by the jet on both stationary and moving plates for;
• The jet strikes the plate at a velocity V m/s assuming the plate is smooth hence
frictional force is neglected. The velocity will be less than V if the friction force is
= mass of water flowing/s × [ velocity of jet before striking the plate – velocity of
F= 2
Since the plate is stationary, therefore the work done on the plate is zero
Force Exerted on Plate Held Normal to the Jet
Moving Flat Plate
• As a result of the impact of the jet let the plate move in the direction of the jet.
The relative velocity with which the jet strikes the plate is (V-u)
It is assumed for analysis purposes that the plate is fixed and the jet is moving
with a velocity of (V-u) m/s and the force exerted by the jet is given by;
F= Mass of water striking the plate/s × ( initial velocity with which water strikes –
final velocity)
= ( − ) [( − ) – 0],
= ( − )2
Force Exerted on Plate Held Normal to the Jet…
Moving Flat Plate
The work done = Force × the distance through which the body moves in the
direction of force
Work done = ( − )2 ×u
Examples
metres. Find the force exerted by the jet on a fixed plate. Take coefficient
velocity as 0.9.
normally on a plate. Determine the pressure on the plate, when (a) it is fixed
and (b) it is moving with a velocity of 10 m/s in the direction of the jet.
Answers
mass of water striking the plate, , when we apply impulse momentum equation
Fn = 2sinθ
Force Exerted on Flat plate held inclined to the jet..
The normal force is resolved into two components, Fx parallel to the direction of jet
Fx = 2sin2θ
It is assumed for analysis purposes that the plate is fixed and the jet is moving
with a velocity of (V-u) m/s and the force exerted by the jet in the direction normal
Fn = ( − )2 sinθ
2. A 25 mm diameter jet exerts a force of 1kN in the direction of flow against a flat plate which is held
inclined at an angle 30° with the axis of the stream. Find the rate of flow.
3. A 75 mm diameter jet having a velocity of 30 m/s strikes a flat plate, the normal of which is inclined at
45° to the axis of the jet. Find the normal pressure on the plate;
ii. When the plate is moving with a velocity of 15 m/s in the direction of jet, away from the jet.
iii. Also determine the power and efficiency of the jet when the plate is moving
Answers 1). 3.142 kN, 1.57 kN 2). 44.3 litres/s 3) i) 2811.6N, ii0 702.9N, iii) 7.455 kW, 12.5%
Force Exerted by a jet of water on a series of
Vanes
• Force on a single moving flat or curved surface may not be practically feasible.
• Each plate appears before the jet successively and the jet exerts force on each
After striking the plate, the jet moves tangential to the plate and the velocity
Force = Mass of water striking the plate/s × ( initial velocity – final velocity)
= [( − ) – 0], = ( − )
Force Exerted by a jet of water on a series of
Vanes…
Work done by jet = Force × Distance = ( − ) ×u
( )×u ( )
Efficiency Ƞ= = =
V3 v2
Example
(ii) jet strikes the symmetrical curved vane at one end tangentially and
(iii) jet strikes the unsymmetrical curved vane at one end tangentially
When a Jet strikes symmetrical curved plate at
the centre
• The jet strikes the plate at a velocity V m/s assuming the plate is smooth and loss
of energy due to the impact of jet is zero and the velocity of the leaving jet will be
same.
• The velocity at the outlet of the plate can be resolved into two components, one in
the direction opposite to the jet and the other perpendicular to the direction of jet.
When a Jet strikes symmetrical curved plate at
the Centre….
The component of velocity in the direction of jet = - Vcosθ and component in the
Fx = 2(1+cosθ)
Fy = (0-Vsinθ), = - 2sinθ , the negative sign indicates that the force is in the
downward direction
• The jet strikes the plate at a velocity V m/s assuming the plate is smooth and loss
of energy due to the impact of jet is zero and the velocity of the leaving jet at the
• Because the curved plate is symmetrical, the angle made by the tangents at the
• In this case there will be forces exerted by the fluid jet in the X and Y directions
given by;
Fx = 2 2cosθ
• Fy = (Vsinθ -Vsinθ) = 0
• Fy =0
When a Jet strikes the unsymmetrical curved
vane at one end tangentially
• The jet strikes the plate at a velocity V m/s assuming the plate is smooth and loss
of energy due to the impact of jet is zero and the velocity of the leaving jet at the
• Because the curved plate is unsymmetrical, the angles made by the tangents at
the two ends of the plate will be different given by θ and ϕ as shown in the figure.
When a Jet strikes the unsymmetrical curved
vane at one end tangentially……
• The forces exerted by the fluid jet in the X and Y directions are given by;
Fx = 2(cosθ+cosϕ)
Fy = (Vsinθ -Vsinϕ)
Fy = 2(sinθ -sinϕ)
Examples
1. A 25 mm diameter jet of water strikes a symmetrical stationary curved vane tangentially at one end and
leaves at the other end with a velocity of 15 m/s. Determine the force exerted by the jet on the plate in the
horizontal and vertical directions if the jet gets deflected through 150° by the vane.
2. A jet of water of diameter 40mm moving with a velocity of 30 m/s strikes a curved fixed symmentrical plate
at the centre. Find the force exerted by the water jet in the direction of the jet if the jet is deflected through
3. A jet of water of diameter 75 mm moving with a velocity of 30 m/s strikes a curved fixed plate tangentially
at one end at an angle of 30° to the horizontal. The jet leaves the plate at an angle of 20° to the horizontal.
Find the force exerted by the jet on the plate in the horizontal and vertical direction.
Answers
Three cases of the moving curved vane are considered, such as;
(i) jet striking a single symmetrical moving curved vane at the centre,
tip and
• Students to show how to obtain force exerted by the jet on the curved plate in the
direction of the jet and work done by the jet on the plate per second.
• Also think of how the formula will be when frictional forces are not assumed.
A Jet striking a single symmetrical moving
curved vane at the centre
Fx = (V-u)2(1+cosθ)
Fy = (0-(V-u)sinθ), = - (V-u)sinθ
When there is any energy loss, then work done is given by,
Fx = (V-u)2(1+kcosθ)
m/s. The curved vane is moving with a velocity of 5 m/s in the direction of the jet. The jet is
deflected through an angle of 160°. Assume that the plate is smooth. Calculate
v. Also calculate the force exerted on the vane in the direction of jet whose coefficient of
friction is 0.9.
Answers
i) Fx =6093.74 N, (ii) 30468.7 Nm/s (iii) 30.4687 kW, (iv) 49.66% (v) 5798.52 N
jet striking an unsymmetrical moving curved vane
tangentially at the tip
The figure shows a jet of water striking a moving unsymmetrical curved vane
tangentially at one of its tips and leaving at the other as shown in the figure above.
V1,V2 = Absolute velocities of the jet at the inlet and outlet respectively,
u1,u2 = Peripheral velocities of the vane at the inlet and outlet respectively,
, = Angles which the absolute velocities make at the inlet and outlet respectively
jet striking an unsymmetrical moving curved vane
tangentially at the tip…
Points to note;
• Velocity of flow is the component of the absolute velocity normal to the direction
of motion.
• Triangles ABD and EGH are called inlet and outlet velocity triangles.
• Students to check from the reference book on how to draw the velocity triangles.
jet striking an unsymmetrical moving curved vane
tangentially at the tip…
• If the vane is smooth then the velocity in the direction of motion at inlet and outlet
will be equal then u1u2=u and Vr1=Vr2, velocity in the direction of motion.
Fx = ρaVr1(Vw1)
Hence Fx = ρaVr1(Vw1±Vw2)
= Fx ×u = ρaVr1(Vw1±Vw2)×u
ρaVr1(Vw1±Vw2)×u
Work done per second per unit weight of fluid striking =
ρaVr1(Vw1±Vw2)×u V2
= = (Vw1±Vw2)×u Efficiency = 1- 2
ρaVr1× V1
Example
1. A jet of water having a velocity of 25 m/s strikes a smooth curved vane which is
moving with a velocity of 5 m/s. The jet makes an angle of 15° with the direction of
motion of vane at inlet and leaves at an angle of 120° to the direction of motion of
i. the vane angle, so that water enters and leaves the vane without shock,
ii. work done per second per unit weight of water striking the vane per second and
iii. work done per second per unit of mass of water striking the vane per second and
iv. efficiency.
Answers
i) 18.67°, 47.63° (ii) 16.702 Nm/N (iii) 163.85 Nm/kg (iv) 49.66%
A Jet striking a series of radial curved vanes at
the centre
• The figure shows a series of radial curved vanes mounted on a wheel with a jet of
water striking the vanes that makes the wheel to start rotating at a constant
angular speed.
A Jet striking a series of symmetrical moving
curved vanes at the centre …
• From the diagram, let N be the speed of wheel in rpm,
R1,R2 = Radii of the wheel at the inlet and outlet of the vane respectively
• Blade velocities at the inlet and outlet tips of the vane would be different because
• The mass of water striking per second for a series of vanes is equal to the mass of
water coming out from the nozzle per second, i.e., (Mass/Second) = ρaV1
= (ρaV1)× Vw1
= initial angular momentum per second – final angular momentum per second
The general expression for the work done on the wheel per second is given by;
= ρaV1(Vw1u1)
vanes mounted on a wheel which is rotating at 200 rpm. The jet makes an angle of 25° with
the tangent to wheel at the inlet and leaves the wheel with a velocity of 5 m/s at an angle of
120° to the tangent to the wheel at outlet. Water is flowing from outward in a radial direction.
The outer and inner radii of the wheel are 0.5 m and 0.25 m, respectively. Determine
Answers
i. Pelton Turbine
• The study of hydraulic machines in this section consists of the study of turbines
and pumps.
• Main turbines considered are Pelton turbine, Francis turbine and Kaplan
turbine.
power.
General layout of a hydroelectric power plant
h
Definitions of Heads
Gross Head
• Gross head is the difference between the head race level and the tail race level
when no water is flowing. It is denoted by Hg.
• It is the head available at the inlet of the turbine and it is also known as effective
head. As water flows from the head race to the turbine inlet, some head loss
occurs mainly due to friction between water and the penstocks. It is denoted by
H= Hg- hf -h = Hg- -h
×
Hydraulic Efficiency
• Ƞh: It is defined as the ratio of power developed by the turbine runner (R.P) to the
power supplied by the water jet at the inlet of the turbine (W.P). It represents the
effectiveness with which energy is transferred from the water to the runner.
.
Mathematically, Ƞh = = .
±
= kW for radial Turbine
Mechanical Efficiency
Ƞm: is defined as the ratio of the power available at the turbine shaft (S.P.) to the
power developed by the runner (R.P.). These power differ due to mechanical losses
.
coming from bearing friction, Mathematically, Ƞm = =
.
Definitions of Efficiencies……..
Volumetric Efficiency
• Ƞv : is defined as the ratio of the volume of the water actually striking the runner
to the volume of water supplied to the turbine by the jet.
Mathematically, Ƞv = =
Overall Efficiency
• Ƞo : It is defined as the ratio of power available at the turbine shaft (S.P.) to the
power available from the water jet at the turbine inlet (W.P.).
.
Mathematically, Ƞo = = = .
Overall Efficiency……..
• The individual efficiencies may be combined to give,
Ƞo = Ƞ h × Ƞm × Ƞv
Po = Ƞp× × ×
= ȠgȠo
Classification of Hydraulic Turbines
(i) Impulse turbine: At the inlet of the turbine, water has only kinetic energy. For example: Pelton turbine.
(ii) Reaction turbine: At the inlet of the turbine, water has both kinetic energy and pressure energy. For
(i) Tangential flow turbine: Water flows along the tangent to the axis of rotation of the runner. For
(ii) Radial flow turbine: Water flows in the radial direction through the runner either inward or outward.
(a) Inward radial flow turbine: Water enters at the outer circumference and flows inwards radially towards
the centre of the runner. For example: Old Francis turbine and Thomson turbine.
Classification of Hydraulic Turbines…..
(b) Outward radial flow turbine: Water enters at the centre and flows radially
towards the outer periphery of the runner. For example: Fourneyron turbine.
(iii) Axial flow turbine: Water flows through the runner along the direction parallel to
the axis of rotation of the runner. For example: Propeller turbine, Kaplan turbine
(iv) Mixed flow turbine: Water enters the runner at the outer periphery in the radial
direction and leaves it at the centre in the direction parallel to the axis of rotation of
(iii) Axial flow turbine: Water flows through the runner along the direction parallel to the axis of rotation of the runner. For
(iv) Mixed flow turbine: Water enters the runner at the outer periphery in the radial direction and leaves it at the centre in the
direction parallel to the axis of rotation of the runner. For example: Modern Francis turbine.
(i) High head turbine: High head turbines are capable of working under very high heads usually more than 250 m. For
example: Pelton turbine and it requires relatively less quantity of water only.
(ii) Medium head turbine: These turbines are capable of working under medium heads ranging from 60 m to 250 m. For
example: Modern Francis turbine and it requires relatively large quantity of water.
(iii) Low head turbine: These turbines are capable of working under heads less than 60 m. For example: Kaplan and
Specific speed is the speed of a geometrically similar turbine which would develop unit power when
working under unit head. It is denoted by Ns and it is given by the following expression
Ns= /
Here, N is the normal working speed in rpm, P is the power output of the turbine in kW and H is the net
head in metres.
Based on the specific speed of the turbines, the following classification is made.
(i) Low specific speed turbine: Specific speed of these turbines varies from 8.5 to 50. If the specific
speed of turbines varies from 8.5 to 30, then it will be Pelton wheel with single jet and if it varies from
30 to 50, then it will be Pelton wheel with double jet.
(ii) Medium specific speed turbine: Specific speed of these turbines varies from 50 to 255. For
example: Francis turbine.
(iii) High specific speed turbine: Specific speed of these turbines varies from 255 to 860. For example:
Kaplan and propeller turbines
Classification of Hydraulic Turbines…..
• According to the name of the originator.
(i) Pelton turbine: It is named after Lester A. Pelton, an American engineer. It is the only impulse type of
turbine which is commonly used for high head and low discharge.
(ii) Francis turbine: It is named in the honour of James B. Francis, an American engineer, who developed
an inward radial flow turbine but later on it was modified. The modern Francis turbine is a mixed flow
reaction turbine which is used for medium head and medium discharge.
(iii) Kaplan turbine: It is named after the Austrian engineer V. Kaplan. It is an axial flow reaction turbine that
is used for low heads. It requires large quantity of water to produce large amount of power
Vertical disposition of shafts is commonly used for turbines. Pelton wheel is an example of horizontal shaft,
(i) Pelton turbine: It is named after Lester A. Pelton, an American engineer. It is the only impulse type of
turbine which is commonly used for high head and low discharge.
(ii) Francis turbine: It is named in the honour of James B. Francis, an American engineer, who developed
an inward radial flow turbine but later on it was modified. The modern Francis turbine is a mixed flow
reaction turbine which is used for medium head and medium discharge.
(iii) Kaplan turbine: It is named after the Austrian engineer V. Kaplan. It is an axial flow reaction turbine that
is used for low heads. It requires large quantity of water to produce large amount of power
Vertical disposition of shafts is commonly used for turbines. Pelton wheel is an example of horizontal shaft,
Pelton turbine – High head, tangential flow impulse turbine and low
specific speed.
Francis turbine – Medium head, inward radial flow or mixed flow reaction
turbine with medium specific speed.
Kaplan turbine - Low head axial flow reaction turbine with high specific
speed.
Impulse Turbine – Pelton Turbine
• Available hydraulic energy is converted into kinetic energy by passing through a nozzle fitted at the end of
the penstock.
• High velocity jet of water coming out from the nozzle strikes a series of suitably shaped vanes mounted on
the periphery of the runner (or wheel).
• The resulting change in momentum causes the rotation of the vanes and the runner.
• The runner revolves freely in air and thus, mechanical energy is obtained at the turbine shaft.
• The water coming out of the nozzle operates under atmospheric pressure throughout its action on the
runner and its subsequent flow to the tail race.
Work done for Pelton Wheel
• The jet of water from the nozzle strikes the bucket at the splitter which splits up
the jet into two parts. The parts of the jet glide over the inner surfaces and come
out at the outer edge. The splitter is the inlet tip and the outer edge of the bucket
is the outer tip of the bucket.
Work done for Pelton Wheel….
Work done for Pelton Wheel….
Work done for Pelton Wheel….
Design of Pelton Wheel
The following points should be considered while designing a Pelton turbine.
1.Number of jets: It is obtained by dividing the total water flow rate through the
turbine (Q) by the water flow rate through a single jet (q) denoted by n = ,
a number of jets may be employed for providing more power with the same turbine.
Such turbines are called multi-jet Pelton wheel.
2. Jet ratio: It is defined as the ratio of pitch diameter (D) of the Pelton wheel to the
For maximum efficiency, the jet ratio varies from 11 to 14 but in practice for most of
the cases it is taken as 12.
3. Angle of deflection of the jet. The angle of deflection of the jet through the
4. Number of buckets: The number of buckets for a Pelton turbine should be such
that no water escapes without striking the buckets so that volumetric efficiency is
close to unity. For determining the number of buckets, Taygun empirical formula is
Here, Z = number of buckets, D = pitch diameter of the Pelton wheel, d = jet diameter
5.Size of buckets: Depth, width, and length of the bucket are expressed in terms of
jet diameter as, Depth of bucket (T) varies from 0.8 d to 1.2 d but in general it is
taken as 1.2 d. Width of bucket (B) varies from 4 d to 5 d but in general it is taken as
7. Mean diameter of the wheel (D). The mean diameter or pitch diameter D of the
Pelton wheel is given by, u = πDN/60 or D = 60u/πN
600 m. If the side clearance angle is 15° and discharge is 0.09 m3/s, then find
2. The penstock supplies water from a reservoir to the Pelton wheel with a gross head of 525 m and head above tail race to
turbine is 10m. One third of the gross head is lost in friction in the penstock. The rate of flow through the nozzle fitted at the end
of the penstock is 1.9 m3/s. The angle of deflection of the jet is 165°. Determine the power given by the water to the runner and
the hydraulic efficiency of the Pelton wheel. Take speed ratio as 0.46 and the coefficient of velocity as 0.99.
3. Design a Pelton wheel working under an effective head of 70 m. It develops 100 kW shaft power when it runs at 220 rpm.
Assume the speed ratio as 0.45, coefficient of velocity as 0.98 and overall efficiency as 85%
Answers
1 i) 529.74 kW ii) 94.27% (2) 6075.05 kW, 97.8%
(3). D=1.448 m d=0.0775 m or 77.5 mm m = D/d = 1. 448 /0. 0775 = 18. 684 B= 5d = 5×77.5 =387.5 mm T=1.2d =1.2×77.5 = 93 mm
L =3.2d =3 2× 77.5 = 248 mm
Z = 15+ 0.5m = 15+ 0.5× 18.684= 24.342 ≈ 25
Worked Examples from Reference book
•Do and submit the unsolved problems number 1 – 14 in pages 173 – 174
• In reaction turbines, water from the penstock at the inlet of the turbine
runner.
• The pressure at the inlet to the runner is higher than the pressure at the
tight casing which completely remains full of water throughout the operation
of the turbine.
Main Parts of Radial Flow Reaction Turbines
• Spiral casing: The water from the penstock is supplied to the spiral casing of
the turbine. It surrounds the runner of the turbine. It is of spiral shape in which
the guide wheel around the runner. The guide vanes allow the water to enter
into the moving vanes of the runner without shock at the inlet.
• Draft tube: Gradually expanding tube that discharges water passing through
• The propeller and Kaplan turbines are the important types of axial flow
reaction turbines.
• Due to the highest specific speed (up to 860), these turbines are suitable for
• In these turbines, water flows parallel to the axis of the rotation of the shaft.
NB: Students to read about the working proportions of Francis, Propeller and Kaplan
turbines and their differences.
Performances of Hydraulic Turbines
• Turbines are designed for specific operating conditions known as design
(i) vary power output by the movements of the wicket gates or the spear while the
(ii) vary the head and power output of the turbine by adjusting the speed to
maintain the same efficiency while the gate opening remains constant,
Performances of Hydraulic Turbines…..
(iii) vary the head and speed which generally happens in low head units and
(iv) vary the speed by adjusting the load on the turbine, while the head and gate
type operating under varying conditions, the results are presented in terms of
unit quantities.
• The exact behaviour of the turbines operating under varying conditions can be
performances of the turbines of the same type but of different sizes, the results
• The unit quantities are obtained when the head on the turbine is reduced to
unity.
• For obtaining unit quantities, the efficiency of the turbine is assumed as constant,
which is possible when the velocity triangles under working head and unit head
are geometrically similar so that the water enters the turbine without shock.
• The important unit quantities are unit speed, unit power and unit discharge.
Unit Speed
• It is denoted by Nu. N u=
Where,
N = Speed of turbine,
Unit Discharge
unit head.
• It is denoted by Qu Qu =
Where,
• It is denoted by Pu. Pu = /
Where,
• Model turbines are tested under different conditions of head, discharge, speed,
power, efficiency.
• Results are plotted in the form of curves and are known as performance
parameters.
• Out of the three independent parameters (H, Q and N), one of the parameters
(assume H) is kept constant and the variations of the remaining parameters with
respect to any one of the two independent parameters (assume Q and N) are
The turbines are tested at constant head. Here, Q and P are plotted against
• Head and gate openings are kept constant and speed is varied by varying
• For each value of speed, corresponding values of power and discharge are
obtained.
Constant head characteristic curves (or main
characteristic curves)
• Const. speed is attained by regulating the gate opening thereby varying the
• A horizontal line is drawn for a given value of efficiency (assume 0.2) which
• Thus, two speeds for one value of efficiency are obtained from the points of
intersection.
•These values of speeds are then transferred to the main curve Qu versus Nu for
•The points having the same efficiency are joined by a smooth curve to get a
•This procedure is repeated for different gate openings and thus, other constant
hydraulic turbine.
chosen.
2. Rotational speed: High rotational speed results in smaller size of the turbine
and the generator. Thus, the overall cost of the plant reduces.
3. Head: each type of turbine has a range of head which is suitable for its
operation.
4. Part load operation: The load at which a turbine provides maximum efficiency
is called full load. Any load that is above is called overload and below that is
called part load. The turbines are required to work under variable load conditions.
Selection of Turbines….
preferable for large sized reaction turbine which is almost universally adopted. In
6. Overall cost: The overall cost which includes the initial cost and the running
cost should also be considered while selecting a turbine. The turbine should be
flowing fluid due to local fall in fluid pressure is called cavitation. It may cause
installed closer to the tail race with a minimum cost of excavation for the draft
tube.
Hydraulic Pumps
• Hydraulic machines either take energy from water and convert it into mechanical
• Machines which take energy from a fluid are called turbines and machines which
• Pumps are mechanical devices which convert mechanical energy into hydraulic
• Pumps are power absorbing devices which are used to increase the pressure
Reciprocating pumps
• Since civil engineers are not involved in the manufacture of pumps, but are simply
users of them, there are several reasons why it is useful for them to have some
idea of how pumps work and the different types of pumps available, some of these
reasons are;-
i. matching pumps to pipelines i.e. which is the most suitable size and type of
• The radial flow type pumps are commonly called centrifugal pumps .
• It works on the principle of forced vortex flow where the rise in pressure head of
rotating liquid takes place and due to high pressure head, the liquid can be lifted to
a high level.
1. Suction head: It is the vertical height of the centre line of the pump shaft above
the water surface in the sump from which water is being lifted. It is also known as
2. Delivery head: It is the vertical height of the water surface in the tank to which the
water is delivered above the centre line of the pump shaft .It is also known as static
the tank to which the water is being delivered by the pump. Thus, static head is the
4. Manometric head: Manometric head (Hm) is the head against which a centrifugal
pump has to work. It is measured across the pump inlet and outlet flanges.
If there are no energy losses in the pump (i.e., in the impeller and casing), then
manometric head will be equal to the energy given to water by the impeller, i.e.
Hm=He.
Head of a Centrifugal Pump…..
If the loss of head (hf ) in the impeller and casing of the pump are considered, then
Hm = hs+hd+hfd+hfs+
Where hfd is friction head loss in delivery pipe, hfs is friction head loss in suction
pipe and Vd is flow velocity of water in the delivery pipe. Vd can be assumed to be
too small hence can be neglected then the expression becomes;
Hm = hs+hd+hfd+hfs
Head of a Centrifugal Pump…..
• Hm = Total head at the outlet of the pump - Total head at the inlet of the pump
+ +z2 - + +z1
respectively)
Velocity triangles and work done by centrifugal pump
• The expression for work done by the impeller in water is obtained by drawing
velocity triangles at the inlet and outlet of the impeller in the same way as for a
turbine.
• For drawing the velocity triangles, the same notations are used as that of turbines
Velocity triangles and work done by centrifugal pump…
• Let;
u1 and u2 be the tangential velocities of impeller at the inlet and outlet, respectively,
where u1= πD1N/60 and u2= πD2N/60
V1 and V2 be the absolute velocities of the water at the inlet and outlet, respectively,
Vr1 and Vr2 be the relative velocities of the water at the inlet and outlet, respectively,
Vw1 and Vw2 be the velocities of whirl at the inlet and outlet, respectively,
Vf1 and Vf2 be the velocities of flow at the inlet and outlet, respectively,
Velocity triangles and work done by centrifugal pump….
α and β be the angles made by absolute velocities at the inlet and outlet,
respectively,
• Water is assumed to enters impeller radially for the best efficiency of the pump
meaning the whirl component Vw1 is equal to zero and the flow component Vf1
equals the absolute velocity V1.
• Work done by impeller per unit weight of water is given by the expression,
w= Nm/N
Examples
1. The external and internal diameters of the impeller of a centrifugal pump are 0.4 m and 0.2 m,
respectively. The centrifugal pump runs at 1200 rpm and its vanes at the exit are set back at an angle of
25°. If a constant radial flow through the impeller is maintained at 2.5 m/s, then determine
2. The internal and external diameters of the impeller of a centrifugal pump are 200 mm and 400mm
respectively. The pump is running at 1200 r.p.m. The vane angles of the impeller at the inlet and outlet are 20°
and 30° respectively. The water enters the impeller radially and the velocity of flow is constant. Determine the
work done by the impeller per unit weight of water.
3. A centrifugal pump has external and internal impeller diameters as 600 mm 300 mm respectively. The vane
angle at inlet and outlet are 30° and 45° respectively. If the water enters the impeller at 2.5m/s, find
Answers
1.)i.11.25° ii. 7.2° iii. 50.644 Nm/N 2.) 44.1Nm/N 3.) (a) N=275.8 r.p.m (b) 5.44 kN-m or kJ
Efficiencies of centrifugal pump
( )( )
to the liquid to the power input to the pump shaft. Ƞm =
Ƞm = .
Volumetric efficiency; the ratio of quantity of liquid discharged per second from
the pump to quantity passing per second through the impeller.
Overall efficiency; the ratio of power output of the pump to the power input to the
pump. Ƞo=
Example: A centrifugal pump is to discharge water at the rate of 110 liters/second at a speed
of 1450 r.p.m against a head of 23 metres. The impeller diameter is 250 mm and its width 50
mm. If the manometric efficiency is 75%, determine the vane angle at the outer periphery.
Answer 42.1°
Power Required to Drive a Centrifugal Pump
1. Shaft power: It is the power supplied by the motor (or prime mover) to the
pump shaft and it is denoted by P.
2. Impeller power: It is the power available at the impeller and will be equal to
the work done per second by the impeller on water. It is denoted by Pim and
given by, Pim = ρQVw2u2/1000 kW
3. Power output: It is the power output from the pump that is available at casing
exit. It is denoted by Po and given by; Po = ρgQHm/1000 kW or ρgQHm/Ƞo
• Higher heads can be achieved by putting two or more pumps in series and large
• If one pump cannot produce sufficient head then two or more pumps may be
used in series. For pipeline it would be better to specify a larger pump instead.
• If the pump cannot produce sufficient flow then two or more pumps are used in
pumping stations.
Multistage Centrifugal Pumps
Specific Speed of Centrifugal Pumps, Ns
• Denoted as Ns and defined as the speed of a geometrically similar pump
which would deliver 1 m3 of liquid per second against a head of 1 m.
• It is used for the classification of pumps on the basis of their performance and
dimensions regardless of their actual size or speed at which they operate.
It is expressed as follows;
or Q ∝ DBVf and B ∝ D
• Tangential velocity (u), velocity of flow (Vf) are related to the manometric head
Hm as u ∝ Vf ∝ ………………….(iv)
Specific Speed of Centrifugal Pumps, Ns…………..
• Substituting the value of u in equation (iii), we get
∝ DN or D ∝
Ns= /
Principles of Similarity
• Two triangles are said to be similar if all of their angles are equal, even if the
• The two triangles have the same shape; the larger one is simply a scaled up
Dynamic Similarity for Pumps: Many pumps are too large to be tested in a
• The complete similarity between the model and actual pump (prototype) will
exist if the following conditions are satisfied;
also u ∝ DN
= DN
Q ∝ D2×Vf Where Vf ∝ u ∝ DN
Q ∝ D3×N
= constant or ( )m = ( )
× × ×
P= , P ∝ Q × Hm but Q ∝ D3×N
∝ D3×N× Hm ∝ DN
Answer: 391.3 mm
Characteristics of Centrifugal Pumps
designed ones under which the behaviour of the pump may be different.
conditions, various tests are performed and the results of the tests are
• These curves are known as the characteristic curves of the pump or pump
performance characteristics.
Characteristics of Centrifugal Pumps…
• It is these curves that are most helpful to the engineer responsible for
•Rise head curve: the head curve continuously rises as the flowrate flowrate
decreases.
•Falling head curve : H-Q curves initially rise as Q is decreased from the
design value and then fall with a continued decrease in Q.
•Shutoff head Shutoff head: the head developed by the pump at zero
discharge. It represents the rise in pressure head across the pump with the
discharge valve closed.
•Best efficiency points (BEP): the points on the various curves corresponding
to the maximum efficiency.
Characteristics of Centrifugal Pumps…
Typical performance characteristics for a centrifugal pump of a given size
operating at a constant impeller speed.
Characteristics of Centrifugal Pumps…
•As the discharge is increased from zero the brake horsepower increases,
•Performance curves are very important to the engineer responsible for the
•On the suction side of a pump, low pressures are commonly encountered, with
the associated possibility of cavitation occurring within the pump.
•Cavitation occurs when the liquid pressure at a given location is reduced to the
vapor pressure of the liquid.
•When this occurs, vapor bubbles form; this phenomenon can cause a loss in
efficiency as well as structural damage to the pump.
•To characterize the potential for cavitation, net positive suction head (NPSH) is
and + is the total head on the suction side near the pump impeller inlet.
Net Positive Suction Head…..
• There are two values of NPSH of interest.
ii. Available NPSH, denoted by NPSHA, represents the head that occurs for a
particular flow system.
liquid into a cylinder in which a piston is reciprocating which exerts the thrust
• The cylinder is alternately filled and emptied by drawing and forcing the
•The main parts of a reciprocating pump are; (i) cylinder, (ii) piston (or
plunger), (iii) piston rod, (iv) crank, (v) connecting rod, (vi) suction pipe and
2.Selection of Pumps
5.Discharge, Work Done and Power Required for Driving a Single Acting
Reciprocating Pump
7.Discharge, Work Done and Power Required for Driving a Double Acting
Reciprocating Pump
9.Indicator Diagrams
10.Air Vessels
Dimensional Analysis
•It is a mathematical technique which deals with the dimensions of the physical
•All physical quantities are measured by comparison with arbitrarily fixed values
for each independent quantity called fundamental dimensions i.e mass, length,
•Some other quantities are derived from fundamental dimensions and are called
i) Q = Cd.a 2
ii) v=c
etc.) or hydraulic machines (turbines, pumps, etc.) their models are made and
• The model is a small scale replica of the actual structure or the machine while
• Models are mostly much smaller than its prototypes but in some cases the
(i) To determine the full size of civil engineering structures, such as dams,
spillways, etc.
(iv) To predict the stability characteristics and wind loads of tall buildings in
architectural engineering.
(i) The model tests are quite economical and convenient because without
incurring much expenditure, the design of the model may be changed until the
most suitable design is obtained.
(iii) Based on the final results obtained from the model test, the performance and
behaviour of the prototype can be easily predicted in advance.
• Similitude means the complete similarity between the model and its prototype.
• For establishing a complete similarity between the model and its prototype,
the following three type of similarities are important from the subject point of
view;
• Geometric similarity exists between the model and its prototype when the
• For geometric similarity, the model must be of the same shape as the
model respectively.
Geometric Similarity…..
• The length scale ratio (Lr ), area scale ratio (Ar ) and volume scale ratio (vr )
are respectively given as follows.
Lr = = = =
Ar = 2 = 2 = 2 = 2 = (Lr)2
vr = 3 = 3 = 3 = 3 = (Lr)3
Kinematic Similarity
• Kinematic similarity is the similarity of motion between the model and the
prototype.
• Kinematic similarity exists when the velocities at the points in the model have
• The velocity triangles, speed ratio and the flow ratio for the model and the
• Let Tp, Lp, Vp, ap and Qp be the time, length, velocity, acceleration and
discharge respectively for the prototype at any point and Tm, Lm, Vm, am and
• The time scale ratio (Tr), velocity scale ratio (Vr), acceleration scale ratio (ar)
Tr = , Vr =
ar = , Qr =
Dynamic Similarity
• Dynamic similarity is the similarity of forces between the model and the
prototype.
• Dynamic similarity exists when all forces at the points in the model have a
constant ratio to the corresponding forces at the corresponding points in the
prototype.
• The dynamic similarity exists between the prototype and the model, then the
iii. Testing of the model- wind tunnel and water tunnel method
2.Distorted Models are models which are not similar to their prototypes. In
these models, one or more terms of the model are not identical with their
counterparts in the prototype.
= = cv= Cv = = but =
V= v
Examples
1. The velocity at a point on a spillway model of a dam is 1.3 m/s for a prototype
of model ratio 1:10. What is the velocity at the corresponding point in the
prototype.
×
Dividing eqn (i) and (ii) = ×
= ×
= × .
Q = q ×s2.5
Examples
1. Adam 35 m long is to discharge water at the rate of 114 m3/s under a head of
2.7 m. Find the length of the model and head of water if the supply available
in the laboratory is 30 litres/s
i. Inertia force
i. Reynold's number
• Dynamic similarity is said to exist between the model and the prototype when
the Reynold's number of the model and the prototype is the same.
• Dynamic similarity is said to exist between the model and the prototype when
the Froude's number of the model and the prototype is the same.
• Dynamic similarity is said to exist between the model and the prototype when
the Weber's number of the model and the prototype is the same.
• Dynamic similarity is said to exist between the model and the prototype when
the Euler's number of the model and the prototype is the same.
• Dynamic similarity is said to exist between the model and the prototype when
the Mach's number of the model and the prototype is the same.